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Critical dysregulated immune pathways, including the key role of B cells as well as the ectopic lymphoneogenesis, are involved in primary Sjögren’s syndrome (pSS) pathogenesis. B cells may provide a critical link between the development of tertiary lymphoid tissue within target tissues and the propagation of the autoimmune process. Although the peculiar role of B cells in autoimmunity is the production of autoantibodies, some data suggests that B cells may also exert additional pivotal functions such as antigen presentation and release of specific cytokines with immune regulatory, proinflammatory, polarizing, and tissue-organizing functions. In particular, a growing body of evidence has pointed out that B cells play a central role in the development, maintenance, and progression of the disease, with multiple roles at different points of pSS pathophysiology. B-lymphocyte hyperactivity, minor salivary gland (MSG) infiltration, and the development of B-cell follicles containing germinal center (GC)–like structures, represent the hallmarks of the disease. Excessive B-cell activation is responsible for a number of the extraglandular manifestations and serological features of pSS, including hypergammaglobulinemia, cryoglobulinemia, elevated levels of free light chains and β2-microglobulin, presence of anti-Ro/SSA and anti-La/SSB autoantibodies or rheumatoid factor (RF), hypocomplementemia, hypergammaglobulinemic purpura, arthritis, vasculitis, neuropathy, and glomerulonephritis. Finally, prolonged B-cell survival and aberrant B-cell activity may lead to the development of non-Hodgkin lymphoma in 5% of pSS patients.
Most pSS patients have a clinical pattern mainly dominated by severe dryness, fatigue, and pain, which although not life threatening, seriously impacts the quality of life. In contrast, systemic involvement plays a key role in the disease prognosis. In particular, Ioannidis et al. first proposed a prognostic classification, dividing pSS patients into two groups according to the presence or absence of risk factors, such as palpable purpura and low C4 levels. Recently, Baldini et al. found that low C3/C4, hypergammaglobulinemia, RF, and cryoglobulinemia are markers of severity in pSS, and the prevalence of the high-risk pSS patient subset for severe systemic manifestations was about 15%. Quartuccio et al. demonstrated for the first time that among pSS patients with salivary swelling, only those with low C4, cryoglobulins, anti-La/SSB antibodies, and leukopenia had an increased risk of lymphoma evolution. This data suggests three important concepts: (1) the subset of patients at high risk of systemic complications is specifically characterized by an active serological profile, suggestive for B-cell chronic activation; (2) serological markers of disease severity should be considered in the management of pSS; and (3) patients with this clinical or immunological higher risk pattern should receive closer follow-up observation and an earlier and more aggressive immunosuppressive treatment.
Recent systematic reviews highlighted the lack of evidence-based recommendations for the majority of the drugs commonly employed in the spectrum of extraglandular involvement and, at last, pSS may be still considered an orphan disease. Besides conventional immunosuppressive compounds, efficacy of targeted therapies in other systemic autoimmune diseases such as rheumatoid arthritis and systemic lupus erythematosus (SLE) suggested their possible use in pSS as well. Indeed, the treatment with immunosuppressive and biological agents in pSS is mainly based on their efficacy in the aforementioned conditions, expert opinion, and uncontrolled studies. Although many clinical manifestations may be shared among different systemic autoimmune diseases, it should be kept in mind, however, that the underlying pathogenic mechanisms could be different. This data points out the need for randomized clinical trials to investigate the safety and efficacy of these drugs in pSS in order to provide solid scientific evidence. Taken together, the difficulty in building therapeutic recommendations in pSS may be related to the heterogeneity of the clinical picture, the common failure of first line treatments, the lack of scientific evidence for drugs licensed for other diseases, and, finally, the lack of innovative therapeutic compounds. The need for more effective therapies with less toxic side effects as well as new insights into B-cell roles in disease pathogenesis has propelled interest in targeted biological therapies on the basis of an expanding understanding about disease pathogenesis. In this context, specific therapies with monoclonal antibodies (mAbs) recognizing targets on B-cell membrane (anti-CD20, anti-CD22), interfering with B/T cells, or inhibiting cytokines in B-cell development or activation such as B-cell activating factor (BAFF) and interleukin (IL) 6 or organization of ectopic lymphoid structures as shown for lymphotoxin (LT) β were proposed ( Fig. 18.1 ).
The CD20 (human B-lymphocyte–restricted differentiation antigen, Bp35) antigen is the most widely studied target for depleting B cells. This transmembrane molecule is found on the surface of most B cells, including pre-B and mature B lymphocytes, but not on stem cells, pro-B cells, normal plasma cells, or other normal tissues. CD20 mediates activation, proliferation, and differentiation of B cells, and may participate in the generation of T-cell independent antibody response. Many therapeutic mAbs targeting CD20 are currently available: rituximab (RTX), ocrelizumab, afutuzumab, ibritumomab tiuxetan, ofatumumab, TRU-015, tositumomab, and veltuzumab. Generally, anti-CD20 mAbs are classified as type I (RTX-like) or type II (tositumomab-like), based on their ability to redistribute CD20 molecules in the plasma membrane and activate various effector functions. Type II mAbs are mostly employed in the treatment of B-cell malignancies owing to their longer depletion of B cells from the peripheral blood (PB) and secondary lymphoid organs. To date, the only anti-CD20 monoclonal antibody that has been tested in pSS is RTX.
RTX, a chimeric (murine/human) mAb directly targeting CD20, prevents B-cell proliferation and induces depletion of circulating B cells from PB, salivary glands, and other target tissues by complement-mediated cytotoxicity, antibody-dependent cell-mediated cytotoxicity, or induction of apoptosis.
Early studies on the efficacy of RTX reported the histological evidence of a B-cell depletion and a reduction in glandular inflammation combined with a disappearance of GCs. It is worth noting that the histological findings paralleled the increase of parotid salivary flow and the normalization of the salivary sodium content, pointing out that the efficacy of B-cell depletion may also induce a potential glandular restoration in pSS.
The recovery of B-cell subsets after RTX treatment in pSS patients seemed to recapitulate B-cell ontogeny. The first B cells appearing in PB are transitional type 1 (T1) B cells (CD19+CD5+IgD+CD38++) and plasmablasts (CD19+CD5−IgD−CD38++), followed by a further increased of naive B cells migrating from the bone marrow (BM). Memory B cells were detected early during repopulation, first in PB and only later in MSGs, although the number of memory B cells remained relatively lower in both PB and MSGs. Sequential MSG biopsies revealed that B cells were absent in these glands for 12 months, but they colonized the affected glands 24 months after RTX treatment. Memory and T1 B cells were the first B cells identified locally, and, interestingly, the GCs previously seen in the MSGs were no longer present after B-cell recovery. The sole difference among the treated patients was in the timing of B-cell reappearance and, in this respect, higher baseline serum levels of BAFF inversely correlated with the duration of B-cell depletion, which resulted in the reconstitution of the preexisting abnormalities in PB. Moreover, after RTX treatment, circulating CD19+ B-cells started to reappear at week 24 and were partially or fully reconstituted 36 to 48 weeks after treatment. The large majority of the B cells that reappeared had a phenotype of transitional B cells and, interestingly, they did not derive from mature naive or memory peripheral B cells that were not depleted by RTX, but were newly generated B cells in the BM. In addition, the percentages and the absolute numbers of regulatory T (Treg) cells and effector T cells, as well as the ratio of effector T/Treg cells, did not significantly change after RTX treatment.
Beyond its direct activity on the B-cell compound, recent studies seem to further highlight the role of RTX in modifying the immunological microenvironment of inflamed salivary glands, suggesting new possible mechanisms: (1) reduction of the local expression of IL-22, interfering with the IL-22/IL-22RA1 axis, an important step in the emergence of T- and B-cell lymphoma ; (2) reduction of the expression of IL-17 and specifically induction of a pronounced apoptotic depletion of mast cells ; (3) reduction of serum levels of different molecules, including granulocyte macrophage colony-stimulating factor, IL-1Ra, IL-6, IL-10, interferon α, tumor necrosis factor (TNF) α, CCL4, and CXCL9, as indirect effects of B-cell depletion ; (4) induction of a significant decrease of inflammation proteins, cytokines, and growth factors released by epithelial cells, decreasing nuclear factor κB (NF-κB) activity and interrupting the NF-κB signaling pathway through the up-regulation of the Raf-1 kinase inhibitor protein ; and (5) interference with ectopic lymphoneogenesis not only by depleting B cells but also by tuning the delicate equilibrium between cells, molecules, and receptors, partially affecting the pro-B-cell inflammatory milieu. Specifically, we recently showed a reduction of lymphocytic foci and in the Chisholm and Mason score in the majority of patients treated with RTX, providing additional insights in the biological effects of RTX. MSGs of these patients presented, after 120 weeks of treatment, a nonspecific chronic sialadenitis pattern or a full restoration of glandular architecture associated to the disappearance of GC structures. Moreover, we observed a consistent reduction at messenger RNA (mRNA) levels of CXCR4 and CXCR5 associated to a parallel increase of the CXCL12 and CXCL13 mRNAs after anti-CD20 therapy. Although LTα and LTβ were markedly reduced by RTX, BAFF was not affected by the biological treatment. Finally, our study showed, at a histological and molecular level, the strong effect of RTX in dissolving the immunological organization of the affected tissues, which was not observed with disease-modifying antirheumatic drugs (DMARDs) therapy.
RTX was first tested in several open-label studies in pSS, which suggested an improvement of fatigue, sicca symptoms, glandular enlargement, and extraglandular manifestations. However, the duration of the clinical effects was rather variable among the studies and these effects partially overlapped PB B-cell depletion. Furthermore, retreatment with RTX resulted in a clinical and biological response comparable to the initial treatment. The two common infusion protocols are a low dose of 375 mg/m 2 weekly on days 0, 7, 12, and 21, or 1.000 mg on days 1 and 15. Although different dosing schedules for RTX have been used in different studies, it can be concluded that RTX induces effective depletion of circulating B cells in pSS patients and a B-cell subset reconstitution pattern with similar kinetics, independently of therapeutic strategies and different dosage.
The first two small, double-blind, randomized studies showed a certain efficacy of RTX in pSS patients, namely an improvement of fatigue, objective and subjective sicca symptoms, and a significant reduction of the number of extraglandular manifestations.
However, these results were not replicated in a recent larger placebo-controlled, double-blind trial, the French Tolerance and EfficAcy of Rituximab in Primary Sjögren Syndrome (TEARS) study. Although the study failed to reach the primary end point (improvement of at least 30 mm in two of four visual analog scales [VASs] exploring global activity, fatigue, pain, and dryness between weeks 0 and 24), several secondary endpoints (dryness and fatigue scores, salivary flow rate, and laboratory response) were significantly improved in patients treated with RTX.
Another large randomized controlled trial, namely the Trial of Anti–B-cell Therapy in Patients with Primary Sjögren’s Syndrome (TRACTISS) study, a phase III study, has been completed in the United Kingdom. The TRACTISS treatment regimen comprised two courses of either RTX or placebo, and the outcomes on fatigue, oral dryness, and other glandular manifestations are to be reported in autumn of 2015. This study could further provide some information to evaluate the efficacy of RTX in pSS, particularly because the study design was intended to be closely aligned to that of the TEARS study, thus allowing subsequent data meta-analysis.
As far as systemic involvement was concerned, Gottenberg et al. demonstrated an improvement of systemic manifestations, including parotid swelling and pulmonary and articular involvement, 6 months after the first treatment cycle with RTX in a cohort of 78 pSS patients with systemic involvement or severe glandular involvement. In addition, both the median European League Against Rheumatism (EULAR) Sjögren’s Syndrome Disease Activity Index (ESSDAI) and the median daily dose of prednisone decreased 6 months after RTX administration. Similar results were also observed in uncontrolled studies, especially for articular, vascular, pulmonary, and neurological involvement. Meiners et al. treated 28 pSS patients with RTX in order to evaluate the responsiveness of the EULAR Sjögren’s Syndrome Patient Reported Index (ESSPRI) and ESSDAI. They reported an improvement at week 16 in both ESSDAI and ESSPRI scores, concluding that both of these indexes, in particular the ESSDAI, display a good sensitivity to change concerning the disease activity after therapeutic intervention. Seror et al. reported a decrease in the daily dose of corticosteroids in pSS patients with systemic involvement after RTX treatment, highlighting the risk reduction of steroid-associated adverse events. Finally, several studies reported significant reductions in analytical parameters such as erythrocyte sedimentation rate (ESR), C reactive protein, cryoglobulinemia, RF, β2-microglobulin, and immunoglobulin (Ig) levels.
We recently performed a prospective, multicenter, follow-up study including 41 pSS patients with early (ranging from 6 to 21 months), active (ESSDAI ≥6) disease receiving either RTX or conventional DMARDs plus a stable dose of prednisone. Unlike previous studies, pSS patients included in the RTX arm received six courses of therapy (twice 1 g with an interval of 15 days, every 6 months). We reported a significant improvement in ESSDAI as early as the second course of therapy, which was more pronounced in the RTX arm when compared with the DMARDs arm. This effect was sustained over time and could be observed throughout the study. In particular, this data is partially related to a rapid and consistent score reduction of constitutional, lymphadenopathical, glandular, articular, and cutaneous domains. The response curves for VAS global disease activity, VAS pain, VAS fatigue, and physician global assessment mirrored the pattern of the ESSDAI. Of interest, a significant improvement in objective (unstimulated salivary flow and Schirmer test) and histological (Chisholm and Mason grading and focus score) parameters was also observed in the RTX arm.
The beneficial effects of RTX in patients with Sjögren’s syndrome (SS), when observed, are transient and responders generally experience a disease relapse. These relapses parallel the B-cell repopulation in the PB. Furthermore, the local persistence of clonally related Ig-producing B cells, both in salivary glands and PB, despite RTX treatment, suggests the lack of a full restoration of the B cell repertoire to a predisease state. Moreover, the persistence of B-cell clones may explain the occurrence of relapses after treatment, possibly triggered by additional pathological stimuli. In particular, B-cell depletion therapy with RTX is followed by an increase of serum BAFF levels inversely correlated to the B-cell number after repopulation, highlighting the role of BAFF both in B-cell homeostasis and in predicting the duration of B-cell suppression. It is worth noting that serum a proliferation-inducing ligand (APRIL) levels seem not to be affected by RTX. This may be explained by the notion that APRIL receptors, TACI and BCMA, are selectively expressed by activated B cells, which generally have a low number in pSS, and by plasma cells, which are unaffected by RTX.
On these bases, it may be suggested that pSS patients should be treated either at fixed time points or, alternatively, according to the circulating B-cell number. Recently, we demonstrated a sustained clinical response and a good safety profile during six courses of RTX (given every 24 weeks) in 19 pSS patients with early and active disease. Meiners et al., analyzing data of 15 pSS patients retreated with RTX after recurrence of symptoms, found beneficial effects comparable with the initial treatment evaluated by ESSDAI and other objective parameters, whereas the positive effects on patient-reported parameters were less pronounced.
The main goals of retreatment should include both the maintenance of efficacy and the prevention of disease flare. In this context, further studies are needed to investigate both optimal timing of RTX retreatment in pSS patients and the clinical value of a combination therapy, including different biological agents, in a sequential timing.
Unlike in patients with lymphoma or other hematological malignancies, RTX in patients with autoimmune disease does not increase the risk of serious infection. Hypogammaglobulinemia is more likely associated with repeated courses of RTX treatment, although is still not clearly established if the decrease of Igs, reported in these patients, may be associated with higher risk of infection. We demonstrated that treating our patients for a long period, 120 weeks of RTX administration, in combination with a small and stable dosage of prednisone did not lead to increased adverse events compared with patients treated with DMARDs alone, although acute infusion reactions and serum sickness–like disease have been described in the literature.
RTX administration may be associated with general infusion reactions, including fever, chills, and rigors, as well as allergic (type IV) anaphylactoid spectrum reactions such as urticaria, angioedema, and hypotension, typically occurring during infusions. These symptoms are reported to be more common and severe at the first infusion of the drug, and seem to be more common in patients with hematological malignancies than in those with autoimmune diseases. A lower infusion rate and/or the concurrent administration of corticosteroids and antihistamines decrease the occurrence of these infusion reactions. Because these reactions often occur with the first dose, it has been hypothesized that these are caused by complement activation and mast cell degranulation in the setting of rapid cell lysis rather than preformed IgE against the molecule.
In contrast to the infusion reactions described, serum sickness (or type III) hypersensitivity reactions are the result of immune activation against the infused agent, and take a significantly longer time (1 to 3 weeks) to mobilize. Symptoms include fever, rash, and polyarthralgia or arthritis, mimicking the disease that they are used to treat. Serum sickness reactions typically represent host immune responses mediated through complement-fixing IgM and IgG antibodies directed toward an immunogenic portion of a drug. In this context, the reexposure can result in recurrent and more severe manifestations. Recently, a systematic review on RTX-induced serum sickness analyzing 33 cases from 25 articles showed that the majority of cases were associated with an underlying rheumatological condition ( n = 17, 51.5%), most commonly Sjögren’s syndrome ( n = 8, 44.4%). The time to resolution was significantly greater for rheumatological versus hematological indications (mean time 2.50 vs. 1.00 days, P = 0.035) and corticosteroids were the most commonly used treatment, with all cases reporting a complete resolution of symptoms in a few days. Although various factors, including reduced clearance of immune complexes, elevated levels of RF, human antichimeric antibodies, and hypergammaglobulinemia, have been implicated, the reason it tends to be more common in patients with SS is unclear.
Finally, biological therapies, including RTX, are also potentially associated with an increased risk of progressive multifocal leukoencephalopathy. This is a rare, fatal, central nervous system demyelinating disease that results from reactivation of the JC virus, which usually occurs in immunosuppressed hosts. Although progressive multifocal leukoencephalopathy is rare, the risk of developing this complication must be considered in the decision to use biological treatments in pSS.
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