Lung Hypoplasia and Pediatric Thoracic Insufficiency


KEY POINTS

  • Lung hypoplasia implies an abnormal reduction in the weight and/or volume of the lung without the absence of any of its lobes.

  • Decreased lung weight and volume can result from fewer bronchial branches, reduced numbers of alveoli, decreased alveolar size, or any combination of these phenomena.

  • Thoracic insufficiency syndrome is the inability of the thorax to support normal respiration or lung growth, and this condition includes a wide group of constrictive thoracospinal conditions.

  • Distension of the lung with lung liquid and fetal lung movements are both needed for normal lung growth.

  • The risk for pulmonary hypoplasia diminishes when oligohydramnios occurs after 24 weeks of gestation, and the duration of severe oligohydramnios and gestational age at which oligohydramnios had its onset are independent risk factors.

  • Some thoracic insufficiency conditions are lethal in the neonatal period because of a severely restricted thoracic cage, whereas others are compatible with life.

  • Vertical expandable prosthetic titanium rib (VEPTR) expansion thoracoplasty has also been used to manage thoracic insufficiency syndrome.

  • Severe diaphragmatic hernias have poor outcomes and may be candidates for fetal endoscopic tracheal occlusion.

GENESIS

Lung hypoplasia implies an abnormal reduction in the weight and/or volume of the lung without the absence of any of its lobes; this condition is different from agenesis or aplasia of the lungs. Lung hypoplasia can result from various phenomena. During the fourth week of gestation, the laryngotracheal groove forms in the esophageal portion of the endotracheal tube, and shortly thereafter lung development begins with the evagination of two buds from the ventral surface of this groove. Between 6 and 16 weeks of gestation, these buds invade the thoracic mesenchyme by dichotomous branching so that the conducting airway system is complete by the end of the 16th week. Formation of the acini begins proximally and proceeds distally in the lung, and alveoli appear as early as 32 weeks and continue to develop throughout childhood.

Decreased lung weight and volume can result from a decreased number of bronchial branches, reduced numbers of alveoli, decreased alveolar size, or any combination of these phenomena. Pulmonary hypoplasia can be associated with various types of problems: oligohydramnios, thoracic wall abnormalities, diaphragmatic hernia, central nervous system abnormalities, or a group of miscellaneous conditions, including fetal hydrops, extralobar sequestration, or cloacal dysgenesis. Restriction of thoracic cage expansion by a small uterine cavity can also rarely be associated with lung hypoplasia. Certain lethal skeletal dysplasias that result in rib shortening and a small thorax (e.g., thanatophoric dysplasia or asphyxiating thoracic dysplasia [ Figs. 18.1 and 18.2 ]) can have the same impact. Thoracic insufficiency syndrome is the inability of the thorax to support normal respiration or lung growth, and this condition includes a wide group of constrictive thoracospinal conditions (congenital scoliosis, skeletal, neuromuscular, and other structural thoracic disorders) ( Figs. 18.3 and 18.4 ). Intervention is primarily via growth-sparing surgery, for which several device options exist, to preserve vertical growth prior to a definitive spinal fusion at skeletal maturity ( Fig. 18.5 ; Table 18.1 ). In a cohort of 42 individuals with thoracic insufficiency syndromes from a pediatric orthopedic clinic that underwent exome sequencing, the identified genes encoded components of the primary cilium, bone, and extracellular matrix. Exome sequencing identified a molecular etiology in 24/42 (57%) of the participants, with short-rib thoracic dysplasia syndromes manifesting the highest molecular diagnostic rate (81%) and DYNC2H1 being the most common gene (7/16; 44%).

FIGURE 18.1, Thanatophoric dysplasia is caused by mutations in FGFR3 and results in extremely short limbs with very short ribs, a small thorax, and markedly hypoplastic lungs.

FIGURE 18.2, Radiographic and clinical appearance of a patient with asphyxiating thoracic dystrophy (Jeune syndrome), showing reduced thoracic volume. This condition is an autosomal recessive condition caused by mutations in over 21 different skeletal ciliopathy genes.

FIGURE 18.3, Radiographs of two different neonates with Jarcho-Levin syndrome. A , Spondylothoracic dysplasia; B , Spondylocostal dysostosis.

FIGURE 18.4, Types of thoracic volume depletion as classified by Campbell and Smith. A , Type I, absent ribs and scoliosis (this patient had agenesis of the left-sided ribs of most of the upper vertebral bodies, as well as rib fusion at T1–T4, and of the 8th, 9th, and 10th ribs proximally); B , Type II, fused ribs and scoliosis; C , Jarcho-Levin syndrome; D , Jeune syndrome, also called asphyxiating thoracic dystrophy.

FIGURE 18.5, Examples of growth-friendly surgical intervention. A, B , Traditional growing rods. C, D , MAGnetic Expansion Control (MAGEC) growing rods with lateral rib supports.

Table 18.1
Comparison of Growth-Friendly Surgical Implants
From Samdani AF, Pahys JM, Ames RJ, et al. Prospective follow-up report on anterior vertebral body tethering for idiopathic scoliosis: interim results from an FDA IDE study. J Bone Joint Surg Am . 2021;103:1611-1619; Mayer O, Campbell R, Cahill P, Redding R. Thoracic insufficiency syndrome. Curr Probl Pediatr Adolesc Health Care . 2016;46:72-97; McCarthy RE, Luhmann S, Lenke L, McCullough FL. The Shilla growth guidance technique for early-onset spinal deformities at 2-year follow-up: a preliminary report. J Pediatr Orthop . 2014;34:1-7; Tsukahara K, Mayer OH. Thoracic insufficiency syndrome: approaches to assessment and management. Paediatr Respir Rev . 2022;44:78-84.
Device Fixation Point Mechanism
Growing rod Proximal and distal spine Surgical distraction, typically every 6–8 months
Vertical Expandable Prosthetic Titanium Rib (VEPTR) Rib, spine, or iliac crest Surgical distraction, typically every 6–8 months
MAGnetic Expansion Control (MAGEC) rod Proximal and distal spine Magnetic expansion mechanism activated externally; can be done in the outpatient office
Shilla Rods fixed to vertebrae of curve apex Sliding pedicle screws placed above below curve guide spinal growth and allow the device to self-distract
Vertebral body tether a Consecutive anterior vertebrae along major curve Polyethylene tether anchored to convex side of spinal curve unilaterally limits spinal growth

a Not routinely used for complex scoliosis.

Congenital diaphragmatic hernia occurs in approximately 2.3–2.8 per 10,000 live births and it can result in high neonatal morbidity and mortality, largely associated with the severity of pulmonary hypoplasia and pulmonary arterial hypertension. Fetal akinesia that results in diaphragmatic paralysis and failure to swallow amniotic fluid is associated with polyhydramnios, and it leads to a lack of lung expansion and pulmonary hypoplasia. Prolonged oligohydramnios resulting from either renal agenesis or prolonged rupture of membranes can lead to pulmonary hypoplasia. Thus distension of the lung with lung liquid and fetal lung movements are both needed for normal lung growth.

Restrained thoracic growth was initially hypothesized to cause the lungs to remain small and underdeveloped in oligohydramnios sequence, but it is the inhibition of breathing movements (essential for lung growth) and/or abnormal fluid dynamics within the lung that result in decreased intraluminal fluid pressures and cause poor lung growth. The gestational age at the time of premature rupture of membranes relates to the histologic development of the lungs, which can be divided into three stages. During the pseudoglandular stage (5–17 weeks of gestation), all major lung elements are formed except those related to gas exchange. During the canalicular stage (16–25 weeks), terminal bronchioles give rise to respiratory bronchioles and then to thin-walled terminal sacs. During the terminal sac stage (24 weeks to birth), the number of terminal sacs rapidly increases, which increases the total gas exchange area. If oligohydramnios is limited to the terminal sac stage, it does not affect lung growth, but when oligohydramnios is induced during the canalicular stage, it results in a cumulative reduction in lung size. Thus the risk for pulmonary hypoplasia diminishes when oligohydramnios occurs after 24 weeks of gestation. The duration of severe oligohydramnios and the gestational age at which oligohydramnios had its onset are independent risk factors, and severe oligohydramnios lasting more than 14 days with rupture of membranes before 25 weeks results in a mortality rate greater than 90%.

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