Principles of Orthopaedic Rehabilitation


The purpose of this chapter is to describe the principles of orthopaedic rehabilitation. Orthopaedic rehabilitation should balance the load on tissues to stimulate adaptation but not so much to disrupt the healing process. This chapter will describe how loading models can be applied to the rehabilitation process and contrast how this loading is understood to effect different tissues. This paradigm will then be used to identify the key components to designing optimal rehabilitation protocols and pathways while differentiating key interventions and criteria in the context of important patient modifiers. Upon completion of this chapter, orthopaedic specialists will be equipped to develop and implement nonoperative and postoperative protocols or pathways that appropriately balance load and maximize the potential to return patients to their optimal level of function. This chapter will provide an overview of the key concepts and drivers of orthopaedic rehabilitation. The chapter will emphasize the importance of appropriate tissue loading throughout the rehabilitation process.

Introduction

Envelope of Function

Tissue response to loading has been described as the result of the magnitude and frequency of loading. When load and frequency are matched appropriately, the individual is functioning in his or her “zone of homeostasis,” which is loading that does not result in tissue adaptation or tissue failure ( Fig. 31.1 ). When the magnitude or frequency of loading exceeds the tissue's physiologic tolerance, the individual begins to function outside of his or her “envelope of function.” This results in supraphysiologic (i.e., stress that is greater than the normal stress of a given person) overload that is positive when the tissues can adapt. For example, when muscle experiences supraphysiologic load over time this results in hypertrophy and neural adaptation. However, when the load exceeds the maximum tissue tolerance threshold, either in magnitude or frequency, the result is structural failure. Following an injury or surgery, tissues are injured as depicted in the figure. This means that activities that were once within the envelope of function are now shifted outside of it. For example, prior to an anterior cruciate ligament (ACL) injury and reconstruction, walking 2 miles was likely within a patient's zone of homeostasis. However, in the weeks immediately following injury and surgery, this task would likely fall outside of the envelope of function. Thus at the beginning of a rehabilitation period, the tissues involved should be considered when establishing the loading and motion limitations to set the boundaries of the rehabilitation.

Fig. 31.1, Rehabilitation programs should increase tissue tolerance to the magnitude and frequency of loading, as well as increase the adaption range of that tissue.

Acute: Chronic Workload Ratio

Workload represents all of the stress a given structure experiences ( Fig. 31.2 ). For example, femoral articular cartilage following a “bone bruise” would undergo stress not only from the rehabilitation exercises but also normal activities of daily living such as walking, going up/down stairs, and squatting to sit down/get up from a chair. Acute workload is most often defined as the workload over the 7 days, and chronic workload over the past 28 days. The relationship between the acute (what is currently imparted on tissues) versus the chronic workload (what stress the tissue has been able to adapt to) plays a critical role in the appropriate progression of individuals as they return to sport. Injury risk has been shown to be a function of the acute to chronic workload ratio, whereby higher ratios increase the likelihood of injury. Simply, acute dramatic increases in load compared with what the body is conditioned to respond to appears to increase injury risk.

Fig. 31.2, Optimal loading results in the quickest path to return to prior level of function as a period of rest and/or decreased loading is not required to reach loading levels required to return to function.

The acute load is the load the individual has had over the past week, whereas the chronic load is the load the individual has had over the past 4 weeks. A load that had maintained a steady increase of 10% to 15% per week over time results in a “sweet spot” of the acute to chronic load ratio of approximately 1.3, which is an overall 30% greater load in the past 7 days compared with the past 28 days. In contrast, a recent spike in load, such as an increase of 30% in 1 week (increasing from 45 minutes running to 90 minutes, would result in an acute to chronic workload ratio of 2.0, which has been shown to increase an individual's risk of injury, which increases rapidly as the ratio increases.

This is important to consider in the rehabilitation process because workload should be increased gradually to allow tissue adaptation and decrease risk of injury. Throughout the rehabilitation process, this risk of injury can also be equated to risk of symptoms. If a patient has an acute spike in loading during rehabilitation, he or she may not have an injury but may return to the clinic with an increase in pain and swelling or a decrease in range of motion (ROM). These symptoms can be predictable based on which tissues are stressed.

Often athletes are injured in the first few months after return to sport, which may be due in part to too large a spike in acute workload relative to their chronic workload during the rehabilitation process. Optimal rehabilitation should progress load gradually from surgery through to full return to activity, with coordination between all providers.

Matched Dosing of Internal and External Load

With those models illustrated, it is important to consider how to apply load, how tissue responds, and how these changes lead to clinical decision-making. External load is what is typically thought of in rehabilitation, encompassed by the sets, reps, and resistance people use to perform an exercise or daily activities. Internal load is the tissue's response to an external load and can be viewed based on symptoms, including pain, swelling, change in ROM, etc. Matched dosing is a concept that is critical to successful rehabilitation, meaning that the external load should be matched based on the internal load with which a patient presents. External load should be increased systematically and gradually, based on bath knowledge of tissue healing, as well as tissue response to loading. If a patient arrives to a rehabilitation session having lost 5 degrees of knee extension ROM with an increase in pain and swelling after jogging last session, this may suggest the internal load is too high, with tissues giving clean warning signs of external overload. This patient's external load should be decreased until the symptoms of internal load decrease. Clinically, simple methods to measure internal load of the patient include pain, ROM, and rating of perceived exertion (RPE) ( Fig. 31.3 ). The Borg RPE scales are the most commonly used and have been shown to reflect heart rate, breathlessness, and muscle fatigue following exercise.

Fig. 31.3, The OMNI rating of perceived exertion provides a meaningful way to document and manage response to a training load.

Tissue Healing Considerations

To prescribe the proper loading plan, understanding the basic tissue biomechanical properties is at the core of forming an effective plan of care in rehabilitation, whether nonoperative, preoperative, or postoperative. Tissues differ in both their ability to heal following injury and in their response to loading. A rehabilitation provider is equipped with the knowledge of these healing capacities and loading responses. This allows them to both unload tissue to the degree required to allow maximal healing while minimizing deleterious effects as well as load the tissue to the degree required for optimal return of function. An understanding of healing capacity and loading response dictates the degree to which specific tissues should be subject to forces across the continuum of loading based on both injury and surgery. Proper communication between a surgeon and rehabilitation provider regarding tissue pathology and surgical procedure allows the rehabilitation provider to incorporate this information into a patient's plan of care so they are loaded and progressed appropriately at an adaptive level through their course of rehabilitation.

Tissue healing is an important consideration in the development of time-based guidelines in a protocol. Some tissues affected during surgery require a period of immobilization for healing, whereas others can withstand immediate ROM. Likewise, some tissues benefit from limited or no weight bearing for a period of time, whereas others both withstand and benefit from immediate full weight bearing. There are additional patient-specific factors that may influence the timeline for postoperative restrictions, some of which are patient health, tissue quality, comorbidities, etc. A rehabilitation provider will expect instruction from a patient's surgeon regarding any limitations he or she may have postoperative for tissue healing, including the amount and time frame, regarding weight bearing, immobilization and ROM, and muscle activation. This information should be included in an established postoperative protocol, as well as the patient's postoperative referral to a rehabilitation provider if any modifications from the established protocol are made.

Key Tissue-Specific Considerations

Tendon

Tendon repairs generally require a period of immobilization in a shortened position followed by a gradual increase in ROM and load across the tendon. Healthy tendon responds well to linear loads and eccentric exercises when ready. However, damaged or less healthy tendons (degenerative rotator cuff or Achilles) may not respond as well as acute tendon injuries and are impacted by overall health such has smoking and hypercholeseterolemia.

Ligament

Initially, ligamentous reconstructions are typically weakness at the interface between the bone and fixation device, thus restrictions should be based on the strength here. As the ligament graft undergoes “ligamentization,” there is a time during which the cellular structure in the graft is disorganized and weaker, and restrictions on activity should be based on the strength of the graft. In contrast, ligamentous repairs are weakest at the site of the repair, which is more tenuous, dictating that immediate postoperative care may be more conservative with a period of immobilization.

Labral/Meniscal

Labral and meniscal tissue can vary in their blood supply based on location of injury and thus can vary in their ability to heal. In general, more vascular areas are more likely to heal, whereas areas with poor blood supply are limited in their capacity to heal. This variance in ability to heal often dictates surgical procedure. In a labral or meniscal débridement, there is no structural healing of repaired tissue postoperatively because the tissue was débrided. As such, postoperative restrictions would be based around the remaining tissue's tolerance to loading. In the lower extremity, the forces distributed across articular cartilage will increase, and loading should be progressive to allow tissue to adapt to this new demand. In a labral or meniscal repair, the tissue should be protected from loading initially with the goal of allowing structural healing to take place to the extent possible while protecting the interface of any fixation. This tissue responds well to compression but not to shear forces, so typical postoperative protocols allow some compressive forces while minimizing shear.

Articular Cartilage

Articular cartilage is also limited in its ability to heal, in part due to lack of blood supply here. Surgical procedures to improve articular cartilage are either aimed at stimulating a healing response or through transplanting other cartilage to the area. Due to this, there is typically a prolonged period of non–weight bearing if the lesion is on a weight-bearing surface. However, recent animal models show gradual loading and motion aid in healing. This poses a critical challenge for the surgeon and rehabilitation team in designing effective rehabilitation programs following articular cartilage injury. Surgeons may also impose restrictions regarding the degree of motion the joint is allowed based on where in the ROM the lesion would engage.

Bone

Bone responds well to compressive loads and is the most predictable, and radiographs can be used to easily to monitor healing. Injuries due to repetitive stress (fifth metatarsal fractures) are not as predictable and should receive special consideration. However, generally 6 weeks of immobilization provides adequate healing time to begin loading.

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