Abobotulinum toxin A: Science and clinical usage


Summary and key features

  • Abobotulinumtoxin (AboBoNT) is a botulinum toxin A with similar features to the other type A botulinum toxins.

  • The accessory proteins that surround the neurotoxin protein are already dissociated in the vial after reconstitution.

  • Is “diffusion” an issue? No—clinical studies supporting this are presented.

  • Equivalency between AboBoNT and onabotulinumtoxinA (OnaBoNT) toxins is approximately 2.5 in terms of unit dose ratio. A true number is impossible to define because the units—Speywood units versus OnaBoNT units—are measured differently.

  • Because the clinical products AboBoNT and Azzalure (European aesthetic version) are identical, except for the number of Speywood units per vial, all clinical data for one product can be considered applicable to the other.

  • Clinical trials in the United States and Europe confirm both efficacy and safety for glabellar injection for frown lines.

  • Other features evaluated include time of onset, efficacy and safety with reinjection, and dose equivalency to glabellar muscle mass.

  • Reviews of the international consensus board for dosage and treatment technique gave recommendations for injections in both upper and lower facial sites.

  • Parameters for safe injections with AboBoNT toxin are reviewed.

  • Dosage and dilution are important determinant points for efficacy, duration, and field of effect.

With more than 6.5 million treatments each year in the United States reported by the American Society of Plastic Surgeons, and perhaps more than 10 million treatments worldwide, botulinum neurotoxin (BoNT) administration is by far the most common aesthetic procedure performed in the world and has truly revolutionized the field of aesthetic medicine. Since the US Food and Drug Administration (FDA) first approved the use for the treatment of glabellar lines, many other aesthetic and therapeutic applications have been tried for aging skin of the face and neck, but none has surpassed the efficacy and durability of BoNT treatments.

Botulinum neurotoxin A (BoNT-A) is the most commonly used serotype of BoNT for both clinical and aesthetic applications. Though all serotypes are synthesized as a continuous 150-kDA protein, biological activity requires posttranslational proteolysis, or nicking, which cuts the BoNT polypeptide into two separate moieties of approximately 100 kDa (the heavy chain [Hc]) and 50 kDa (the light chain [Lc]). The Hc and Lc remain bound together by a single disulfide bridge, although they carry out separate functions at the nerve terminal. One part of the Hc is bound by protein and ganglioside receptors on the presynaptic nerve terminals so that the bound molecule enters the nerve terminal by endocytosis in an endosome. The second part of the Hc then forms a channel in the endosomal membrane as the disulfide bond is reduced and the Lc travels to the cytosol, where it cleaves a portion of the protein receptor (soluble N -ethylmaleimide-sensitive factor attachment protein receptor [SNARE]) complex, thus blocking the release of acetylcholine and hence nerve transmission. The molecular target for all BoNT-A in the presynaptic terminal is the synaptosomal-associated protein, 25 kDa (SNAP-25), regardless of commercial preparation ( Fig. 4.1 ).

Fig. 4.1
The multiple steps in the mechanism of action of botulinum toxin type A: (1) After binding, the 150-kDa core neurotoxin is internalized into the neuron via a process of endocytosis. (2) The endosome is acidified, which facilitates (3) the translocation of the light chain into the neuronal cytosol. (4) Once in the neuronal cytosol the light chain of type A botulinum toxin (yellow) cleaves the membrane-associated SNAP-25 (brown) , one component of the SNARE protein complex. Another neurotoxin serotype, type B, botulinum toxin cleaves a different protein known as synaptobrevin or vesicle-associated membrane protein (VAMP; green) . ACh, Acetylcholine; SNARE, soluble N -ethylmaleimide-sensitive factor attachment protein receptor.

BoNT-A exists in nature as a complex with a collection of surrounding protective proteins. These are present in both onabotulinumtoxinA (OnaBoNT/Vistabel; Allergan, Inc., Irvine, California) and abobotulinumtoxinA (AboBoNT/Azzalure; Ipsen/Galderma) but apparently not in incobotulinumtoxinA (IncoBoNT, Merz Aesthetics). The protective proteins are known as neurotoxin-associated proteins (NAPs). NAPs are composed of four distinct hemagglutinin proteins and a nontoxic, nonhemagglutinin protein (NTNH). The NAPs are also synthesized by the clostridial bacterium simultaneously with the active BoNT molecule. The purpose of these NAPs was originally thought to be to shield the BoNT neurotoxin from potential destruction by gastric acid, the first environment the BoNT encounters when ingested from a contaminated foodstuff. However, structural data on the toxin complex indicate the BoNT molecule is actually isolated from many NAPs and only closely associated with one protein, the NTNH. The structure of the NTNH is remarkably similar to that of the neurotoxin molecule itself. Because the conditions under which the bacteria exist can vary widely in nature, from rich protein sources to sparse minimal environments, there are three sizes of the BoNT-A progenitor complexes that are known to exist: 300, 500, and 900 kDa. Different methods of neurotoxin isolation and purification have shown these different molecular weight complexes, but early data from minimally manipulated, BoNT-rich sources have shown their existence to be correct.

OnaBoNT has been reported as a complex of varying molecular weight. The chromatographic method of purifying AboBoNT also produces a complex. However, any molecular weight differences between the products, if indeed they exist, are irrelevant because all the products are now known to exist as free BoNT in the vial, immediately after reconstitution. Previous theories that certain product BoNT complexes confer a more rapid diffusion in tissue (ostensibly based on their smaller size) have now been dispelled due to the biophysical data. At this time, there is no convincing evidence to support any argument of clinical differences due to physical product differences, and there is scientific evidence to support the similarities in the performance of the two complexed neuroproteins. Both in vivo are base 150 kDa molecules.

Before the BoNT-A neurotoxin can become active, the NAPs must release the active BoNT-A 150-kDa molecule from the progenitor complex. This occurs with a change in environment to a physiologic pH. A more recent study by Merz Pharmaceuticals, summarizing some years of collected experimental data, reported that the naked neurotoxin was released from the associated complex in less than 1 minute with a change to physiologic pH. This occurs with both OnaBoNT and AboBoNT. The investigations demonstrated release of the neurotoxin probably occurs in the vial during reconstitution with sterile saline, well before injection and tissue spread.

These biochemical studies do have implications for clinical use in understanding the efficacy and safety of each product. With the neurotoxin protein of 150 kDa released before injection, the active BoNT-A molecules are stoichiometrically similar and no difference in diffusion should be expected because complex size is now known to be irrelevant. In the authors’ opinion, the difference seen with the products has to do with dosage-unit differences (and potentially volume of reconstitution/volume of injection). Eisele (Merz Pharmaceuticals, the manufacturer of incobotulinumtoxinA, a noncomplexed 150-kDa protein), using standard stability tests, found no difference in any of the three commercially available neurotoxins as to potency loss or shelf life.

The issue of diffusion between BoNT-A products due to complex size has been put to rest. The conflicting studies of hyperhidrosis “halos” on the forehead by different companies are now found to be due to dose-conversion differences. The diffusion differences were the result of differences in dosage and volume injected and not an inherent difference in the molecules. The most important differences between OnaBoNT and AboBoNT are the dosage or activity units defined by the respective manufacturers: OnaBoNT units (often called Botox units) for OnaBoNT and Speywood units (s.U) for AboBoNT. Both use the LD50 potency test on mice to define a potency unit, but there are differences in the experimental designs of the assays, making the units non-equivalent. Indeed, in the original small animal study comparing the assay methodology of each product, Hambleton & Pickett showed that, when tested in the AboBoNT assay, the LD50 of OnaBoNT was significantly higher than the labeled potency, indicating that the AboBoNT assay “recovered” more neurotoxin than the OnaBoNT assay. Conversely, when AboBoNT was assayed using the OnaBoNT method, significantly less neurotoxin was measured, indicating the OnaBoNT assay method actually inactivated the neurotoxin present. The assay difference was identified as the diluent used, which significantly affected product neurotoxin recovery for measurement. This subject of assay methodology has been debated for many years since, with each manufacturer claiming that their method is the most appropriate and scientifically accurate. The subject can only be dealt with conclusively by the adoption of both an international standard unit of neurotoxin and an accompanying assay method, but attempts to introduce these in the early 2000s were not successful. Therefore there is no direct conversion factor between units, and mention of this has been discouraged by both the manufacturers and, most importantly, forbidden by the regulatory authorities worldwide. Thus we do not have a direct conversion factor between the toxin products. Nevertheless, practitioners have sought to define a conversion factor to guide the novice injector when transitioning from one toxin to the other, for a given application.

A number of attempts have been made by the clinical community to define a conversion number. A summary of recent dosage studies places the ratio between 1:2 and 1:2.5 (OnaBoNT to AboBoNT units), as discussed previously. Multiple other studies, both therapeutic and aesthetic, have suggested ratios of 1:2.5, 1:3, and 1:4 for bioequivalence. An earlier review concluded that a 1:4 ratio was too high, and a 1:3 ratio approached bioequivalence, although the included studies suggested that an even lower ratio might be more appropriate. An independently funded, double-blind study of AboBoNT versus OnaBoNT for the treatment of glabellar lines found a longer duration of action as assessed by electromyography studies with AboBoNT when used at a 1:3 ratio. Though the aesthetic clinical trials of AboBoNT for efficacy and safety were performed at a (theoretical) ratio of 1:2.5, other recent studies have suggested a ratio of 1:3 provides AboBoNT with a greater longevity and equivalent safety to OnaBoNT. Thus we can see that dosage is really a determining and defining factor in efficacy. The dosage should be determined by the physiologic response, using the individual product units and manufacturers’ recommendations, rather than by comparing product dosage units between the products.

As we correlate these data to clinical practice, we must realize there are subtle differences in the properties of the BoNT-A products. At this point, exact data on the clinical composition, diffusion properties, and potencies are not completely known. For example, do the excipients play any role in these properties and, if so, why? Until we have a more complete understanding of these differences, the clinician should think and treat each of these products independently and avoid relying on conversion factors. If asked, the authors recommend a conversion factor of 1:2.5, which has become the most commonly quoted unit dose ratio among experienced injectors. The multiple studies that underpinned the FDA-approved dosages for glabellar lines (50 s.U of AboBoNT and 20 units of OnaBoNT) demonstrated good efficacy and safety from the two BoNT-A products, again supporting the 1:2.5 ratio as a starting point for aesthetic applications.

According to prescribing information in the package insert, the AboBoNT vial with 300 s.U of neurotoxin should be reconstituted with 2.5 mL of unpreserved saline. The FDA clinical studies, which used 500 s.U per vial, were reconstituted with 2.5 mL. The equivalency would be 1.5 mL per 300 s.U vial. Other dilutions used are 3.0 mL per 300 s.U vial. Though the package insert recommends nonpreserved saline, most injectors prefer preserved saline, which has been shown to have equal efficacy with less pain.

Dilution (actually, the reconstitution volume) is one important factor in evaluating FoE. Does a greater reconstitution volume (and hence a greater injection volume to deliver the same number of units) create a greater FoE? The data on this subject are ambiguous. One study shows clearly that the same number of units injected in different volumes per injection point have no difference in effect. Other studies show the contrary. The likelihood is that operating within a quite wide range of dilution seems to have no effect but, outside of that range (which has yet to be firmly established), dilution volume/volume of injection per point may well be affected. One author (GM) prefers the 3.0 mL dilution, thus making it easy to calibrate the unit dosage in the 1-mL syringes used. At a 3 mL dilution for a 300 s.U vial, a concentration of one unit per 0.01 mL can be drawn up corresponding to the one-unit gradation on an insulin syringe. This also corresponds to the concentration of OnaBoNT, giving a similar one-unit gradation on the insulin syringe when diluted at 1 mL per 100 OnaBoNT unit vial.

Clinical studies performed for abobotulinumtoxinA

Aesthetic studies for AboBoNT followed a similar pattern as those performed for OnaBoNT by Allergan a few years earlier. The first European studies for aesthetic use of AboBoNT were performed by Ascher et al. in the mid-1990s, and further studies were again reported by Ascher et al. in 2005 and 2006. A “dose-finding” study was first performed on 119 patients using placebo, 25, 50, and 75 s.U in a double-blinded control. The subjects were measured for efficacy as a responder at 1 month and then assessed for safety and duration. A responder rate of greater than 80% was found for all three groups. There was a favorable safety profile of 7% mild adverse events, with a headache the most common. There were no reported cases of blepharoptosis or diplopia. The results suggested that 50 s.U was the optimal dosage for the glabella, with 10 s.U injected into each of five sites.

This was followed by the US studies beginning in 2003 extending to registration. The Inamed, Ipsen, and (subsequently) Medicis studies included phase II dose-ranging and phase III single and repeat dosage studies with a total of 2300 patients assessed for efficacy and safety. All studies evaluated the efficacy and safety of glabellar frown lines with rating scales at rest and at maximal frown. The US studies used the same injection points as the US OnaBoNT trials and were evaluated at maximal frown as the endpoints. In Europe, endpoints for response were determined at rest for efficacy and the lateral corrugator injection points were placed actually 0.5 cm more medial. However, the results for efficacy and safety for both studies were similar. Phase II trials involved a dose-ranging study including placebo, 20 s.U, 50 s.U, and 75 s.U. There was a 90% responder rate at both 50 and 75 s.U.

Neutralizing antibody production has always been of concern with clinical use of BoNT-A, due mostly to the early findings with therapeutic doses. This has been considered as a main cause of “nonresponse” in patients after injection. For AboBoNT, none of the patients in the phase II study showed any evidence of neutralizing antibodies either at baseline or on follow-up evaluations.

The large phase III trials for AboBoNT examined the potential for antibody generation in patients with up to nine injection cycles of treatment. None were detected in 1200 patients. At present, the rate of antibody formation in patients treated aesthetically over many years and with multiple treatment cycles is estimated to be less than 1 in a million patients, based upon all case reports for all such patients and for all products worldwide, since aesthetic treatments began (Pickett, data on file).

From this collection of observations from the US phase II study, the 50 s.U dosage was recommended as the optimal dose for safety and efficacy and was chosen for all of the phase III trials. The phase III trials carried out in the United States comprised two double-blind, placebo-controlled single-dose studies for safety and efficacy, followed by an open-label study to examine treatment with repeat cycles. Both the efficacy and the safety data have been analyzed and presented in detail.

The repeat administration study involved 768 individuals from phase III clinical trials who received up to six repeated treatments over 17 months. Results confirmed continued effectiveness throughout the study, with no increase in active events and again no patients developing neutralizing antibodies.

One factor reported by some subjects in the trials was an onset of action within 1 to 2 days. In the phase III studies, a diary was included in which the patient recorded when an onset of effect was first noted. Some 50% of subjects noted an onset within 2 days, and 80% noted this within 3 days. The onset data have been subsequently summarized in a collective publication. Later data now available indicate a very fast response for AboBoNT, within a single day for the initial onset as studied in a frontalis model.

As the data of these AboBoNT trials were reviewed, the efficacy and duration of action for men were noticed to be less than those for women with a 50 s.U glabellar dosage. This observation stimulated an additional variable-dose study which stratified patients by race/ethnicity, gender, and randomized by muscle mass. The muscle mass groups were to receive a single treatment of various doses of AboBoNT. AboBoNT was administered as a single dose of 50, 60, or 70 s.U for women and 60, 70, or 80 s.U for men, based on their glabellar muscle mass as procerus/corrugator muscle mass, small, medium, or large and was determined by the observation of an active frown, noted as individual muscle bulging, length of the infrabrow space, and brow depression. Efficacy and duration were evaluated during a 5-month period. The results indicated that 87% of men and women had full efficacy at 30 days, with a mean duration of 109 days for both men and women, with no difference in ethnicity or gender. Duration of action was found to be increased with the greater doses for larger muscle mass. Although clinicians have individualized AboBoNT glabellar treatment on a daily basis as to gender, ethnicity, and muscle mass in clinical practice, this was the first controlled clinical study to verify this common practice. This also has been the basis for evaluating muscle mass and size for the treatment of other aesthetic areas, including frontalis, orbicularis, depressor anguli oris, and masseter.

AboBoNT has been used worldwide for aesthetic needs for more than 15 years. Both glabellar and crow’s feet have been well studied by Ascher et al., with results comparable to OnaBoNT. Over this period, AboBoNT has been used in clinical aesthetic practice with similar injection points and techniques as OnaBoNT but with different dosages. An international consensus conference held in Paris in January 2009 provided general guidelines for effective and safe use of AboBoNT on the most commonly used yet off-label sites for injection in a number of aesthetic areas. These have included the common upper face sites: the glabella, forehead, brow, crows’ feet, and eyelid; and other less common facial sites, including bunny lines, depressor anguli oris, orbicularis oris, mentalis, and platysma. These recommendations gave guidelines for a beginning dosage and range for each site, as well as injection points and techniques. A further, US-focused consensus was prepared in 2011, based on a review of originally 90 articles identified according to an appropriate search protocol, subsequently reduced to 22 focusing on the use of AboBoNT in aesthetics.

The site-specific recommendations for treatment of the upper face are shown in Table 4.1 .

TABLE 4.1
Recommended Abobotulinum Neurotoxin (AboBoNT) Dosage for Upper Face
Indications Total Usual Dose (AboBoNT/Speywood units) Dose Range (AboBoNT/Speywood units)
Glabella 50 30–70
Forehead 40–50 40–70
Crows’ feet 30 × 2 20–50 × 2
Lateral eyebrow lift 20 × 2 20–40 × 2
Glabella and forehead 90–100 70–140
Glabella and lateral eyebrow lift 90 50–110
Complete upper third face 150 110–240

Treatment of the upper face

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