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The determination of tumor histology in nonsmall cell lung cancer (NSCLC) has become essential in treatment decision-making due to differential efficacy and toxicities seen with newer therapies.
International Association for the Study of Lung Cancer (IASLC) guidelines recommend testing all patients with lung adenocarcinoma for both EGFR mutations and ALK rearrangements.
Further molecular profiling of both adenocarcinoma and squamous cell lung cancers has identified novel driver mutations that are being investigated as potential targets of new therapies.
Platinum doublet chemotherapy is the established standard first-line therapy in patients with advanced or metastatic NSCLC.
The duration of platinum-based first-line therapy should be four to six cycles.
Triple drug chemotherapy in NSCLC does not improve survival and often results in increased toxicity.
ERCC1 and RRM1 have not been useful as predictive biomarkers for selection of chemotherapy based on prospective randomized clinical trials.
Bevacizumab has been approved in combination with chemotherapy for the first-line therapy of patients with advanced NSCLC with nonsquamous histologies. Other antiangiogenic therapies in NSCLC have been disappointing.
Patients with activating mutations in EGFR benefit from upfront therapy with EGFR tyrosine kinase inhibitors.
Patients with ALK rearrangements can be successfully treated with ALK inhibitors, such as crizotinib.
For patients with tumor PDL-1 expression >50%, pembrolizumab, an immune checkpoint inhibitor, is superior to platinum-based chemotherapy.
Elderly patients with advanced NSCLC benefit from combination chemotherapy; selection of appropriate patients is vital.
Patients with borderline performance status can also benefit from combination chemotherapy; patient selection requires careful consideration of comorbidities.
Lung cancer presents at an advanced stage at the time of diagnosis in the majority of patients. The overall goals of treatment for advanced stage disease are palliation and improvement in survival. Local treatment modalities such as radiotherapy and surgery play a limited role and are implemented primarily for symptom control. Systemic therapy remains the principal therapeutic modality for advanced stage nonsmall cell lung cancer (NSCLC). Until the late 1990s, treatment of advanced lung cancer followed the straightforward algorithm of platinum-based combination therapy, irrespective of histologic subtype, without any option for further lines of treatment. With the introduction of so-called third-generation cytotoxic drugs, the treatment of NSCLC changed and overall survival improved to approximately 8 months for patients with a good performance status. In the past two decades, there has been a gradual shift in therapy from the use of systemic chemotherapy in all patients, to the current approach in which histology and molecular status play a key role in treatment selection ( Fig. 44.1 ). This has been made possible by greater insights into lung cancer biology, the availability of novel therapeutic agents, and the increasing focus on identification of biomarkers to guide therapy. As a result, while a cure from advanced NSCLC still remains elusive, a significant subset of patients has long-term survival and an improved quality of life.
The assessment of prognosis is an important factor affecting the selection of appropriate treatment for each individual patient. The variables that are associated with prognosis can be grouped into categories: tumor-related, such as primary site, histology, and extent of disease; patient-related, such as performance status, comorbidity, and sex; and environmental factors, such as nutrition and the choice and quality of treatment.
Performance status and comorbid conditions are amongst the most important prognostic factors. Moreover, these determinants are also of utmost importance for the selection of therapy, as outlined later. The systematic determination of comorbidities is an essential component to preselect appropriate chemotherapy regimens and to provide the best supportive care.
In addition to noncancer-related comorbidities, patients also suffer from symptoms related to the primary tumor, mediastinal spread, or paraneoplastic syndromes. Moreover, lung cancer commonly produces systemic effects such as anorexia, weight loss, weakness, and profound fatigue. In a study of 12,428 NSCLC patients in the international staging database of the International Association for the Study of Lung Cancer (IASLC), performance status, age, and gender appeared to be independent prognostic factors for survival in addition to clinical stage. In advanced NSCLC, some routine laboratory tests (mainly white blood cells and hypercalcemia) were also found to be significant prognostic variables. Nowadays, the clear majority of lung cancer cases are diagnosed in patients aged >65 years. Age at diagnosis is another important factor that needs to be considered for therapy decision making. Often, increasing age is accompanied by multiple comorbidities, which further limit therapeutic options and outcome of the patient.
While lung cancer remains a leading cause of mortality for all races, recent research has focused on ethnic variations in this disease. One of the most striking disparities seen is the difference in lung cancer risk and survival for African and Asian ethnicities. For example, the epidermal growth factor receptor ( EGFR ) mutation rate differs considerably between various ethnicities. Epidemiologic research has focused on behavioral, cultural, and socioeconomic factors that may influence risk, although no clear link has been established. Access to care is also variable among various ethnic groups and remains an important barrier to the delivery of optimal therapy.
The anatomic extent of the disease, as described by the TNM classification, is the most important prognostic factor in NSCLC. The seventh edition of the TNM classification that came into effect in 2010 derived from the analysis of the largest database ever generated for this purpose, with data from 46 sources in more than 19 countries around the world and with information about patients treated with all modalities of care. An important change involved the recognition that patients with extrathoracic disease have a slightly less favorable outcome compared with patients with metastatic spread confined to the thorax, even within the stage IV category. This has resulted in the division of stage IV to M1a and M1b based on the presence or absence of extrathoracic metastasis. It has also been recognized that malignant pleural or pericardial effusions portend a particularly poor prognosis among those with stage IV disease. In recognition of the importance of this, malignant effusions were moved from stage IIIB to IV disease in the seventh edition.
With additional cases analyzed in this international database, there will be further changes to the TNM classification system forthcoming in the eighth edition. The increased importance of T stage in prognosis has resulted in upstaging of tumors greater than 5 cm to T3 and those greater than 7 cm to T4. There will also be a new staging grouping, IIIC, created for patients with N3 nodal involvement and T3 or T4 primary tumors, to reflect the worse prognosis of these most locally advanced tumors. Finally, within metastatic disease, patients with a solitary metastasis in a single extrathoracic organ will be classified as M1b. Presence of oligometastases merits consideration of local therapies in addition to systemic therapy. These patients have similar survival to patients classified as M1a with lung, pleural or pericardial involvement and will share the stage IVA designation. The majority of metastatic patients who present with multiple metastatic lesions will be considered M1c disease and will be characterized as stage IVB.
The distinction between squamous and nonsquamous histology was the first step in the personalized treatment of patients with advanced NSCLC. Hence, accurate diagnosis of tumor histology has become essential in treatment decision-making and can impact considerations of both toxicity and potential efficacy of selected agents used in the management of this disease. For example, the use of the anti–vascular endothelial growth factor (VEGF) antibody bevacizumab is associated with a higher risk of pulmonary bleeding when used in patients with predominantly squamous cell histology. Also, the cytotoxic drug pemetrexed was found to be inactive in patients with squamous NSCLC. Therefore, the classification of NSCLC into the major categories of squamous cell carcinoma, adenocarcinoma, and large cell carcinoma is critical for treatment decisions. However, histologic subclassification of NSCLC remains a challenge for many reasons. The tumor is very heterogeneous in every aspect: pathology, presence of molecular alterations, radiographic appearance, clinical presentation, and response to systemic therapy. The initial diagnostic biopsies often have a limited amount of material that is inadequate to conduct necessary tests to identify histology and genotype. The availability of immunostains such as TTF-1, p63, and p40 has greatly improved the accuracy of histologic subclassification.
NSCLC tumors often harbor mutations in a number of critical genes such as p53, K-RAS, and LKB-1. The prognostic relevance of these mutations continues to be defined for patients with advanced NSCLC. Certain markers have gained attention because they also harbor predictive value. For example, the presence of an activating EGFR mutation translates into both predictive and prognostic information. Patients with EGFR mutation have overall better outcomes compared with those with wild-type EGFR , and also derive robust benefits from specific therapeutic inhibitors of the EGFR pathway. Similarly, limited early evidence indicates that patients with abnormal anaplastic lymphoma kinase ( ALK ) gene rearrangement have higher risk of recurrence following surgery for early-stage disease and a higher clinical benefit with pemetrexed therapy. The prognostic role of K-Ras mutations in lung adenocarcinoma has been debated extensively. Earlier evidence suggested poor sensitivity to chemotherapy and overall prognosis with K-Ras mutation, but emerging recent data have failed to confirm this. K-Ras mutated patients appear to have a very low likelihood of objective response with EGFR inhibitors. The knowledge of the prognostic and predictive potential of various molecular markers is bound to increase significantly in the coming years as molecular testing is adopted to routine practice settings.
Systemic chemotherapy prolongs survival and leads to symptom palliation compared with best supportive care alone for patients with advanced NSCLC. Similar to therapeutic developments for other solid tumors, the efficacy of a variety of cytotoxic agents has been tested in both preclinical and clinical studies in NSCLC in the last decades. Initial results on single-agent therapy, including cisplatin (CDDP), ifosfamide, vinblastine, vindesine, etoposide, and mitomycin-C, indicated limited activity leading to objective response rates of ≤15% and median response durations of 2 months to 3 months. However, complete responses after these treatments were rare, and their benefit on median survival, with the exception of cisplatin, was inconsistent. The relatively modest efficacy and the considerable toxicity of these cytotoxic agents led to considerable nihilism regarding the use of chemotherapy for NSCLC for many years. Starting in the mid-1980s, several novel cytotoxic drugs were evaluated in NSCLC, such as vinorelbine, paclitaxel, docetaxel, irinotecan, gemcitabine, and oxaliplatin, which showed response rates of 20% to 25% ( Table 44.1 ).
Cytotoxic Agent | Patients ( n ) | Response Rate (%) | Median Survival (months) | Reference (year) |
---|---|---|---|---|
Vinorelbine | 206 | 14 | 7.2 | Le Chevalier (1994) |
Irinotecan | 129 | 21 | 10.6 | Negoro (2003) |
Cisplatin | 206 | 17 | 8.1 | Gatzemeier (2000) |
Cisplatin | 262 | 11 | 7.6 | Sandler (2000) |
Cisplatin | 219 | 14 | 6.4 | Von Pawel (2000) |
Cisplatin | 209 | 12 | 6 | Wozniak (1998) |
Gemcitabine | 84 | 20 | 6.7 | Vansteenkiste (2001) |
Gemcitabine | 170 | 12 | 9 | Sederholm (2002) |
Docetaxel | 152 | 22 | 8 | Georgouilas (2004) |
Paclitaxel | 277 | 17 | 6.7 | Lilenbaum (2005) |
Combinations of various agents have also been evaluated in patients with NSCLC. Two meta-analyses showed a clear significant survival advantage for a two-drug regimen versus monotherapy, but on the other hand also demonstrated a significant increase in hematologic and nonhematologic side effects. Among several combinations, platinum-based chemotherapy was shown to lead to higher response rates and prolonged survival in comparison with monotherapy, albeit with the cost of increased toxicity. Given the limited availability of supportive care for chemotherapy-related toxicities in the early 1990s, the use of chemotherapy in patients with metastatic NSCLC was still under debate despite the consistent evidence for its modest activity.
Platinum compounds form DNA adducts, which ultimately result in activation of p53-dependent and p53-independent apoptosis. As monotherapy, cisplatin has anticancer activity comparable with that of other single agents, leading to response rates of approximately 15% and a median survival of 6 to 8 months. In order to increase the efficacy of systemic treatment, several combination regimens have been extensively studied ( Table 44.2 ). Several randomized trials as well as meta-analyses provided scientific evidence that platinum-based combination therapy prolonged the survival of patients with advanced NSCLC. In 1995, a meta-analysis using updated data on 1190 patients with advanced NSCLC from 11 randomized clinical trials was published. The results, updated in 2008, demonstrated a 27% reduction in the risk of death for patients treated with cisplatin-containing regimens compared with supportive care alone, which translated to an absolute improvement in survival of 10% (5% to 15%) at one year.
Regimen | Patients | Response Rate (%) | Median Survival | p | Reference (year) |
---|---|---|---|---|---|
Cisplatin/vindesine | 200 | 19 | 7.4 | 0.04 | Le Chevalier |
Cisplatin/vinorelbine | 206 | 30 | 9.2 | (1994) | |
Cisplatin/vinorelbine | 202 | 28 | 8 | NS | Kelly (2001) |
Carboplatin/paclitaxel | 206 | 25 | 8 | ||
Carboplatin/paclitaxel | 201 | 32 | 9.9 | NS | Scagliotti |
Cisplatin/vinorelbine | 201 | 30 | 9.5 | (2002) | |
Cisplatin/gemcitabine | 205 | 30 | 9.8 | ||
Cisplatin/paclitaxel | 305 | 21 | 7.8 | NS | Schiller (2002) |
Cisplatin/gemcitabine | 288 | 22 | 8.1 | ||
Cisplatin/docetaxel | 289 | 17 | 7.4 | ||
Carboplatin/paclitaxel | 290 | 17 | 8.1 | ||
Cisplatin/vinorelbine | 404 | 25 | 10.1 | Fossella (2003) | |
Cisplatin/docetaxel | 408 | 32 | 11.3 | 0.04 a | |
Carboplatin/docetaxel | 406 | 24 | 9.4 | NS a | |
Cisplatin/vindesine | 151 | 21 | 9.6 | 0.01 | Kubota (2004) |
Cisplatin/docetaxel | 151 | 37 | 11.3 | ||
Cisplatin/vindesine | 122 | 32 | 10.9 | 0.12 | Negoro (2003) |
Cisplatin/irinotecan | 129 | 44 | 11.5 |
Compared with older regimens such as cisplatin with vindesine or vinblastine, cisplatin and mitomycin-C with vinblastine or vindesine, or cisplatin with etoposide, combinations of cisplatin with newer drugs (referred to as third-generation drugs: gemcitabine, taxanes, vinorelbine, topoisomerase I inhibitors) seem to exert somewhat higher efficacy and improved tolerability. For example, compared with platinum–gemcitabine combinations, several studies indicated inferior response rates, time to progression, and median overall survival (OS) for cisplatin, ifosfamide and mitomycin, cisplatin and vindesine, or cisplatin and etoposide regimens. Hematologic toxicity, especially thrombocytopenia, was pronounced in the gemcitabine-platinum groups whereas nonhematologic side effects appeared more frequently in the “classic” arms. Moreover, Le Chevalier et al. showed a significantly better response rate and survival for cisplatin–vinorelbine compared with cisplatin–vindesine.
The choice of the newer agent (gemcitabine, paclitaxel, or vinorelbine) that is combined with cisplatin does not seem to significantly affect the treatment efficacy (see Table 44.2 ). For instance, phase III studies (e.g., Southwest Oncology Group [SWOG] 9509) failed to demonstrate superiority of carboplatin–paclitaxel over cisplatin–vinorelbine in 408 patients. Similarly, the Italian Lung Cancer Study Group failed to detect any significant difference in outcome for cisplatin–gemcitabine, carboplatin–paclitaxel, and cisplatin–vinorelbine in 612 patients with previously untreated advanced NSCLC. However, both studies demonstrated differences between these regimens regarding their toxicity profiles. In the largest study that included 1207 patients (Eastern Cooperative Oncology Group [ECOG] 1594), Schiller et al. found no significant efficacy differences among the regimens cisplatin–paclitaxel, cisplatin–gemcitabine, cisplatin-docetaxel, and carboplatin–paclitaxel regarding response rates (17% to 22%) and median survival (7.4–8.1 months). Differences were only noted in toxicity profiles, with cisplatin–gemcitabine causing more thrombocytopenia, cisplatin–docetaxel causing more neutropenia, and the carboplatin–paclitaxel arm experiencing the lowest rate of potentially life-threatening toxicities. Another phase III study (TAX 326) randomized 1218 patients to receive cisplatin–docetaxel, carboplatin–docetaxel, or the control arm of cisplatin–vinorelbine. Patients treated with cisplatin–docetaxel had a higher response rate (31.6% vs. 24.5%, p = 0.029) and median survival (11.3 vs. 10.1 months, p = 0.044). Based on these observations, platinum-based chemotherapy remains the standard therapy in advanced or metastatic NSCLC. With the current combination partners, a plateau of efficacy has been reached.
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