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Healthy individuals possess robust antimicrobial defense systems that include physical barriers in the form of skin and mucosal membranes, innate immune defenses that are conserved through evolution, and adaptive (“acquired”) immune defense systems ( Chapter 35 ). These systems, which are highly interconnected, work in concert through an array of defensive surfaces, cells, and soluble factors to protect a host from potential microbial assailants. The normal commensal microflora of the skin and mucosa protect the host by occupying body surface niches without activating the immune system and play an important role in the maturation and homeostasis of the immune system. Nutritional status, multiorgan function, and age all contribute to normal immune function. Damage to any of these host defense components increases the risk for infection. A wide assortment of conditions, including body surface burns ( Chapter 97 ), endocrine and metabolic disorders, and medications such as glucocorticoids, can affect components of these defense systems and place an individual at increased risk for infection. In most patients, however, a compromised immune system is due to treatment of neoplastic disease (with particular attention to hematologic disorders such as leukemia and lymphoma), recipients of solid organ or stem cell transplants, and patients who are taking immunomodulatory medications for diagnoses such as collagen vascular and rheumatologic conditions. Management of people with acquired immunodeficiency syndrome (AIDS) is discussed in Chapters 357 and 358 , and a more thorough discussion of primary immunodeficiency is provided in Chapter 231 .
The innate immune system serves as the first line of host defense ( Table 260-1 ). Components of the innate immune system ( Chapter 35 ) include natural physical and chemical barriers, phagocytic cells, and germline-encoded signaling systems that recognize molecular components unique to microbes that are invariant because they are essential for survival of the microbe. These signaling systems rapidly (minutes to hours) distinguish “nonself” from “self,” thereby leading to the activation of protective phagocytic cells, proteolytic enzyme cascades, antimicrobial peptides, and other products. The innate immune system also primes the adaptive immune system, which is distinguished by the ability to create pathogen-specific responses and immunologic memory over several days. Like the innate immune system, the adaptive immune system is composed of both cellular and soluble factors ( Chapter 35 ).
INNATE IMMUNE SYSTEM (IMMEDIATE, NONPATHOGEN-SPECIFIC, EVOLUTIONARILY ANCIENT, NO MEMORY) | |
Physical defense mechanisms | Skin Mucous membranes (e.g., oral mucosa, olfactory mucosa, gastric mucosa, intestinal mucosa, bronchial mucosa, genitourinary mucosa) Tears Mucus Ciliated respiratory epithelium Urine flow |
Innate soluble and cellular defense mechanisms | Stomach acid Complement system Phagocytes (i.e., neutrophils, macrophages, dendritic cells) C-type lectin receptors, toll-like receptors, NOD-like receptors, intracellular nucleic acid sensors Cytokines (e.g., IL-1, IL-4, IL-5, IL-6, IL-8, IL-10, IL-12, G-CSF, TNF-α, IFN-γ) Natural antimicrobial products (e.g., defensins, lactoferrin, lysozyme, reactive oxygen species) Neutrophil extracellular traps |
ADAPTIVE IMMUNE SYSTEM (DELAYED, PATHOGEN-SPECIFIC, EVOLUTIONARY ORIGIN WITH JAWED VERTEBRATES [~0.5 BILLION YEARS], MEMORY) | |
Cellular adaptive immune system | T lymphocytes
|
Humoral adaptive immune system | B lymphocytes
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EFFECTORS OF IMMUNE FUNCTION | |
Effector | Resident microbial flora Organ function Age Stress Nutrition Metabolic homeostasis (e.g., pH, iron, uremia) |
The risk for infection depends on the specific type of defect in host defenses. For example, impaired macrophage function as a consequence of tumor necrosis factor (TNF)–directed therapy is a predisposing risk for infection due to intracellular pathogens such as Mycobacterium tuberculosis ( Chapter 299 ) and Histoplasma capsulatum ( Chapter 308 ), whereas splenectomy and functional asplenism ( Chapter 154 ) predispose to sepsis due to encapsulated bacteria, including pneumococcus ( Chapter 268 ) and meningococcus ( Chapter 274 ). Detailed understanding of the nature of compromised host defense mechanisms and how the defect influences susceptibility to potential viral, bacterial, fungal, or parasitic pathogens can guide appropriate diagnostic evaluations, therapies, and prevention strategies (through vaccination, antimicrobial prophylaxis, pre-emptive monitoring, and lifestyle changes).
Determining whether an immunocompromised individual has a clinically significant infectious disease can be challenging. Several factors make it more difficult to identify infectious disease in individuals with compromised immune defenses. Potential causes of infection are diverse and range from typical, community-acquired pathogens to less common, opportunistic pathogens. Signs of inflammation, including fever, pain, and erythema, may be reduced. Laboratory markers of infection, such as changes in the white blood cell count and hepatic transaminase levels, may be subtle or difficult to interpret owing to the influence of baseline noninfectious processes (e.g., medications, organ dysfunction). Radiographic findings may also be blunted. Accordingly, infection may be advanced at the time of presentation. Furthermore, multiple infections or processes may occur simultaneously. Diagnosis can be challenging because serologic testing may not be useful. However, recent advances in the development and adoption of molecular diagnostic assays have proved especially useful tools in immunocompromised patients. Finally, numerous noninfectious causes of fever, including neoplastic disease, collagen vascular disease, allograft rejection, graft-versus-host disease, and medications (e.g., antibiotic-induced fever, cytokine release syndromes following monoclonal antibody therapies) may cause febrile illnesses that are indistinguishable from infectious processes. Consequently, significant and expedited efforts should be made to establish the cause of fevers in a compromised host. Invasive procedures, such as imaging-guided biopsy, endoscopic procedures, and surgery, may be required to establish a diagnosis.
Broadly speaking, the factors that predispose immunocompromised patients to infection can be divided into two categories: intrinsic host factors as a consequence of illness and factors associated with medical treatment. Intrinsic host factors include underlying immunodeficiencies, medical comorbidities, past infections, metabolic derangements, and poor nutritional status. For patients with cancer, mechanical obstruction from tumors can predispose to organ dysfunction, infection, and the formation of abscesses. Tumors of the head and neck, respiratory tract, gastrointestinal tract, and female genitourinary tract predispose to infections in and adjacent to those anatomic spaces. Patients with chronic progressive organ dysfunction and failure are predisposed to infection as a consequence of their illness. Structural lung problems, such as cavitary lung disease, increase the risk for colonization and superinfection by Aspergillus ( Chapter 311 ) and nontuberculous mycobacteria ( Chapter 300 ). Progressive respiratory failure predisposes persons to pneumonia due to community-associated, health care–associated, and opportunistic pathogens ( Chapter 85 ). Progressive liver failure predisposes to fungal infections, including cryptococcosis ( Chapter 309 ). Immunodeficiency as a direct consequence of acquired immune system disorders, such as hematologic malignancies or bone marrow infiltration by metastasis of solid tumors, adds another layer of risk of infection.
Medical treatment is the other major consideration that influences the risk for infection. Radiation therapy and cytotoxic chemotherapy of malignant disease directly or indirectly target cells of the immune system, thereby leading to significant risk for infection. Physical and natural barriers, such as skin, mucosal membranes, uroepithelium, and ciliated respiratory epithelium, may be injured or impaired as a consequence of disease or treatment. Surgery and medical devices, such as central venous catheters, indwelling urinary catheters, and circulatory support devices, among others, predispose to infections from a range of nosocomial pathogens, including Staphylococcus aureus , coagulase-negative staphylococci, enterococci, enteric gram-negative bacteria, Pseudomonas aeruginosa , other multidrug-resistant gram-negative bacteria, and Candida . Bleeding and fluid collections, such as urinomas and bilomas, may become seeded and infected after surgery. Repeated surgery is a risk for both organ transplant recipients and patients with solid tumors. Patients with primary or metastatic lung cancer are susceptible to recurrent pneumonia. Patients with head and neck cancer and brain cancer are predisposed to aspiration pneumonitis and pneumonia. The use of immunosuppressive medications following allogeneic stem cell or organ transplantation is a significant risk factor. The consequences of prior infections, empirical antibiotics, and treatment of infections lead to unbalanced changes in the composition of the gastrointestinal microbiome (termed dysbiosis ) that may reduce barriers to colonization with drug-resistant pathogens and increase the risk of chemical infection.
The approach to the immunosuppressed patient requires detailed information about the nature of the immunodeficiency and known related risks. Specific immune defects in host responses are associated with specific underlying conditions and medical interactions ( Table 260-2 ).
UNDERLYING CONDITION | INTERVENTION | TYPE OF DEFECT |
---|---|---|
Treatment of neoplastic diseases (particularly hematologic malignant neoplasms) | Underlying disease (without intervention) | Defects in production of bone marrow cells associated with defects in cellular immunity and phagocytic function (e.g., cytopenias associated with bone marrow infiltration with malignant cells) |
Cytotoxic chemotherapies | Bone marrow suppression; defects in primary and secondary humoral and cellular immunity; breach in mucosal barriers (skin, gut); impairment in mucociliary clearance; defects in other organ function (e.g., kidney, liver) | |
Small molecule–targeted therapies (e.g., Bruton tyrosine kinase inhibitors, mTOR inhibitors) | Neutropenia, impaired cellular immunity | |
Hematopoietic stem cell transplantation | Underlying disease, without intervention (e.g., hematologic malignant neoplasms) | Defects in primary and secondary humoral and cellular immunity; defects in phagocytic cell quantity and function |
Cytotoxic conditioning therapy (± total body irradiation) | Bone marrow suppression; defects in primary and secondary humoral and cellular immunity; breach in mucosal barriers; defects in organ function | |
Stem cell manipulation (e.g., T-cell depletion) | Delay in cellular engraftment | |
Prophylaxis and treatment of graft-versus-host disease (e.g., glucocorticoids, calcineurin inhibitors, antimetabolites, TNF-α antagonists) | Defective function in phagocytic cells and dysfunction of primary and secondary humoral and cellular immunity | |
Solid organ transplantation | Underlying disease, without intervention (e.g., diabetes, end-stage liver disease) | Organ dysfunction and miscellaneous immune dysfunction |
Induction therapies (e.g., antilymphocyte globulin, anti–interleukin-2 Ab, anti-CD52 Ab) | Depletion and impairment in primary and secondary cellular and humoral immunity | |
Surgical intervention and altered anatomy | Breach in mucosal barriers; defects in organ function | |
Acute and chronic rejection prophylaxis and treatment (e.g., glucocorticoids, calcineurin inhibitors, antimetabolites and alkylating agents, plasmapheresis, antithymocyte globulin, monoclonal antibodies to B and T cells, anticytokine therapies, T-cell costimulation blockers) | Defective function in phagocytic cells, primary and secondary humoral and cellular immunity | |
Treatment of collagen vascular and autoimmune diseases | Anti-inflammatory and immunosuppressive agents (glucocorticoids, nonsteroidal anti-inflammatory drugs, calcineurin inhibitors, sirolimus, mycophenolate mofetil) | Defective function in phagocytic cells, primary and secondary humoral and cellular immunity |
Antimetabolite and alkylating agents | Bone marrow suppression, defects in primary and secondary humoral and cellular immunity | |
Biologic immune response modifiers (e.g., antithymocyte globulin, monoclonal antibodies to B and T cells, anticytokine therapies, T-cell costimulation blockers) | Defective function in primary and secondary humoral and cellular immunity |
In patients with malignancies, the underlying condition contributes importantly to determining infectious risks. For example, absolute neutropenia or leukocyte dysfunction ( Chapter 153 ) occurs in the setting of specific malignancies (e.g., acute or chronic leukemias). In such cases, the risk for bacterial infections is enhanced, even in the absence of chemotherapy. In other underlying conditions, such as chronic lymphocytic leukemia, patients frequently have quantitative defects in humoral host defense products, such as decreased immunoglobulins and components of the complement system, that are bactericidal. Other types of phagocytic cells include circulating monocytes and tissue macrophages, which are the fixed mononuclear cells of the reticuloendothelial system. These cells normally collaborate with helper T lymphocytes in defense against intracellular pathogens, such as mycobacteria, fungi, and some viruses and parasites. The spectrum of infectious risks is further broadened and prolonged when patients with these underlying immune defects are treated with cytotoxic drugs. Chemotherapies can also be deleterious to the function of other organs that are critical to host defenses, especially the integrity of the gastrointestinal tract’s mucosal barrier and the airway’s innate clearance mechanisms, thereby posing additional susceptibilities to bacterial and fungal pathogens. As a result, the underlying malignancy itself and the specific therapies that are used to treat it combine to create the profile of the types of infections to which the patient is at risk, both acutely and chronically.
Chimeric antigen receptor-modified T (CAR-T) cells and immune checkpoint inhibitors ( Chapter 29 ), which are potent new classes of immunotherapeutics for cancer, can cause severe immune-related adverse effects. CAR T-cell therapy causes cytokine-release syndrome and neurologic toxic effects, including encephalopathy. Immune checkpoint inhibitors’ immune-related adverse effects can range from mild skin findings to significant inflammatory tissue injury, including colitis, hepatitis, and pneumonitis. Checkpoint blockade may also worsen pre-existing infection and even unmask subclinical infection as a consequence of enhanced immunologic function. Treatment of these immune-related adverse effects with immunomodulators such as glucocorticoids or interleukin-6 inhibitors may paradoxically increase the risk of infection.
Hematopoietic stem cell transplantation ( Chapter 163 ) exposes recipients to additional risks as a result of the agents used for conditioning therapy in preparation for the stem cell transplantation, variable rate and magnitude of cellular engraftment, and, in recipients of allogeneic stem cell transplants, administration of additional agents to reduce risks for graft-versus-host disease (GVHD). GVHD itself and the treatments used to modulate it create additional risk for infection. Organ dysfunction, loss of natural barriers (skin and gut), and neutropenia enhance early risks for infection with bacteria and fungi that inhabit the gastrointestinal tract; impaired humoral and secondary immunity enhance late risks for infections caused by viruses, fungi, and encapsulated bacteria, especially in people who are treated aggressively for GVHD.
Immunodeficiency in solid organ transplant recipients is a consequence of the initiation and chronic maintenance of immunosuppressive therapies to suppress T- and B-lymphocyte function, so as to reduce risks for early and late graft rejection ( Chapter 38 ). Additional factors that can exacerbate overall risks for infection include the altered anatomy preoperatively and postoperatively, the surgical intervention itself, and the potential of infection transmitted from the graft itself (i.e., donor-derived infection).
Transplant recipients have increased risks both for acute infection and for reactivation of latent infections after initiation of immunosuppression. Hence, pretransplantation evaluation should be focused on detection of latent herpesviruses (e.g., cytomegalovirus [CMV]) and other pathogens (e.g., M. tuberculosis ) that can be transferred or reactivated with transplantation and immunosuppression.
The overall risk for infection in organ transplant recipients is determined by interactions between the patient’s epidemiologic exposure and “net state of immunosuppression.” Epidemiologic exposure to viral infections (both reactivation and disease) enhance risks for other infections. For example, cytomegalovirus infection ( Chapter 347 ) is known to be a risk for additional infections by other microorganisms in recipients of both hematopoietic stem cell and solid organ transplant grafts. The “net state of immunosuppression” is a conceptual measure of all factors contributing to an individual patient’s risk for infection at any given time ( Table 260-3 ). Factors that influence the net state of immunosuppression include underlying medical conditions (e.g., diabetes mellitus, advanced age, malnutrition), the use of specific immunosuppressive therapies (and their potential synergisms), technical problems during surgery, post-transplantation organ dysfunction, the administration of broad-spectrum antibiotics, and prolonged airway intubation or use of urinary and vascular access devices. This concept, which originated from an understanding of solid organ transplantation, can be applied to the care of all immunosuppressed patients.
Immunosuppressive therapy: type, temporal sequence, and intensity Prior and current therapies (chemotherapy, radiation therapy, antimicrobial agents) Integument barrier integrity (e.g., catheters, lines, drains) Neutropenia, lymphopenia, hypogammaglobulinemia Underlying immune defects (e.g., autoimmune disease, genetic polymorphisms) Metabolic conditions: uremia, malnutrition, diabetes, cirrhosis, advanced age Viral infection (e.g., herpesviruses [CMV, EBV], HBV, HCV, HIV, RSV, influenza) |
An ever-increasing number of types of immunosuppressive therapies are frequently administered to patients with active connective tissue diseases and autoimmune conditions ( Table 260-2 ). This population of patients is growing in importance with increasing use of biologic immune response modifiers ( Chapters 28 and 29 ) that enhance risks for both reactivation of latent infection (e.g., M. tuberculosis and H. capsulatum ) and severe manifestations of acute infection. Infectious risks should be considered in balancing need for these therapies and designing preventive regimens.
The onset of fever in an immunocompromised patient can be an ominous development. Depending on the nature and magnitude of the impaired host defenses, including comorbid conditions, a febrile response can indicate the onset of a life-threatening systemic infection. A diagnostic approach should be derived by careful consideration of the patient’s signs and symptoms of infection, exact form(s) of immunocompromise, and whether the patient is at heightened risk for reactivation of latent infection. Because infection can progress rapidly, particularly in patients with absolute neutropenia (see later), empirical antimicrobial therapy is often indicated even before an infection is definitively identified.
In the setting of disease-associated or chemotherapy-induced neutropenia, fever is typically an important and often the only clinical indication of infection. Some patients with neutropenia and serious infection, especially patients who are elderly, may be afebrile or even hypothermic on presentation. The risk for bacterial infection increases proportionally with the decline in neutrophil count, especially with prolonged durations of significant neutropenia ( Chapter 153 ). Infection rates increase with neutrophil levels below 1000 cells/μL and progressively increase as counts decline to less than 100 cells/μL. The duration of significant neutropenia is also an important determinant of the type of infection most likely to occur, with the risk for bacterial and fungal infections increasing with each successive week in which leukocyte counts are less than 500 cells/μL.
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