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Sinonasal cancers comprise less than 1% of all malignant neoplasms and the American Cancer Society estimates 2000 Americans develop cancers of the nasal cavity and paranasal sinuses annually. Men are 50% more likely to be affected. Approximately 40% to 50% occur within the nasal cavity, 30% to 40% within the maxillary sinus, 10% in the ethmoids, and less than 5% in the frontal and sphenoid sinuses. Overlap is common. Sinonasal cancers are more common in carpenters, sawmill personnel, and nickel workers. These tumors are more frequently diagnosed in regions outside the United States, such as Japan and South Africa.
The natural history of sinonasal cancer depends on the anatomic site, the histologic type, and the stage of the tumor ( Fig. 42.1 ). Distinct from other head and neck sites, nonsquamous cell cancers predominate. In a series of 386 patients with nasal and paranasal sinus tumors treated from 1975 to 1995, squamous cell carcinoma was the most frequent histology, but was found in only one-third of the patients. The incidence of squamous cell cancers of the paranasal sinuses appears to be decreasing (Annual Percentage Change −1.5% from 1973 to 2009). Three-quarters of sinonasal cancers have TP53 mutations, with more than half the mutations being missense mutations.
Staging includes a history, head and neck examination, including fiberoptic examination; computed tomography (CT) with contrast, magnetic resonance imaging (MRI) as well as positron emission tomography (PET)/CT scanning for advanced disease ( Table 42.1 ).
Primary Tumor (T) | |
Maxillary Sinus | |
T Category | T Criteria |
TX | Primary tumor cannot be assessed |
Tis | Carcinoma in situ |
T1 | Tumor limited to maxillary sinus mucosa with no erosion or destruction of bone |
T2 | Tumor causing bone erosion or destruction, including extension into the hard palate and/or middle nasal meatus, except extension to posterior wall of maxillary sinus and pterygoid plates |
T3 | Tumor invades any of the following: bone of the posterior wall of maxillary sinus, subcutaneous tisssues, floor or medial wall of orbit, pterygoid fossa, ethmoid sinuses |
T4 | Moderately advanced or very advanced local disease |
T4a | Moderately advanced local disease |
Tumor invades anterior orbital contents, skin of cheek, pterygoid plates, infratemporal fossa, cribriform plate, sphenoid or frontal sinuses | |
T4b | Very advanced local disease |
Tumor invades any of the following: orbital apex, dura, brain, middle cranial fossa, cranial nerves other than maxillary division of trigeminal nerve (V2), nasopharynx, or clivus | |
Nasal Cavity and Ethmoid Sinus | |
T Category | T Criteria |
TX | Primary tumor cannot be assessed |
Tis | Carcinoma in situ |
T1 | Tumor restricted to any one subsite, with or without bony invasion |
T2 | Tumor invading two subsites in a single region or extending to involve an adjacent region within the nasoethmoidal complex, with or without bony invasion |
T3 | Tumor extends to invade the medial wall or floor of the orbit, maxillary sinus, palate, or cribriform plate |
T4 | Moderately advanced or very advanced local disease |
T4a | Moderately advanced local disease |
Tumor invades any of the following: anterior orbital contents, skin of nose or cheek, minimal extension to anterior cranial fossa, pterygoid plates, sphenoid or frontal sinuses | |
T4b | Very advanced local disease |
Tumor invades any of the following: orbital apex, dura, brain, middle cranial fossa, cranial nerves other than (V2), nasopharynx, or clivus | |
Regional Lymph Node (N) | |
Clinical N (CN) | |
N Category | N Criteria |
NX | Regional lymph nodes cannot be assessed |
N0 | No regional lymph node metastasis |
N1 | Metastasis in a single ipsilateral lymph node, ≤ 3 cm in greatest dimension and ENE(–) |
N2 | Metastasis in a single ipsilateral node > 3 cm but not > 6 cm in greatest dimension and ENE(–); or metastases in multiple ipsilateral lymph nodes, none > 6 cm in greatest dimension and ENE(–); or in bilateral or contralateral lymph nodes, none > 6 cm in greatest dimension and ENE(–) |
N2a | Metastasis in a single ipsilateral node > 3 cm but not > 6 cm in greatest dimension and ENE(–) |
N2b | Metastasis in multiple ipsilateral nodes, none > 6 cm in greatest dimension and ENE(–) |
N2c | Metastasis in bilateral or contralateral lymph nodes, none larger than 6 cm in greatest dimension and ENE(–) |
N3 | Metastasis in a lymph node > 6 cm in greatest dimension and ENE (–); or metastasis in any node(s) with clinically overt ENE(+) |
N3a | Metastasis in a lymph node > 6 cm in greatest dimension and ENE(–) |
N3b | Metastasis in any node(s) with clinically overt ENE (ENE c ) |
Note : A designation of “U” or “L” may be used for any N category to indicate metastasis above the lower border of the cricoid (U) or below the lower border of the cricoid (L). | |
Similarly, clinical and pathological ENE should be recorded as ENE(–) or ENE(+). | |
Pathological N (pN) | |
N Category | N Criteria |
NX | Regional lymph nodes cannot be assessed |
N0 | No regional lymph node metastasis |
N1 | Metastasis in a single ipsilateral lymph node, 3 cm or smaller in greatest dimension and ENE(–) |
N2 | Metastasis in a single ipsilateral lymph node, 3 cm or smaller in greatest dimension and ENE(+); or larger than 3 cm but not larger than 6 cm in greatest dimension and ENE(–); or metastasis in multiple ipsilateral lymph nodes, none larger than 6 cm in greatest dimension and ENE(–) ; or in bilateral or contralateral lymph nodes, none larger than 6 cm in greatest dimension and ENE(–) |
N2a | Metastasis in single ipsilateral or contralateral node 3 cm or less in greatest dimension and ENE(+); or a single ipsilateral node larger than 3 cm but not larger than 6 cm in greatest dimension and ENE(–) |
N2b | Metastasis in multiple ipsilateral nodes, none larger than 6 cm in greatest dimension and ENE(–) |
N2c | Metastasis in bilateral or contralateral lymph nodes, none larger than 6 cm in greatest dimension and ENE(–) |
N3 | Metastasis in a lymph node larger than 6 cm in greatest dimension and ENE(–); or in a single ipsilateral node larger than 3 cm in greatest dimension and ENE(+); or multiple ipsilateral, contralateral or bilateral nodes, any with ENE(+) |
N3a | Metastasis in a lymph node larger than 6 cm in greatest dimension and ENE(–) |
N3b | Metastasis in a single ipsilateral node larger than 3 cm in greatest dimension and ENE(+); or multiple ipsilateral, contralateral or bilateral nodes, any with ENE(+) |
Note: A designation of “U” or “L” may be used for any N category to indicate metastasis above the lower border of the cricoid (U) or below the lower border of the cricoid (L). | |
Similarly, clinical and pathological ENE should be recorded as ENE(–) or ENE(+). | |
Definition of Distant Metastasis (M) | |
M Category | M Criteria |
M0 | No distant metastasis (no pathologic M0; use clinical M to complete stage group) |
M1 | Distant metastasis |
AJCC Prognostic Stage Groups | |||
---|---|---|---|
When T Is… | And N Is… | And M Is… | Then the Stage Group Is… |
Tis | N0 | M0 | 0 |
T1 | N0 | M0 | I |
T2 | N0 | M0 | II |
T3 | N0 | M0 | III |
T1,T2,T3 | N1 | M0 | III |
T4a | N0,N1 | M0 | IVa |
T1,T2,T3,T4a | N2 | M0 | IVa |
Any T | N3 | M0 | IVb |
T4b | Any N | M0 | IVb |
Any T | Any N | M1 | IVc |
For tumors of the nasal vestibule, radiation yields high locoregional control rates with good cosmetic results. Most paranasal sinus tumors should undergo primary surgery, if resectable. For nonresectable tumor, patients undergo preoperative or definitive photon or proton therapy with or without concurrent chemotherapy, dependent on histology and patient suitability. There has been a recent surge in interest of intensifying therapy through preoperative chemotherapy with the hope that this could improve organ preservation as well as overall survival. Despite encouraging results seen in single institution series, the standard of care remains surgical resection for resectable tumors with postoperative therapy determined by pathologic findings. ECOG ACRIN 3163 is a randomized phase II study examining the effect of preoperative chemotherapy on organ preservation and overall survival for resectable squamous carcinomas of the nasal and paranasal sinuses.
A combination of surgery and radiotherapy (usually given in a postoperative setting) is recommended for the management of more advanced resectable cancers. Because of the rarity of these cancers, as well as the varied histologies, randomized studies showing the value of adjuvant radiation therapy, with or without concurrent chemotherapy, are not available.
For squamous cell cancers, concurrent chemotherapy is frequently used with definitive radiotherapy in the management of inoperable tumors. The use of concurrent chemotherapy is based on data from other head and neck cancer sites. Definitive radiotherapy can yield local control in a few patients with locally advanced carcinomas that are medically or surgically nonresectable.
Sinonasal neoplasms are so rare and encompass such a broad range of anatomical sites and differing histologies that obtaining clinical expertise at one center is particularly difficult. Surgery and radiotherapy are complicated because these tumors are often located close to multiple critical structures (the eye, brain, optic nerves and chiasm, brainstem, and other cranial nerves). Aesthetic and functional considerations argue for less radical surgical resection, especially if cure is unlikely.
Although the American Joint Committee on Cancer (AJCC) divides the nasal cavity into four subsites (the septum, floor, lateral wall, and edge of the naris to the mucocutaneous junction ( Figs. 42.2 and 42.3 ), the nasal vestibule is best considered independently because cancers of the nasal vestibule remain confined until late in their course.
Comparing outcomes by decades from the 1960s to the 1990s, treatment outcomes for patients with carcinoma of the maxillary and ethmoid sinuses has improved. Using the Danish Head and Neck Cancer Group (DAHANCA) database, the overall 5-year survivals from sinonasal cancers treated from 1995 to 2004 were 20% superior to the 1982 to 1991 reference study. In this review of 204 patients, treatment failures occurred in 46% with primary site being involved in 81% of failures. There was a component of nodal failure in 24% and component of distant failure in 14%. Other publications also found a predominately local pattern of failure. Advances have been made in methods of extirpation, including skull base surgery, reconstruction, and highly conformal proton and photon techniques that enable avoidance of adjacent critical normal tissues. Many are gaining experience with endoscopic resections, but long-term data on efficacy of this technique as well as radiation using protons are still lacking. The role of chemotherapy for most of these neoplasms has yet to be defined.
This chapter focuses on epithelial neoplasms originating in the nasal cavity or paranasal sinuses. Other histologic types such as sarcomas, lymphomas, and melanomas are discussed in their respective chapters.
Cancers of the nasal cavity and paranasal sinuses are uncommon neoplasms, with approximately 2000 Americans diagnosed with these neoplasms per year. Sinonasal neoplasms occur twice as frequently in men as in women. These tumors are more frequently diagnosed in regions outside the United States, such as Japan and South Africa.
A number of sinonasal cancers are relatively more common in people engaged in certain occupations or exposed to some chemical compounds. Excessive numbers of sinonasal squamous cell cancers were seen in bakers, pastry cooks, grain millers, construction workers, carpenters and joiners with at least 15 years in the wood manufacturing industry, farm workers and female textile workers. Squamous cell carcinoma of the nasal cavity develops more often in nickel workers. Adenocarcinoma of the nasal cavity and ethmoid sinus occurs more frequently in carpenters and sawmill workers who are exposed to the dust of mainly hard and exotic woods. From a review of 358 sinonasal cancers with or without exposure to wood dust, TP53 mutations occurred in all histologies with an overall frequency of 77%, but were most common in adenocarcinoma (OR 2.0 compared with squamous cell cancer). The risk of TP53 mutations was significantly increased in association with duration, average level and cumulative level of wood dust exposure. K-ras mutations were reported in 13% of sinonasal adenocarcinomas. Synthetic wood, binding agents, and glues may also be involved as cocarcinogens.
A pooled analysis of 12 case-controlled studies evaluated occupational exposure to formaldehyde, silica dust, textile dust, coal dust, flour dust, asbestos, and man-made vitreous fibers as risk factors for the development of sinonasal cancers. Pooled analysis suggested that formaldehyde was a risk factor for sinonasal adenocarcinoma development, but there was a very strong association between wood dust and formaldehyde exposure and there were not sufficient formaldehyde only subjects to answer the question. The International Agency for Research on Cancer found that with high professional exposure to formaldehyde and limited wood dust exposure (e.g., embalmers, pathologists, chemical workers) there was no increased mortality from sinonasal cancers.
Maxillary sinus carcinoma was associated with a radioactive thorium-containing contrast material, thorium dioxide (Thorotrast), used for radiographic study of the maxillary sinuses decades ago. Occupational exposure in the production of chromium, mustard gas, isopropyl alcohol, and radium also increases the risk for sinonasal carcinomas.
Cigarette smoking is reported to increase the risk of nasal cancer, with a doubling of risk among heavy or long-term smokers and a reduction in risk after long-term cessation. After adjustment for smoking, a significant dose-response relation was also noted between alcohol drinking and risk of nasal cancer.
In general, carpenters, sawmill workers, and workers involved in the production of nickel, chromium, mustard gas, isopropyl alcohol, and radium should use appropriate face masks or other strategies to reduce occupational exposure to potential carcinogens. Individuals who develop persistent nasal or sinus symptoms should undergo evaluation.
The clinical disease course and prognosis depend on the anatomic site, the histologic type, and the stage of the tumor. The size and configuration of the paranasal sinuses change with age ( eFig. 42.1 ).
Classifying cancers into the bins of squamous cell carcinoma (squamous cell, transitional, and verrucous), adenocarcinoma, glandular carcinoma (adenoid cystic carcinoma and mucoepidermoid carcinoma), and undifferentiated carcinoma, Dulguerov et al. identified 386 patients with nasal and paranasal sinus tumors treated between 1975 and 1995 (nasal vestibule cancers were excluded). Squamous cell carcinoma was the most frequent histology, but was found only in one-third of the patients ( Table 42.2 ). Nodal recurrence is more common in patients with squamous cell carcinomas when compared with other histologies.
Histology | n | % |
---|---|---|
Squamous cell | 126 | 32.6 |
Sarcoma | 52 | 13.5 |
Esthesioneuroblastoma | 42 | 10.9 |
Glandular | 39 | 10.1 |
Adenoid cystic | 35 | 9.1 |
Lymphomas | 38 | 9.8 |
Melanoma | 34 | 8.8 |
Undifferentiated | 30 | 7.8 |
Adenocarcinoma | 25 | 6.5 |
The nasal vestibules are the two entry points into the nasal cavity. Each is a triangle-shaped space situated in front of the limen nasi and defined laterally by the lateral crus and alar fibrofatty tissue, medially by the medial crus of the alar cartilage and the nasal septum and the distal end of the cartilaginous septum, and columella (see Figs. 42.2 and 42.3 ). The nasal vestibule is covered by skin and, therefore, lesions at this location are essentially squamous cell skin cancers, but may occasionally be basal cell carcinoma, sebaceous carcinoma, melanoma, or non-Hodgkin's lymphoma. Nasal vestibule cancers are analogous to cancers of the anal margin. Human papilloma virus has been implicated in the development of nasal septal cancers.
Cancers of the nasal vestibule are said to arise preferentially on the medial wall, which is the nasal septum. Nasal vestibule carcinomas can spread by invasion of the upper lip, gingiva-labial sulcus, premaxilla, or nasal cavity. Vertical invasion may result in septal (membranous or cartilaginous) perforation or alar cartilage destruction. Lymphatic spread from nasal vestibule carcinomas is usually to the ipsilateral facial (buccinator and mandibular) and submandibular nodes. The buccinators nodes can be found on the buccinator muscle or in the fat of the buccinator space ( Fig. 42.2 ) .
The buccinators nodes are divided into anterior or posterior buccinator, depending on their relationship to the facial vein. The mandibular nodes include the supramaxillary nodes, the supramandibular nodes, and the inframandibular nodes and lie along the external surface of the mandible adjacent to the facial artery and anterior to the masseter muscle. Large lesions extending across the midline may spread to the contralateral facial or submandibular nodes. The average incidence of nodal metastasis at diagnosis is approximately 5%. Without elective lymphatic treatment, about 15% of patients develop nodal relapse. In the intensity-modulated radiation (IMRT) era, when parotid sparing is de rigour , the 15% incidence of nodal relapse makes consideration of elective nodal irradiation mandatory for patients with locally advanced disease. Hematogenous metastases are rare in nasal vestibule carcinomas.
Nasal cavity and ethmoid sinus tumors share a common staging system. The nasal cavity proper (nasal fossa), which excludes the nasal vestibule, begins at the limen nasi anteriorly and ends at the choana posteriorly. It extends from the hard palate inferiorly to the cribriform plate superiorly. The lateral walls consist of three thin bony structures, the superior, middle, and inferior turbinates (or concha), that project inferomedially into the nasal cavity ( Fig. 42.4 ).The middle turbinate attaches to the cribriform plate superiorly and then posteriorly and laterally to the lamina papyracea.
The region inferior to each turbinate is defined as the superior, middle, and inferior meati (see Fig. 42.4 and eFig. 42.3 ). The superior meatus receives drainage from the posterior ethmoid air cells and the sphenoid sinus at the sphenoethmoidal recess. The middle meatus is a particularly important site of drainage, receiving drainage from the anterior ethmoids, the frontal sinus, and the maxilla. The anterior ethmoid air cells drain into the ethmoid bulla at the superior aspect of the osteomeatal complex; the frontal sinus drains into the middle meatus at the anterior portion of the osteomeatal complex, whereas the maxillary sinus dumps its content past the infundibulum (a valve at the superior medial aspect of the maxilla) into the middle meatus by way of the maxillary ostium at the inferior osteomeatal complex (see red arrow on eFig. 42.4 ). Of course, the inferior meatus receives drainage from each nasolacrimal duct ( Table 42.3 ).
Sinus | Orifice | Destination |
---|---|---|
Posterior ethmoid | Superior meatus | Sphenoethmoidal recess |
Sphenoid sinus | Superior meatus | Sphenoethmoidal recess |
Anterior ethmoids | Middle meatus | Ethmoid bulla |
Frontal sinus | Middle meatus | Osteomeatal complex |
Maxillary sinus | Middle meatus | Osteomeatal complex |
Nasolacrimal duct | Inferior meatus | Nasolacrimal duct |
The septum divides the nasal cavity into right and left halves (see Fig. 42.3 ). The olfactory nerves penetrate the cribriform plate and innervate the roof of the nasal cavity, superior nasal turbinate, and the upper third of the septum. This portion of the nasal cavity is referred to as the olfactory region. The remaining part of the cavity, the respiratory region, contains orifices connecting the nasal cavity with the paranasal sinuses.
The ethmoid sinuses comprise several small cavities, called ethmoid air cells, within the ethmoidal labyrinth located below the anterior cranial fossa and between the nasal cavity and the orbit ( eFig. 42.5 ) . They are separated from the orbital cavity by a thin, porous bone called the lamina papyracea and from the anterior cranial fossa by a portion of the frontal bone, the fovea ethmoidalis.
Neoplasms originating in the respiratory region of the nasal cavity and ethmoid cells are squamous cell carcinoma, adenocarcinoma, and adenoid cystic carcinoma. Carcinoma may arise from inverted papilloma.
The pattern of contiguous spread of carcinomas varies with the location of the primary lesion. Tumors arising in the upper nasal cavity and ethmoid air cells extend to the orbit through the lamina papyracea and to the anterior cranial fossa via the cribriform plate or they grow through the nasal bone to the subcutaneous tissue and skin. Lateral wall primaries invade the maxillary antrum, ethmoid airs cells, orbit, pterygopalatine fossa, and nasopharynx. Primaries of the floor and lower septum may invade the palate and maxillary antrum. Spreading may also occur through perineural spaces, especially when the histology is adenoid cystic cancer ( eFig. 42.6 ).
Lymphatic spread of respiratory region primaries is variable and involvement of level I is common in those patients who fail regionally. Recommendations include neck treatment for patients with T3 or T4 paranasal sinus squamous cell cancers as well as sinonasal undifferentiated carcinomas (SNUCs).
Turning first to nasal cavity, where approximately 50% of the patients have a squamous cell histology, a review of 23 studies with a median follow-up of 4.4 years found the weighted average regional recurrence rate for squamous cell cancers of the nasal cavity to be 18.1%. At least some patients from 7 of the 23 studies received prophylactic cervical nodal irradiation, which significantly lowered the rate of neck failure.
The review of the Istituto Nazionale per lo Studio e la Cura dei Tumori of Milan experience from 1968 to 2003 identified 305 consecutive tumors of the ethmoid sinus. There was a striking male predominance, 70.8% versus 29.2%. Intestinal type adenocarcinoma was the most frequent histology, 50.2%, with only 10.8% of patients with ethmoid sinus cancer having squamous cell cancer. Other series disagree (see later in this chapter). The strong male predominance was confirmed in a 202 person study of European patients with adenocarcinomas of the ethmoid sinus. Only 1.6% of 305 patients with ethmoid sinus cancer presented with adenopathy and with a median follow-up of 109 months, the cumulative incidence of lymphatic recurrence was 4.3%. It is important to note that most neck recurrences were accompanied by recurrence of the primary tumor. The 5-year cumulative incidence of metastases was just 3.6%.
The olfactory region is located at the roof of the nasal cavity. It represents a narrow strip demarcated by the lamina cribrosa and the adjoining septum and lateral walls. The olfactory region is the site of origin of esthesioneuroblastoma and, occasionally, adenocarcinomas.
Esthesioneuroblastoma is a tumor of neural crest origin first reported by Berger et al. in 1924 as esthesioneuroepithelioma olfactif. It has been given a variety of other names, including olfactory neuroblastoma and esthesioneurocytoma. Esthesioneuroblastoma constitutes approximately 3% of all intranasal neoplasms. About 250 cases were reported in the literature between 1924 and 1990. A typical histologic feature of esthesioneuroblastoma is that of a tumor composed of round, oval, or fusiform cells containing neurofibrils with pseudorosette formation and diffusely increased microvascularity. Perivascular palisading of cells can be observed in the absence of pseudorosette formation. Turri-Zanoni et al. have described a clinicopathological spectrum connecting esthesioneuroblastoma and sinonasal neuroendocrine cancers and stressed the importance of using a positive CK8/18 despite negative CKAE1/AE3 to distinguish the neuroendocrine neoplasms from esthesioneuroblastomas.
Neuroendocrine neoplasms have inferior overall and disease-free survival when compared with esthesioneuroblastomas ( eFig. 42.7 ), but may benefit from induction chemotherapy ( eFig. 42.8 ).
By light microscopy, esthesioneuroblastoma may be mistaken for any other “small round-cell tumor”—a group of aggressive malignant tumors composed of relatively small and monotonous undifferentiated blue staining cells. These include Ewing sarcoma, peripheral neuroepithelioma (also referred to as primitive neuroectodermal tumor or extraskeletal Ewing sarcoma), peripheral neuroblastoma (“classic-type”), rhabdomyosarcoma, desmoplastic small round-cell tumor, lymphoma, leukemia, small-cell osteosarcoma, small-cell carcinoma (either undifferentiated or neuroendocrine), olfactory neuroblastoma, cutaneous neuroendocrine carcinoma (Merkel-cell carcinoma), small-cell melanoma, and mesenchymal chondrosarcoma. Their clinical presentations often overlap, but clinicopathologic features and immunohistochemistry may help in differentiation.
The route of contiguous spread of esthesioneuroblastomas is similar to that of ethmoid carcinomas. Multiple and late local and regional recurrences are the rule. Eventual development of neck disease has been reported in 21 of 110 patients and in 20.2% of 678 patients, with 61.7% of the cervical disease occurring more than six months after the diagnosis.
Maxillary sinuses, the largest of the paranasal sinuses, are pyramid-shaped cavities located in the maxillae. The base of the maxillary sinus forms the inferior part of the lateral wall of the nasal cavity. The roof of the maxillary sinus is formed by the floor of the orbit, which contains the infraorbital canal, and the floor is composed of the alveolar process. The apex extends toward, and frequently into, the zygomatic bone. Ohngren's line is a theoretical line passing from the medial canthus of the eye to the angle of the mandible and divides the maxillary sinus cancers into a suprastructure and infrastructure. Tumors superior to this arbitrary plane are in close proximity to and may invade the orbit and middle cranial fossa earlier in the course of disease and thus have a worse prognosis. Also of importance when understanding the anatomy of the maxillary sinus is the pterygopalatine fossa. The pterygopalantine fossa, also known as the sphenopalatine fossa, can be thought of as a box, with its anterior wall being the posterior wall of the maxillary sinus. The posterior wall is the pterygoid plates and inferior aspect of the sphenoid bone; the roof is the inferior orbital fissure. The floor is the palantine canal and contains the greater palantine nerve. Medially it is defined by the perpendicular plane of the palatine bone. The pterygopalatine fossa contains the maxillary nerve (V2), which enters from the brain via the foramen rotundum, as well as the pteryogoplatine ganglion and the distal maxillary artery, which enters via the pterygomaxillary fissure. The pteryogopalatine ganglion is the largest head and neck parasympathetic ganglion and has sensory, motor, and sympathetic function.
Sixty-two percent of maxillary sinus cancers are squamous cell carcinomas. Other histologic types and survivals are shown in Table 42.4 .
Tumor Type | No. | % | Survival | 5-yr (%) |
---|---|---|---|---|
Pts. | Median (mo.) | |||
Squamous cell | 401 | 61.7 | 18 | 29.2 |
Other | 70 | 10.8 | 27 | 38.7 |
Adenoid cystic | 64 | 9.8 | 118 | 57.5 |
Sarcoma | 46 | 7.1 | 47 | 44.8 |
Adenocarcinoma | 31 | 4.8 | 50 | 47.7 |
Melanoma | 23 | 3.5 | 18 | 25.9 |
Mucoepidermoid | 15 | 2.3 | 53 | 35.9 |
650 | 100.0 |
The pattern of spread of maxillary sinus cancer varies with the site of origin. Neoplasms of the suprastructure tend to extend into the nasal cavity, nasopharynx, ethmoid cells, inferior or medial wall of the orbit, orbital contents, pterygopalatine fossa, masticator space, infratemporal fossa, base of the skull, parasellar region and cavernous sinus, and middle cranial fossa. Tumors of the infrastructure extend to the palate, alveolar process, gingivobuccal sulcus, soft tissue of the cheek, nasal cavity, masseter muscle, pterygopalatine space, and pterygoid fossa. It is sometimes difficult to differentiate a primary maxillary cancer from a primary oral cavity cancer extending into the maxillary sinus from the upper alveolus and hard palate.
Overall, the incidence of clinical lymphadenopathy is relatively uncommon at diagnosis, but because regional recurrence is common, the presumption is that subclinical nodal disease exists at presentation. Cantù et al. reported that 8.3% of 399 patients presented with lymphadenopathy and during follow-up (median 109 months) 12.5% developed regional recurrence. Squamous cell primary cancers of the maxilla had a 10.3% incidence of nodal disease at presentation, with a 36.4% lymph node recurrence rate in N+ patients. The cumulative incidence of neck recurrence for patients with squamous cell cancer of the maxilla was 20.7%. Le et al. has published the location of nodal presentation and failure and found that level IB, II, V, and the preauricular area can be involved ipsilaterally, and levels II contralaterally.
Sinonasal undifferentiated carcinoma has been identified by the World Health Organization as a distinct sinonasal neoplasm that should be differentiated from ethesioneuroblastoma and other cancers. There is a male predominance and tumors typically are aggressive, presenting with locally extensive disease. Etiology is unknown. Immunohistochemical studies are noncontributory and stains for epithelial mucin are negative. The nuclear-to-cytoplasmic ratio is high with a very high mitotic rate. In 2005 there were fewer than 100 cases of SNUC described; by 2008 approximately 200 cases were described and a review from 2009 as well as anecdotal experience suggested that the diagnosis is becoming more common. Scanty evidence (n = 17) reported that SNUC is one of the few ethmoid sinus cancers with a 25.5% rate of regional failure. A 13% rate of regional failure in 26 SNUCs from the maxilla was reported. Mendenhall's review of the literature found 10% to 30% of patients with SNUC present with clinically positive adenopathy and the cure rates varied from 20% to 50%.
Table 42.1 summarizes the American Joint Committee on Cancer (AJCC TNM classification, 8th edition) staging for cancers of the maxillary sinus, the ethmoid sinus, and the nasal cavity.
Small carcinomas of the nasal vestibule usually present as asymptomatic plaques or nodules, often with crusting and scabbing. The septum is the most common location. Advanced lesions may extend to adjacent structures, such as upper nasal septum, upper lip, infranasal depression (philtrum), skin of nose, nasolabial fold, hard palate, buccogingival sulcus, and so forth. Deep muscle and bone and nerve involvement may cause pain accompanied by bleeding or ulceration. Large ulcerated lesions may become infected, leading to severe tenderness that hinders complete clinical assessment. The contiguous spread is best assessed by bimanual palpation and examination through a nasal speculum or fiberoptic endoscope after mucosal decongestion and topical anesthesia. Early buccinator and submandibular nodal involvement may be detected by bimanual palpation or by imaging. Staging of nasal vestibule carcinoma is by the TNM classification system for the skin. However, other staging systems have been utilized in reporting data.
The presenting symptoms and signs of nasal fossa tumors are similar to those associated with nasal polyps—chronic unilateral nasal discharge, ulcer, obstruction, anterior headache, and intermittent nosebleeds. This similarity often leads to delays in diagnosis. Other symptoms and signs include nasal ulcer, tenderness, facial swelling, or pain. Invasion of the orbital cavity may produce a palpable medial orbital mass, proptosis, and diplopia; obstruction of the nasolacrimal duct causes epiphora (overflow of tears); involvement of the olfactory region may produce anosmia (inability to perceive odors) and expansion of the nasal bridge; and extension through the cribriform plate results in frontal headache.
The presenting symptoms and signs of ethmoid air cell tumors are sinus ache and referred pain to the nasal or retrobulbar region, subcutaneous mass at the inner canthus, nasal obstruction and discharge, diplopia, and proptosis.
Physical assessment should include examination of the nasal cavity and nasopharynx with an endoscope after mucosal decongestion and topical anesthesia, evaluation of cranial nerves (particularly cranial nerves III, IV, V, and VI), and palpation of the nose bridge, cheek, and medial orbital cavity.
Computed tomography and/or MRI is essential to determine the disease extent and invasion of adjacent structures (e.g., orbital cavity and anterior cranial fossa). Regarding the imaging modality, CT is best for cortical bone erosion or deossification, and the prospective use of a high-resolution bone algorithm, perhaps with dual energy photons, is recommended for assessment of the anterior and central skull base and the lamina papyrecea. The coronal plane of the MRI is best for determination of intracranial extension, with fat-saturated postgadolinium enhanced T1-weighted imaging being the “workhorse” imaging for detecting epidural disease. MRI can help differentiate tumors in the sinonasal cavity from edematous mucosa. Generally benign mucosal disease is hyperintense on T2-weighted images in distinction to malignant disease which is less hyperintense. Tumors of glandular origin, however, tend to be exceptions, and can be high signal intensity on T2-weighted images.
Primary tumors of the lateral wall and floor tend to be diagnosed in more advanced stages. Of the patients referred to the MD Anderson Cancer Center (MDACC) between 1969 and 1985, 3 (21%) of 14 patients with septal lesions versus 20 (65%) of 31 patients with lateral wall or floor primaries had disease extension beyond the nasal cavity (stages II and III).
The natural history of esthesioneuroblastomas is long and multiple recurrences are the rule. Surveillance, Epidemiology and End Results (SEER) analysis of 311 patients found the age distribution to be unimodal with the mean age being 53. SEER analysis described the primary site as the nasal cavity in over three-quarters of the cases and 12.3% presented with nodal involvement.
The most common presenting symptoms are nasal obstruction and epistaxis. Anosmia can precede diagnosis by many years. Other symptoms are related to contiguous disease extension into the orbit (proptosis, visual field defects, orbital pain, epiphora), paranasal sinuses (medial canthus mass, facial swelling), anterior cranial fossa (headache), and manifestation of inappropriate antidiuretic hormone secretion. Most present in the nasal cavity ( eFig. 42.9 ).
Physical evaluation and recommended staging workup procedures for esthesioneuroblastoma are similar to those for nasal fossa tumors. A commonly used staging system, proposed by Kadish et al., and modified by Morita et al. is as follows:
Stage A: disease confined to the nasal cavity
Stage B: disease confined to the nasal cavity and one or more paranasal sinuses
Stage C: disease extending beyond the nasal cavity and the paranasal sinuses, including involvement of the orbit, the base of the skull or intracranial cavity
Stage D: cervical lymph node involvement or distant metastases
In an analysis from the National Cancer Database, the Kadish stage distribution of 883 patients with esthesioneuroblastoma was 22% stage A, 13% stage B, 56% stage C, and 9% stage D.
Because of their relatively silent presentations, maxillary cancers are often diagnosed late. Of the 73 patients referred to MDACC for treatment between 1969 and 1985, for example, symptoms and signs related to extension to the premaxillary region (facial swelling, pain, or paresthesia of the cheek) occurred in 26 (36%). Symptoms caused by tumor spread to the nasal cavity (e.g., epistaxis, nasal discharge or obstruction) or oral cavity (e.g., ill-fitting denture, alveolar or palatal mass, or unhealed tooth socket after extraction) occurred in 20 (27%) and 19 (26%), respectively. Five patients (7%) presented with symptoms and signs of orbital invasion, such as proptosis, diplopia, impaired vision, or orbital pain.
Physical examination should include assessment of the oral and nasal cavities, palpation of the cheek, evaluation of the eye movement and function, and assessment of the trigeminal nerve, particularly the branches of the maxillary division (infraorbital, anterior superior alveolar, posterior superior alveolar, and greater palatine nerves). Numbness of the incisor teeth and upper lip, however, can result from biopsy through a Caldwell-Luc procedure. CT and/or MRI with appropriate contrast is essential to determine the disease extent and invasion of adjacent structures (e.g., orbital cavity, infratemporal, pterygopalatine, and anterior cranial fossae).
Nasal vestibule cancers are skin cancers that are in a cosmetically important location. Radiotherapy is generally preferred for carcinoma of the nasal vestibule because of better cosmetic outcome, but if local excision of a medial tumor of the nasal septum can be performed with clear margins and no cosmetic deformity, that treatment may also be appropriate. Surgery can yield a high control rate with excellent cosmetic results in selected small, superficial lesions. Depending on the location and size of the primary lesion, radiation treatment can be accomplished by external beam irradiation (EBRT), brachytherapy, or a combination of both. Cartilage invasion per se is not a contraindication for radiation therapy because the risk of necrosis is low with fractionated irradiation. Rare cases of large primary tumors with extensive tissue destruction and distortion are best managed by resection in combination with preoperative or postoperative radiotherapy. Experienced prosthodontists can design custom-made nasal prostheses for large defects. Smaller defects can be reconstructed with a rotational or advancement flap.
Because of disagreement regarding the applicability of the AJCC staging system, some authors use the Wang staging system and some use the AJCC skin cancer staging system, which further complicates comparison of results in a relatively rare tumor. Additionally, there are parochial concerns about whether nasal vestibule is a surgical disease or not. Eloquent editorials aside, there is a dearth of randomized data, and endpoints such as cosmetic results are difficult to quantify.
The University of Florida, Gainesville reports that 32 of 34 patients with disease 5 cm or smaller who were treated with definitive radiation were locally controlled ( Table 42.5 ). Generally, radiation doses were high (65 Gy to 75 Gy), but techniques varied between definitive EBRT, a combination of brachytherapy and EBRT, and brachytherapy alone. The authors conclude that definitive radiation gives both good local control and cosmesis for early tumors, but tumors involving bone that are more than 4 cm should be treated with a combination of surgery and radiation. The importance of both size and bone invasion is seen in Table 42.6 .
Treatment | Size | Controlled/Treated | Salvaged/Attempts | Ultimate Local Control |
---|---|---|---|---|
RT alone | ≤ 5 cm | 32/34 (94%) | 1/2 | 32/34 (94%) |
T4-”Extradermal” | 16/25 (64%) | 4/7 | 20/25 (80%) | |
≤ 5 cm but recurrent | 9/9 | nd | 9/9 | |
T4-”Extradermal” Recurrent | 3/3 | nd | 3/3 | |
Surgery + RT | T4-”Extradermal” | 8/8 | nd | 8/8 |
Treatment | Prior Treatment | < 4 cm, No BI a | < 4 cm, +BI | ≥ 4 cm, no BI | ≥ 4 cm, + BI |
RT alone | No | 12/16 (75%) | 4/5 | 0/1 | 0/3 |
Yes | 1/1 | 2/2 | nd | nd | |
RT + Surgery | No | nd | nd | nd | 8/8 |
Elective nodal irradiation (ENI) was only recommended for tumors involving bone that are more than 4 cm in size but the 5 year neck control and ultimate neck control were 87% and 97% suggesting good follow-up and 7 neck salvages in 9 patients. The control rates of the N0 neck when the primary tumor was continuously controlled appear in Table 42.7 .
Treatment | Size | Without ENI a | ENI |
---|---|---|---|
RT alone | ≤ 5 cm | 29/31 (94%) | nd |
T4-”Extradermal” | 11/15 (73%) | 8/8 | |
≤ 5 cm but recurrent | 6/6 | 1/1 | |
T4-”Extradermal” r | 1/1 | ||
Total | 47/54 (87%) | 10/10 |
a ENI, elective node irradiation; nd, no data; RT, radiotherapy.
The DAHANCA retrospective review noted that 54 Gy in 18 fractions was more effective than 62 Gy to 66 Gy in 31 to 33 fractions for T1 lesions. However, complications were not discussed.
An overall local control of 93% was found on analysis of irradiation of 1676 carcinomas of the skin of the nose and nasal vestibule performed by the Groupe Europen de Curietherapie in France. Local control was dependent on tumor size (< 2 cm, 96%; 2 to 3.9 cm, 88%; ≥ 4 cm, 81%), site (external surface, 94%; vestibule, 75%), and on whether a tumor was recurrent or new (88% vs. 95%). Local control was independent of histology for tumors less than 4 cm, but for those larger than 4 cm, basal cell carcinomas were more frequently controlled than squamous cell carcinomas. There were few complications (necrosis, 2%). The local control rate with surgery was approximately 90%.
Other series conclude that more advanced lesions are better handled by combined modality treatment.
Table 42.8 summarizes the results of six series of patients treated by radiotherapy. Patients received brachytherapy, EBRT or a combination. On average, about 90% of nasal vestibule cancers smaller than 2 cm can be cured with brachytherapy or EBRT. Surgery offers equivalent results. The University of Florida showed 94% control for lesions less than 5 cm. Others have shown 70% to 80% local control with radiation alone with surgical salvage bringing the ultimate local control to 94%. Occult nodal spread is extremely rare in lesions smaller than 2 cm, but can be as high as about 40% in larger primary tumors. Once again surgical salvage of neck failures is high. The University of Florida has documented a relatively high rate of radiation salvage for surgical failures. Finally, complications from radiation therapy alone are relatively mild. In 71 patients treated with definitive radiation at the University of Florida, there was a 21% incidence of complications with the majority being soft-tissue necrosis and no complication required hospitalization or surgical intervention. Perhaps counter-intuitively, 3 of 8 patients treated with surgery and radiation developed severe complications.
Institution | Local Control | Nodal Control | Late Complications |
---|---|---|---|
University of Texas MD Anderson Cancer Center | Brachytherapy: 11/11 | Small lesions: 11/11 | Osteonecrosis (at area of hot spot): 1 Nosebleeds: 1 |
EBRT: 20/21 (95%) | Large lesions: | ||
Total: 31/32 (97%) | ELR: 12/12 (100%) | ||
No ELR: 5/9 (56%) | |||
Total: 28/32 (88%) | |||
University of Florida | Brachytherapy: 9/9 EBRT: 8/11 (73%) |
ELR: 3/3 No ELR: 23/27 (85%); |
Transient soft-tissue necrosis after implants: 4 |
Combination: 12/16 (75%) Total: 29/36 (81%) |
4 relapses were salvaged. Total: 26/30 a (87%) |
Nasal stenosis: 1 | |
Rotterdam Radiotherapy Institute | ≤ 1.5 cm ( n = 15): 72% a | Details not presented | Details not presented |
> 1.5 cm ( n = 17): 50% a | |||
< 54 Gy b : 37% a | |||
≥ 54 Gy b : 82% a | |||
Princess Margaret Hospital | < 2 cm ( n = 34): 97% a | No ELR: 51/54, 94% | Osteonecrosis: 2 (1 resulting in fistula) |
≥ 2 cm ( n = 16) and size not recorded ( n = 6): 57% a | (2 patients presented with nodes) | Nasal stenosis: 2 Massive epistaxis: 1 |
|
< 55 Gy/5 wk: 30% | |||
≥ 55 Gy/5 wk: 82% | |||
VU University Medical Center, Amsterdam | Overall: 79% (ultimate local control: 95%) < 1.5 cm ( n = 32): 83% (ultimate: 94%) 1.5 cm (n =24): 74%; (ultimate: 96%) |
Routine ELR to the mustache region 2-yr regional control rate: 87% (6 of 7 neck relapses were salvaged) Ultimate regional control rate at 5 yr was 97% |
Rhinorrhea: 45% Nasal dryness: 39% Epistaxis: 15% Adhesions: 4% |
Danish Head and Neck Cancer Group (DAHANCA) | Wang T1 ( n = 63):61% LR control; 23 patients treated with 54 Gy/18 fractions; LR control was 87% | No data | Skin necrosis in 3 patients (all in IDR brachytherapy group) |
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