Adjacent Segment Degeneration and Disease of the Cervical Spine


Summary of Key Points

  • Adjacent segment pathology is an umbrella term for adjacent segment degeneration, which refers to radiographic evidence of degenerative changes, and for adjacent segment disease, which refers to clinically symptomatic degenerative changes.

  • Fusion leads to altered and increased kinematic motion, as well as increased intradiscal pressure at adjacent segments.

  • Adjacent segment pathology is likely the result of the natural history of cervical spondylosis, but it may also be a consequence of fusion.

  • Surgical technique such as plate placement, soft tissue handling, and cervical alignment can be controlled to prevent iatrogenic development of adjacent segment pathology.

Anterior cervical discectomy and fusion (ACDF) continues to be an increasingly common surgical procedure performed in a globally aging population. According to a recent study by Saifi et al., approximately 132,000 ACDFs are performed annually in the United States alone, with recent numbers showing a 5.7% increase from 2006 to 2013 (120,617 and 127,500, respectively). First described by Robinson and Cloward in the 1950s and 1960s, ACDFs have evolved to be used for a variety of indications, including: symptomatic disc herniation, foraminal nerve root compression, cervical spinal cord compression, axial neck pain, and cervical deformity with an associated decline in functional status. Previous studies have shown a marked efficacy of cervical fusion with ACDF in terms of health-related quality of life outcomes and fusion rates; however, complication and revision surgery rates remain relatively high.

In particular, one concern commonly associated with solid fusion has been the accelerated degenerative processes occurring at the site adjacent to the fusion construct. Although many argue that these degenerative changes are a result of the biomechanical alterations occurring at adjacent levels because of index level fusion, other experts cite these changes as being a result of the natural progression of cervical spondylosis. , In an effort to minimize adjacent segment degeneration, motion-preserving procedures such as cervical disc arthroplasty (CDA) have been developed as alternative surgical options that maintain range of motion at the index level. This chapter summarizes the current literature on the biomechanical aspects of adjacent segment pathology (ASP) and provides an up-to-date discussion on adjacent segment degeneration, adjacent segment disease, and perioperative prevention strategies.

Terminology

Using terms such as “adjacent segment degeneration” and “adjacent segment disease” interchangeably can result in imprecise classifications and inadequate postoperative analysis. In 2012, AOSpine released a statement establishing simple, descriptive terminology to standardize the language used among physicians, patients, researchers, payers, and others. ASP was designated as an umbrella term encompassing two specific concepts: radiographic ASP (RASP or adjacent segment degeneration) and clinical ASP (CASP or adjacent segment disease). RASP refers to the development of new radiographic degenerative changes (i.e., intervertebral disc height loss, osteophyte formation, end plate sclerosis) at an adjacent level, regardless of type of imaging modality, without associated clinical symptoms. CASP, on the other hand, refers to new degenerative pathology at an adjacent level with associated symptoms (i.e., new-onset myelopathy, radiculopathy, persistent neck pain). ,

Biomechanics of Adjacent Segment Pathology

The cervical spine is subject to a complex interplay of axial and rotatory forces, encouraging wide range of motion and distribution of weightbearing loads. The functional spinal unit (FSU, or motion segment) consists of the superior and inferior adjacent vertebrae/facet joints, as well as the intervening disc and surrounding soft tissue structures. Disruption of the FSU, whether it is iatrogenic or pathological, can result in biomechanical alterations at the index and adjacent segment levels.

Previous studies have linked the development of ASP with soft tissue disruption. A systematic review by Kim et al. reported a two to five times higher risk of adjacent level ossification when the plate-to-disc distance was less than 5 mm. Additionally, a study by Nassr et al. showed that incorrect needle localization at an adjacent level was associated with a three times higher likelihood of adjacent segment degeneration caused by inflammatory changes subsequent to needle puncture. These studies highlighted the importance of minimal soft tissue disruption near the adjacent levels to prevent degenerative changes, although neither author was able to correlate the development of these degenerative changes with clinical symptoms.

Furthermore, cadaveric models have elucidated the effects of anterior cervical fusion on adjacent spinal segments as a result of weightbearing forces. In one of the first studies of its kind, Fielding conducted a fluoroscopic study evaluating the motion of the cervical spine. His study found levels adjacent to the site of the fusion construct experienced a compensatory increase in motion and instability. Similarly, Eck et al. found segmental motion increased at both superior and inferior adjacent levels upon flexion and extension in a C5‒C6 ACDF model. In this same study, intradiscal pressures were increased by 73% at C4‒C5 and by 45% at C6‒C7 compared with controls. These findings were further supported by Park et al., who demonstrated a significant increase in intradiscal pressure at C4‒C5 in a C5‒C7 ACDF model. However, no study to date has been able to account for the substantial amount of motion between the occiput and C2.

Recent studies have examined and compared the kinematic effects of CDA versus ACDF. Dmitriev and colleagues showed that, among cadaveric models that underwent fusion vs. arthroplasty, intradiscal pressures under flexion-extension were higher in the cervical fusion cohorts compared with the arthroplasty cohort. Furthermore, CDA preserved adjacent-level kinematics relative to preoperative levels. In a prospective randomized trial, Park et al. corroborated results from previous studies, showing preserved kinematics in the CDA group and increased range of motion at the superior adjacent segment in the ACDF group. Finally, Ghandi et al. went one step further, evaluating a cadaveric model comparing cervical fusion with arthroplasty and hybrid (arthroplasty + fusion) constructs. Their results showed that cadavers that underwent a hybrid surgery had increased motion at all unfused segments, although to a lesser degree than the fusion cohort. Additionally, the force required to achieve preoperative range of motion was 35% and 50% higher (compared with the arthroplasty group) in the hybrid and fusion groups, respectively. Whereas the altered adjacent-level biomechanics of fusion constructs may result in the activation of inflammatory cascades and eventual exacerbation of degenerative processes, motion-preserving procedures may prove to be an alternative option to slow down or prevent adjacent level pathology.

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