Key Points

Incidence

The estimated annual incidence of oropharyngeal cancer in the United States is more than 10,000 patients. The incidence of oropharyngeal cancer has gradually increased over the past several decades, particularly in younger patients.

Biologic Characteristics

Squamous cell carcinomas represent over 95% of all tumors arising within the oropharynx. Approximately 70% of patients present with nodal involvement and 10% to 15% of these have distant metastases. Human papillomavirus (HPV) has been associated with an increasing proportion of oropharyngeal carcinomas, particularly those arising from the tonsillar fossa and base of the tongue in patients who may have limited tobacco or alcohol exposure. Patients with HPV-positive tumors have notably better clinical outcomes than those with HPV-negative tumors and they are more responsive to conventional therapies.

Staging Evaluation

Staging entails a detailed history and physical evaluation, head and neck cross-sectional imaging with computed tomography (CT) or magnetic resonance imaging (MRI), chest imaging with a chest CT or 18F-fluorodeoxyglucose positron-emission tomography/computed tomography (PET/CT). PET/CT has assumed increased importance in the initial staging, treatment planning, and postradiation nodal evaluation of these patients.

Primary Therapy

Traditionally, the preferred treatment for patients with small (stage T1 and T2) oropharyngeal squamous cell carcinomas has been radiation therapy. Historical data show equivalent outcomes between radiation and surgery for early-stage oropharyngeal cancers, but less functional compromise has conventionally been observed with radiation therapy. Newer transoral surgical techniques have diminished morbidity and improved recovery times associated with surgery, making this a viable alternative to radiation alone in early stage oropharyngeal cancers. For those undergoing radiation, long-term toxicities have been reduced by intensity-modulated radiation (IMRT) techniques that diminish the dose to the salivary glands and other critical structures and by unilateral radiation techniques when appropriate.

Locally Advanced Disease

Multiple Phase III trials and a comprehensive meta-analysis demonstrate that concurrent chemotherapy enhances the radiation response in locoregionally advanced head and neck cancers, leading to improved locoregional control and survival. Given the functional compromise often induced by surgical resection, even with free-flap reconstruction, concurrent chemoradiation has emerged as a standard of care for the majority of locally advanced oropharyngeal cancers provided the patient can tolerate the rigors of combined-modality treatment. Molecular targeting agents, specifically cetuximab, can improve overall survival rates if the patient is not a suitable candidate for cytotoxic chemotherapy. Immunotherapy has proved to be beneficial in patients with recurrent or metastatic disease, and ongoing clinical trials are evaluating incorporation into the definitive and adjuvant settings. Contraindications to an “organ-sparing” approach include bone invasion or preexisting organ dysfunction with the anticipation of severe functional deficits following treatment. Patients with these contraindications should be treated with surgery and postoperative radiation. The addition of concurrent chemotherapy to postoperative radiation has demonstrated benefit for patients with high-risk pathologic features, including positive surgical margins and extra-capsular nodal spread. For patients with advanced nodal disease who undergo definitive radiation with or without chemotherapy, but have an incomplete nodal response to treatment, a neck dissection is warranted.

The oropharynx consists of the base of the tongue, tonsillar region, soft palate, and lateral and posterior oropharyngeal walls ( Fig. 39.1 ). Determining the precise annual incidence for new cancers of the oropharynx is difficult because there is overlap with other head and neck sites within various reporting classifications. The estimated incidence of cancers of the “oral cavity and pharynx,” composed of the tongue, mouth, pharynx, and oral cavity, was estimated at 51,540 in the United States in 2018, with 37,160 male and 14,380 female patients. Malignant tumors within the oropharynx, defined as tumors arising from the base of tongue, tonsillar complex, soft palate, or lateral and posterior pharyngeal walls by the American Joint Committee on Cancer (AJCC) staging definition, are generally thought to represent approximately 25% of the total. This places the estimated total at just over 12,500 new oropharyngeal carcinomas per year in the United States, although some believe the rate is lower.

Fig. 39.1
Normal Anatomy of the Oropharynx.
(A) Anterior view and lateral view of the oropharynx with left lateral structures removed. (B) Oropharynx as viewed through a fiberoptic endoscope.

The incidence of head and neck cancers increased during the twentieth century, particularly in persons born after 1920. The higher cancer incidence over this time period was associated with the rise in alcohol and tobacco consumption in the United States and other westernized countries over the same era. This trend has reversed over the past two decades in the United States, with a small decline in squamous cell carcinomas (SCC) of the head and neck, likely secondary to a reduction in tobacco use. Despite this general reduction in head and neck cancers and the diminished incidence rate seen for the neighboring oral cavity, the incidence of oropharyngeal carcinomas has continued to increase since the early 1980s, predominantly in men younger than age 60 years. The increase in oropharyngeal cancers is not thought to be attributable to the reduction in tonsillectomy frequency between the 1970s and the 1990s, because this trend would not be expected to alter the incidence of base of tongue primary tumors.

The worldwide estimated annual incidence of tumors defined as arising either from the oral cavity or the pharynx excluding the nasopharynx, including oropharyngeal site tumors, was estimated to be 529,500 in 2012, representing 3.8% of all cancer cases. The highest rates were seen in central and eastern Europe with lower rates in sub-Saharan Africa. Such an analysis comes with the typical challenges in documenting such malignant diseases, particularly among the medically underserved internationally.

Etiology and Epidemiology

Tobacco and Alcohol Use

Squamous cell carcinoma of the oropharynx has traditionally affected patients older than 50 years, and men more than women. Despite this generalization, over the past 30 years oropharyngeal cancer rates have been on the rise in both men and women under the age of 45 years. Both alcohol and tobacco use are long-known, well-defined risk factors for SCCs of the head and neck, including those arising within the oropharynx. Again, separating data regarding oral cavity tumors and oropharyngeal tumors within published series can be challenging given reporting methods, and results may overstate the role of tobacco and alcohol use in oropharyngeal malignant diseases. The two substances individually and together contribute to a field cancerization effect within the upper aerodigestive tract. The effect of alcohol consumption and cigarette smoking on oropharyngeal cancer risk is dependent on both the intensity and duration of use and was traditionally responsible for approximately 80% of oropharyngeal cancers, with a higher proportion in men than in women in one series.

A population-based study in Sweden compared 605 patients with head and neck cancer with 756 controls. A hazard ratio (HR) of 8.4 was seen with current smokers; this figure was increased by an earlier starting age, longer duration of smoking, greater lifetime total consumption, and increased intensity of daily tobacco use. Increasing alcohol intake, particularly more than 50 g per day, was also associated with an increased relative risk of head and neck cancer. A compilation of case-control studies places the tobacco-associated odds ratio at 2.13 for tobacco users when compared with never users, with the ratio doubling in persons who smoke more than 30 cigarettes per day or those who have smoked for more than 30 pack-years. Involuntary or secondhand tobacco exposure may also be a risk factor, particularly when the person has been exposed for more than 15 years, either at home or at work. Alcohol use increases the rate of oropharyngeal carcinomas in never smokers, prior smokers, and current smokers, and the risk decreases with cessation of alcohol use. Although use of either alcohol or tobacco alone elevates the risk of oral cavity and oropharyngeal cancer, there is a synergistic effect from the use of both simultaneously. The risk is calculated to be thirteenfold the expected risk of each used independently, creating an approximately fiftyfold greater risk for oral cavity and oropharyngeal cancer compared with that of nonsmokers and nondrinkers. Tobacco cessation decreased the risk of head and neck cancer by 40% in years 1 through 4, although the risk of head and neck cancers did not return to baseline until 20 years had elapsed after either tobacco or alcohol cessation.

Human Papillomavirus Infection

Additional behavioral risk factors have been described besides the well-established tobacco and alcohol use, and these risk factors correlate with an elevated risk of oral human papillomavirus infection (HPV). The role of HPV corresponds to the identified increase in head and neck cancer incidence seen in younger nonsmokers and nondrinkers. The increased incidence has been seen both in the United States and in European countries, despite the general trend of fewer head and neck cancers. This rise has been most marked among young patients in sites associated with HPV. HPV is a sexually transmitted disease recognized over the past several years as a risk factor for squamous cell carcinoma of the head and neck, particularly in the oropharyngeal subsite, although the connection was initially suggested in 1983. HPV has been implicated in approximately 25% of head and neck cancers based on polymerase chain reaction (PCR) detection of HPV DNA. This prevalence is site specific, with a significantly higher percentage of HPV-associated cancers in the oropharynx compared with the oral cavity or larynx. A recent meta-analysis found the overall prevalence of HPV in oropharyngeal cancers to have increased over time. Prior to 2000, the rate of positivity was 40.5%, increasing to 64.3% from 2000 to 2004 and 72.2% between 2005 and 2009. Evaluation of more distant time periods demonstrates an even lower rate of HPV involvement, with a 16.3% detection rate from 1984 to 1989, increasing to 71.7% from 2001 to 2004. These trends constitute a population-based HPV-positive increase of 225% over this time period, while the HPV-negative incidence dropped by 50%.

The link between HPV and oropharyngeal cancers is several-fold and mimics the lines of evidence associating HPV and cervical cancer. First, HPV has been identified in tumor cells of head and neck squamous cell carcinomas. HPV status is most commonly assessed by either immunohistochemistry for p16 or in situ hybridization for high-risk HPV subtypes. Both methods have demonstrated prognostic significance despite some studies suggesting a 15% to 20% false–positive and false–negative rates for p16 immunohistochemistry testing as a surrogate for HPV. Identified prevalence rates have varied, depending on the tumor subsite, sensitivity of the HPV detection method, and geographic location, with associated ethnic variance. HPV-16 is the most common HPV subtype associated with oropharyngeal SCCs, seen in 85% to 90% of HPV-associated cancers. The remainder are associated with high-risk HPV subtypes 18, 31, 33, and 35, which also play a role in the development of cervical cancer. Second, HPV-positive SCCs of the head and neck have viral characteristics concordant with HPV-associated carcinogenesis, including a high viral load and viral oncoprotein expression. The oncogenic function of these HPV-associated oncoproteins ultimately accounts for the different molecular alterations found in HPV-positive tumors compared with HPV-negative tumors.

Additional evidence for an HPV association includes significant links in case-control studies between HPV seropositivity and squamous cell carcinomas of the head and neck. A case-control study comparing 100 patients diagnosed with oropharyngeal cancer and 200 controls found oropharyngeal cancer to be closely associated with oral HPV-16 infection (odds ratio [OR], 14.6), oral infection with any of the HPV types (OR, 12.3), and seropositivity for the HPV-16 L1 capsid protein (OR, 32.2), strongly associating oral HPV with oropharyngeal cancer. Behavioral risk factors associated with oral HPV infection have also been correlated with an increased risk of oropharyngeal cancer. They include a high lifetime number of vaginal-sex partners and oral-sex partners. This correlation between HPV DNA in tumor specimens and lifetime sex partners has also been identified by others, as has age at first intercourse and genital warts. Patients with HPV-associated head and neck cancers also have an increased risk of anogenital cancers, of which cervical and anal cancers have been strongly associated with HPV infection, and vice versa. Again, this supports the influence of sexual behavior and HPV infection on oropharyngeal cancer risk.

Patients with HPV-associated oropharyngeal cancers tend to have distinct clinical and pathologic features compared with those with HPV-negative cancers ( Table 39.1 ). Besides the history of high-risk sexual behavior described above, patients with HPV-associated oropharyngeal cancers are more likely to be light users or nonusers of alcohol and tobacco, although this lack of connection has not been universally identified. Despite the apparent lack of association between HPV-associated oropharyngeal cancers and tobacco use, there is a correlation with marijuana use and its intensity and duration. Individuals with HPV-positive squamous cell carcinoma of the head and neck tend to be younger by approximately 5 years compared with patients who are HPV-negative. Pathologically, HPV-positive cancers are more likely to be poorly differentiated with basaloid features.

TABLE 39.1
Distinctive Clinicopathologic Characteristics for HPV-Positive and HPV-Negative Head and Neck Squamous Cell Carcinoma
Adapted from Vidal L, Gillison ML. Human papillomavirus in HNSCC: recognition of a distinct disease type. Hematol Oncol Clin North Am . 2008;22(6):1125–42, vii.
HPV-Positive HPV-Negative
Anatomic site Tonsil, base of tongue All sites
Histology Basaloid Keratinized
Age Younger Older
Social economic status Trend higher Trend lower
Risk factors Sexual behavior Alcohol and tobacco
Survival Improved Worse
Incidence Increasing Decreasing
EGFR expression Commonly negative Commonly positive
EGFR. epidermal growth factor receptor.

A meta-analysis of the prognostic impact of HPV in head and neck squamous cell carcinomas demonstrated that patients who were HPV-positive were likely to have improvements in rates of overall survival (OS) (hazard ratio [HR], 0.85) and disease-free survival (DFS) (HR, 0.62). Similar improvements in OS and DFS were identified specifically within the oropharyngeal subsite. Improved outcomes with HPV positivity were confirmed in an Eastern Cooperative Oncology Group (ECOG) Phase II multicenter trial in which higher response rates were seen after induction chemotherapy and after chemoradiation treatment. This led to a statistically improved OS and a lower risk of progression. Analysis of the subset of patients with stage III or IV oropharyngeal cancer in Radiation Therapy Oncology Group (RTOG) study 0129 found HPV status to be the major determinant of overall survival, followed by duration of tobacco use and tumor stage. Locoregional recurrences were reduced at 3 years (13.6% vs. 35.1%) in HPV-positive tumors, and OS was 82.4% versus 57.1%. Although the bulk of the survival difference was attributable to HPV-positivity, favorable prognostic features associated with the HPV-positive subgroup accounted for approximately 10% of the outcome difference.

Patients who are HPV positive also have a lower risk of second malignant tumors because such patients lack the field cancerization effect produced by alcohol and tobacco exposure. Given the different clinical, pathologic, and molecular characteristics, as well as the improved prognosis and treatment response seen in HPV-associated disease, HPV-positive and HPV-negative SCCs of the oropharynx have been recognized as distinct entities with the latest AJCC staging manual (see Staging section ).

Other Risk Factors

Numerous other potential risk factors have been described for oropharyngeal cancer and head and neck cancer in general.

Nutritional deficiencies, as signified by a body mass index decline before diagnosis, have also been associated with oral cancer risk. This was again seen primarily among individuals with active or prior alcohol and tobacco use. Poor oral hygiene, as measured by surrogates such as tooth loss and infrequent dental visits, also correlates with an elevated rate of oral and oropharyngeal carcinomas. In short, the family history, diet, nutritional status, and oral hygiene may all play a role in oropharyngeal carcinoma predisposition, but defining the impact of each of these in the setting of the more dominant risk factors of alcohol and tobacco use is challenging, particularly given the potential interplay between such factors.

A family history of head and neck cancer produces an odds ratio risk increase of 1.7, although this is only seen in subjects exposed to tobacco, suggesting that this factor may represent an environmental as much as a genetic influence. A majority of studies found that diets low in raw vegetables and citrus and noncitrus fruits have increased the oral cancer risk. These results seem to hold true even when studies have been controlled for alcohol and tobacco usage, although the effect on diet and nutritional deficiencies from heavy alcohol and tobacco abuse is substantial and such factors can be difficult to account for in case-control studies.

Prevention and Early Detection

Classic prevention for squamous cell carcinoma of the oropharynx, and head and neck cancer in general, has revolved around tobacco cessation and bringing alcohol use to more moderate levels. With the impact of HPV now better understood, ongoing HPV vaccination campaigns to lower the incidence of cervical cancer may simultaneously reduce HPV-related head and neck cancers. Vaccines available internationally include the following: Cervarix (GlaxoSmithKline) against HPV types 16 and 18; Gardasil (Merck), a quadrivalent vaccine against HPV types 16, 18, 6, and 11; and Gardasil 9, which also protects against HPV types 31, 33, 45, 52, and 58. These vaccines have been recommended for women between the ages of 13 and 26 years because they lead to a reduction in precancerous cervical lesions and cancer incidence related to HPV. The vaccine is also now recommended for young men between the ages of 13 and 26 because of its ability to reduce the incidence of genital warts, and, in the population of men who have sex with men, the incidence of anal intraepithelial neoplasia. HPV vaccination is associated with an 88% decreased prevalence of the vaccine-associated, high-risk HPV strains. This dramatic reduction in HPV prevalence is anticipated to reduce the HPV-associated oropharyngeal cancer risk rate in vaccinated individuals.

Routine examinations of the oral cavity and proximal oropharynx should be part of a standard medical history and physical and dental examination. Routine oral examinations in high-risk patients have the potential to reduce cancer-related deaths through the discovery of premalignant and early-stage malignant changes. Unfortunately, the same substance abuse conditions that predispose individuals to head and neck cancer correlate with underuse of health and dental services, often leading to late detection and diagnosis of head and neck cancers. Radiation oncologists can play a role in the early detection of secondary oral cavity and oropharyngeal cancers attributable to field cancerization in patients who have been treated for primary head and neck cancers and are undergoing follow-up in the radiation oncology clinic.

Potentially malignant lesions include erythroplakia, leukoplakia, erythroleukoplakia, oral submucous fibrosis, and lichen planus.

Leukoplakia and erythroplakia are Greek terms translated as “white plaque” and “red plaque,” respectively. Leukoplakia is an exclusionary diagnosis and is currently defined as “a white plaque of questionable risk having excluded (other) known diseases or disorders that carry no increased risk for cancer.” The worldwide prevalence of leukoplakia is estimated at approximately 2% of the general population, with the highest incidence in men from the fifth through the seventh decades; histologic findings show hyperplasia of the squamous epithelium. Most leukoplakia lesions do not progress to squamous cell carcinoma; the annual transformation rate is estimated at 1%. This rate is strongly dependent on the presence and severity of dysplasia. Dysplasia, carcinoma in situ, or carcinoma is frequently present within erythroplakia, which has only one-sixth of the prevalence of leukoplakia. Of the premalignant lesions, transformation to malignancy is highest in erythroplakia, particularly when dysplastic changes are present, with an annual transformation rate of at least 2.9%. Others have predicted that the vast majority of erythroplakias will ultimately undergo malignant transformation.

Multiple chemopreventive regimens have been evaluated to prevent progression of dysplasia within the upper aerodigestive tract.

At least one randomized study demonstrated a decreased rate of biopsy-proven dysplasia after the administration of isotretinoin. However, the toxicity was significant, with almost half of patients requiring dose reduction. In addition, most responders experienced a relapse within the first 3 months after treatment. Larger randomized trials found no reduction in the rate of second primary tumors with isotretinoin. The newer generation of synthetic retinoids have focused on overcoming resistance to these agents, yet no tangible advances have been noted in their clinical applications. Targeting the EGFR receptor in premalignant lesions of the head and neck through EGFR TKIs have been the topic of more recent chemopreventive approaches through implementation of small Phase II trials.

Currently, no chemopreventive strategies have been validated or are widely in use for high-risk patients, including those with known dysplasia. Clinical trials continue to search for effective treatment approaches. Close follow-up with biopsy and surgical excision or laser therapy, as indicated, remains mandatory for patients with premalignant lesions.

Biologic Characteristics and Molecular Biology

Significant research is ongoing to determine the genetic and molecular impact of HPV on associated oropharyngeal squamous cell carcinomas. Molecular profiles of HPV-positive tumors are distinct from those of HPV-negative tumors. The oncogenic function of viral E6 and E7 from HPV appears to propel the molecular abnormalities present in HPV-positive tumors. Inactivation of TP53 and PRB is seen with both types, but are the result of separate mechanisms. E6 inactivates TP53 function in HPV-positive tumors, whereas disruptive mutations of TP53 are more common in HPV-negative tumors. Besides TP53, disparate effects on 14-3-3σ, RASSF1A, cyclin D, PRB, and P16 have been identified between HPV-positive and HPV-negative tumors. Disruption of TP53 by alcohol- and tobacco-mediated damage seems to be a critical genetic alteration in HPV-negative tumors. A molecular impact of tobacco exposure has also been identified in cells with HPV present. Normal oral keratinocytes transfected with HPV and subsequently exposed to tobacco carcinogens are found to have enhanced E6 and E7, increased resistance to apoptosis, impaired DNA repair, and activated telomerase.

Epidermal growth factor receptor expression in oropharyngeal cancers correlates inversely with HPV status. Not surprisingly, given its association with HPV-negative tumors, EGFR expression predicts for a lower rate of response to induction chemotherapy and inferior overall survival and disease-specific survival rates. A similar effect was seen in an analysis of the conventional arm of RTOG 90-03, in which 155 patients with adequate pathologic specimens were evaluated for expression of EGFR by immunohistochemical testing. EGFR expression did not correlate with T category, N category, or category grouping, but high EGFR-expressing tumors had higher local recurrence rates and worse disease-free and overall survival. Distant metastases did not differ between the two groups.

Pathology and Pathways of Spread

Pathologic Findings

Primary oropharyngeal tumors are almost exclusively squamous cell carcinomas (≈ 95% of tumors). Alternative pathologic types include melanoma ( eFig. 39.1 ), primary lymphoid malignant tumors ( eFig. 39.2 ), minor salivary gland tumors, sarcomas, and other oddities. Given the preponderance of SCC in this site, this chapter will refer to the evaluation and treatment of SCC unless another type is specifically indicated.

eFig. 39.1, Hyperpigmented mass arising from the right tonsillar fossa pathologically confirmed as a mucosal melanoma.

eFig. 39.2, Large, protuberant, lobulated mass arising from the left tonsillar fossa displacing the uvula contralaterally and occupying the majority of the oropharyngeal lumen, identified as a diffuse large B-cell lymphoma. The tumor was treated with three cycles of CHOP chemotherapy followed by 36 Gy of involved-field radiation. The patient remains disease free 15 years from the time of treatment.

A substantial literature has been generated evaluating the histologic subtypes of SCC of the head and neck, the appropriate nomenclature for these tumors, and their clinical impact. Specific subtypes include the spindle cell variant characterized by noncohesive spindle cells, which closely resembles sarcoma microscopically. The basaloid squamous variant is a distinct subtype traditionally correlated with aggressive behavior and poor patient outcomes. However, the recent correlation of HPV-associated malignant disease with the basaloid subtype has shown that the basaloid group is a mixture of both HPV-16–positive and HPV-16–negative carcinomas. Because the HPV status imparts a substantially favorable influence on outcome, the implication is that the basaloid phenotype alone does not confer a worse clinical outcome. Angiolymphatic invasion and perineural invasion are both associated with increased rates of cervical nodal metastases and a worse prognosis.

The prototypical SCC of the head and neck, including the oropharynx, is moderately differentiated, with approximately 60% moderately differentiated, 20% well differentiated, and 20% poorly differentiated. Some studies have found tumor grade to be predictive of regional nodal metastasis and, subsequently, clinical outcome. The determination of tumor grade based on traditional cytologic and histologic features of differentiation is challenging to reproduce because of interobserver variability. As a result, the tumor grade seems to have limited prognostic value, particularly when compared with the clinical staging parameters. Undifferentiated carcinomas with a lymphoid stroma arising from the tonsil have biologic behavioral characteristics and an increased radiosensitivity that are more similar to undifferentiated nonkeratinizing nasopharyngeal carcinomas rather than conventional types of SCC. Again, this subtype seems to serve as a surrogate for HPV-positivity.

The discrepancy in the pathologic appearance and clinical behavior of oropharyngeal SCC is recognized in the the AJCC 8th edition, which comments that the “standard nomenclature is unsatisfactory in describing HPV-mediated p16+ oropharyngeal cancers.” Although frequently describes as “poorly differentiated” based on the high nuclear/cytoplasmic ratio, this is ultimately at odds with the improved prognosis associated with HPV-associated cancers. The terminology of “oropharyngeal squamous carcinoma, nonkeratinizing-type” is ultimately recommended to avoid the connotation of a more aggressive malignancy that the poorly differentiated descriptor implies. This also recognized that frank tumor keratinization and keratin pearls are typically not seen in HPV-mediated cancers.

Pathways of Spread

The oropharynx makes up the central portion of the upper aerodigestive tract, encompassing the tongue base, palatine (faucial) tonsils, inferior aspect of the soft palate, and posterior and lateral oropharyngeal walls (see Fig. 39.1 and Figs. 39.2 and 39.3 ). The anterior margins are the anterior tonsillar pillars, the hard-soft palate junction, and the circumvallate papillae of the tongue, placing the posterior third of the tongue within the oropharynx. Superiorly, the oropharynx is bounded by the inferior aspect of the soft palate, posteroinferiorly by the pharyngoepiglottic folds that lie approximately at the level of the hyoid bone, and inferiorly by the glossoepiglottic fold and vallecula. The lateral and posterior borders of the oropharynx are defined by the pharyngeal constrictor muscles and their overlying mucosa. Understanding the anatomy of the oropharynx is necessary when identifying the typical pathways of spread by oropharyngeal neoplasms.

Fig. 39.2, Normal CT scans of the oropharynx: sagittal (A) and axial (B, C) scans.

Fig. 39.3, Normal MRI of the oropharynx: sagittal T1-weighted (A), axial T1-weighted (B), and axial T2-weighted (C) scans.

Soft Palate

The soft palate is a mobile flap of soft tissue with a central aponeurosis that serves as the attachment point for several palatine muscles. Five muscles form the bulk of the posterior and lateral portions of the soft palate. These muscles (levator veli palatini and tensor veli palatini muscles, muscle of the uvula, palatoglossus muscle, and palatopharyngeal muscle) insert on the palatine aponeurosis, but have important attachments to the tongue base, posterolateral pharyngeal wall, and torus tubarius. The palatoglossus muscle and overlying mucosa form the anterior tonsillar pillar, which is the anterior-most part of the lateral oropharynx. The palatopharyngeal muscle, with its overlying mucosa, forms the posterior tonsillar pillar. The two pillars connect laterally and inferiorly with the lateral oropharyngeal wall.

The inferior aspect of the soft palate, which forms the upper portion of the oropharynx, is the site of the majority of soft palate tumors. The superior surface of the soft palate, part of the nasopharynx, is seldom a primary site of neoplasm. The soft palate also contains a substantial number of minor salivary glands. These glands are the site of origin for nonsquamous neoplasms of the soft palate.

A soft palate tumor can spread anteriorly to involve the hard palate. There is also potential for perineural spread along the greater and lesser palatine branches of the maxillary nerve superiorly into the pterygopalatine fossa ( Fig. 39.4 ). Further perineural spread from the pterygopalatine fossa can result in extension along branches of the maxillary division of the trigeminal nerve into the orbit via the inferior orbital fissure, into the central skull base via the foramen rotundum, and into the facial nerve and temporal bone via the nerve of the pterygoid canal (vidian nerve). This perineural spread can result in palsies of both the trigeminal and facial nerves. Patients with advanced disease and perineural spread may present with trismus resulting from involvement of the pterygoid muscles or branches of the trigeminal nerve.

Fig. 39.4, T4bN2c Soft Palate Squamous Cell Carcinoma.

Tonsillar Region

The palatine (faucial) tonsils consist of lymphoid tissue constrained within a fibrous capsule that projects into the oropharynx between the triangle formed by the anterior and posterior tonsillar pillars. The tonsillar fossa is bounded laterally by the superior pharyngeal constrictor muscle. The anterior and posterior tonsillar pillars consist of the mucosa overlying the palatoglossus and palatopharyngeal muscles, respectively. Squamous cell carcinoma is the most frequent neoplasm of the palatine tonsils, followed distantly by non-Hodgkin's lymphoma. Tumors within the tonsillar region can spread superiorly to the soft palate along the vertically oriented palatoglossus and palatopharyngeal muscles, as well as inferiorly to the tongue base and posterolaterally to the oropharyngeal wall (see Fig. 39.4 and 39.5 ).

Fig. 39.5, T4aN2c Squamous Cell Carcinoma of Tonsil and Soft Palate.

The superior pharyngeal constrictor muscle, in addition to forming the posterior and lateral borders of the oropharynx, courses deep to the palatine tonsils as it extends anteriorly to insert on the pterygomandibular raphe. This fibrous raphe is a shared insertion site with the buccinator muscle, with the raphe extending to the medial pterygoid plates superiorly and the lingual cortex of the mandible inferiorly just posterior to the mylohyoid line. Tonsillar neoplasms that invade the superior pharyngeal constrictor muscle and involve the pterygomandibular raphe can spread anteriorly to the buccinator muscle and space, superiorly to the medial pterygoid plate and masticator space, and inferiorly to the lingual cortex of the mandible. Lateral extension of tumor allows its entry into the parapharyngeal space ( Fig. 39.6 ). Involvement of the parapharyngeal space by tonsillar neoplasms may result in spread to and along the styloglossus and stylopharyngeal muscles, which extend superiorly toward the skull base and attach to the styloid process. Lateral extension into the medial pterygoid muscle is often associated with involvement of the mandibular division (V3) of the trigeminal nerve. Involvement of V3 can allow perineural tumor spread inferiorly into the mandible along the inferior alveolar nerve and superiorly along the main trunk of V3 to the foramen ovale and cavernous sinus.

Fig. 39.6, T4bN2b Tonsillar Squamous Cell Carcinoma.

Oropharyngeal Wall

The posterior and lateral walls of the oropharynx are formed by the superior pharyngeal constrictor muscle and overlying mucosa. The deep aspect of the superior constrictor muscle is separated from the prevertebral fascia by a thin layer of retropharyngeal fat. Tumors within the posterior aspect of the oropharynx can extend through this layer of fat and fascia and into the prevertebral space (see Fig. 39.6 ). Advanced tumors can ultimately involve the vertebral column, although such spread is typically inhibited by the multiple intervening fascial planes and the longus colli and longus capitis muscles. Tumors of the posterolateral oropharyngeal wall can extend into the nasopharynx and hypopharynx by way of either mucosal or submucosal spread (see Fig. 39.6 ).

Tongue Base

The tongue base is separated from the oral tongue anteriorly by the circumvallate papillae. It extends posteriorly and inferiorly to terminate near the level of the hyoid bone (see Figs. 39.2 and 39.3 ). Laterally, it is separated from the palatine tonsils by the glossotonsillar sulcus. The lingual tonsils lie along the posterior surface of the tongue base. The lingual tonsils are variable in size and may be quite large in the first two decades of life and in patients with concurrent head and neck infections.

Neoplasms of the tongue base spread along several pathways as they increase in size. They may infiltrate along the intrinsic muscles of the tongue into the oral tongue and deep tongue musculature. It is especially important to identify involvement of the extrinsic muscles of the tongue (i.e., the hyoglossus, styloglossus, and genioglossus muscles) because this indicates a T4 lesion. Tumor may track superolaterally along the mylohyoid muscle to invade the lingual surface of the mandible. Deep anterior extension may also involve the hypoglossal or lingual neurovascular bundles. Tumor can track posteriorly along these nerves between the superior and middle pharyngeal constrictor muscles into the parapharyngeal and masticator spaces.

Base of tongue cancer can also spread superficially along the mucosa. Posteroinferior extension can involve the vallecula, lingual surface of the epiglottis, and pharyngoepiglottic folds ( Fig. 39.7 ). There may be invasion of the preepiglottic space whenever the vallecula or glossoepiglottic folds are involved.

Fig. 39.7, T2N2c Base of Tongue Squamous Cell Carcinoma.

Nodal Involvement

Nodal metastasis has been reported in 40% to 66% of patients presenting with soft palate carcinoma. Level II nodal involvement is most frequent, with extension into level III and IV nodes commonly seen. Level I, level V, and lateral retropharyngeal nodal involvement is uncommon. Lymph node metastasis from squamous cell cancer of the palatine tonsils is very common (69% to 74%) at the time of presentation. The incidence of nodal involvement at diagnosis in patients diagnosed with tongue base carcinoma has been reported to be between 64% and 78%. Bilateral nodal disease is commonplace with base of tongue cancer, especially in patients with tumors near or crossing the midline. The incidence of nodal involvement in patients with oropharyngeal wall squamous carcinomas has been reported to be between 57% and 60% ( eFig. 39.3 through eFig. 39.5 ). Radiographic involvement of the retropharyngeal nodes is present in 16% of all patients with oropharynx cancer, rising to 23% with pathologic nodal disease in other neck sites. With nodal involvement elsewhere in the neck, retropharyngeal nodal involvement varies by subsite and is identified in 13% of base of tongue tumors, 14% of tonsillar tumors, 38% of posterior pharyngeal wall tumors, and 56% of soft palate tumors. This has implications for both the primary treatment modality and the design of the radiation treatment volumes.

eFig. 39.3, Distribution of positive nodes in patients with squamous cell carcinoma of the base of the tongue on presentation to the MD Anderson Cancer Center, 1948 to 1965.

eFig. 39.4, Distribution of positive nodes in patients with squamous cell carcinoma of the tonsil on presentation to the MD Anderson Cancer Center, 1968 to 1979.

eFig. 39.5, Distribution of positive nodes in patients with squamous carcinoma of the soft palate on presentation to the MD Anderson Cancer Center, 1948 to 1965.

Clinical Manifestations, Patient Evaluation, and Staging

Symptoms at the time of diagnosis of an oropharyngeal cancer depend on the subsite, but commonly include pain, either local or referred. Local pain is frequently described as a sore throat and may lead to dysphagia and weight loss secondary to the pain. Referred pain can occur through cranial nerves (CN) IX and X. CN IX (glossopharyngeal nerve) involvement can lead to referred pain via the tympanic nerve of Jacobson localized to the inner ear or temporomandibular joint. CN X (vagus nerve) causes referred pain through the auricular nerve of Arnold to the external auditory canal.

An asymptomatic mass within the upper neck is another frequent presenting symptom. More advanced symptoms can include odynophagia, dysphagia, dysarthria (including “hot potato” voice caused by CN XII involvement or narrowing of the pharyngeal air column), trismus (as a result of involvement of the pterygoids), and necrotic odor. Presentation with distant metastases is uncommon.

Patient Evaluation

A comprehensive history with an emphasis on head- and neck-related symptoms should be taken for all patients, and a detailed physical examination of the head and neck region should be performed ( Table 39.2 ). The examination should include a direct inspection of the oral cavity and proximal oropharynx; an indirect (mirror) or fiberoptic examination of the distal oropharynx, hypopharynx, nasopharynx, and larynx; careful palpation of the oral cavity and proximal oropharynx; and inspection and palpation of the cervical lymph nodes ( Fig. 39.8 ). Relaxing the sternocleidomastoid muscle by tilting the head slightly to the ipsilateral side allows easier palpation of the jugulodigastric nodes. Flexible fiberoptic nasopharyngoscopy is used as indicated by examination findings and the quality of the indirect examination.

TABLE 39.2
Diagnostic Algorithm for Oropharyngeal Cancer
General
History
Physical examination
Visual inspection of oral cavity and proximal oropharynx
Palpation of oral cavity and proximal oropharynx
Mirror examination
Fiberoptic laryngoscopy (if indicated after mirror examination)
Imaging
CT or MRI neck with contrast
Chest imaging
CT chest if high risk for distant disease
PET/CT
Laboratory Studies
Basic metabolic panel
Complete blood count

Fig. 39.8, A 59-year-old male who presented in 2009 with a 3-week history of sore throat and dysphagia. An exophytic tumor is seen to arise from the left tonsillar complex, extending superiorly onto the proximal soft palate with a pushing, erythematous border causing the uvula to deviate contralaterally. The tumor involved both the anterior and posterior tonsillar pillars and measured more than 4 cm in greatest dimension with bilateral lymphadenopathy and was a stage IVA (T3N2cM0) lesion.

Physical examination includes assessment of both the size and local extent of the primary tumor and the presence, size, and location of the cervical lymphadenopathy. The size of the primary tumor and nodal disease should be measured as this is the basis of the AJCC staging system for oropharyngeal cancers. Consideration should be given to documentation of the extent of disease prior to treatment with still photography and videography in the electronic medical record.

Additional staging information can be gleaned during the physical examination. Trismus, documented by measuring the distance between the upper and lower incisors, or alveolar ridges in edentulous patients, is a consequence of tumor invasion into the pterygoid musculature. Deviation of the tongue on protrusion suggests involvement of the deep or extrinsic muscles of the tongue or invasion or compression of the hypoglossal nerve (CN XII) (see eFig. 39.6 ). A detailed physical examination is especially important with oropharyngeal cancers because treatment-altering findings may manifest themselves on visual inspection, but not on radiographic evaluation, and can alter both radiation treatment coverage and staging. For example, subtle superficial mucosal extension of a tonsillar tumor onto the adjacent soft palate or retromolar trigone may only be apparent during direct inspection and must be documented. Such regions may be more apparent during radiation treatment at approximately 20 Gy to 30 Gy because “tumoritis” causes increased erythema of these regions compared with the surrounding normal tissue ( eFig. 39.7 ). With base of tongue tumors in particular, digital palpation is essential to determine the size and extent of local spread because these tumors are frequently not seen during or are underestimated by visual examination, especially if they are endophytic. All borders of the tumor must be determined precisely because this has a crucial impact on target volume delineation and treatment field arrangement. Precision in defining tumor borders becomes even more paramount in the intensity-modulated radiation therapy era. Detailed examination of the remainder of the head and neck is also important because of field cancerization and the risk of synchronous primary tumors.

eFig. 39.6, Atrophy of the right hemitongue with rightward deviation on protrusion consistent with right CN 12 palsy.

eFig. 39.7, A. T3N1 right tonsillar squamous cell carcinoma before treatment in which precise tumor borders are difficult to demarcate. B. T3N1 right tonsil at approximately 24 Gy of comprehensive radiation using large lateral fields showing tumoritis well across the midline and extending into the ipsilateral hard palate mucosa and retromolar trigone. C. Schematic drawing of treatment field design with shrinking-field technique for hyperfractionated treatment.

Aside from a complete history and physical examination, the workup should include biopsy confirmation of the mass. Biopsy should be performed by the least invasive means possible and can include fine-needle aspiration of involved cervical nodes or biopsy of the primary site. In general, excisional biopsy of the primary site or involved lymph nodes is not recommended because of concerns about prolonged healing times that may delay definitive radiation and surgery-associated hypoxic changes.

Given the significant prognostic importance and the implications for clinical investigation, assessing oropharynx squamous cell cancers for HPV has become routine. Immunohistochemical staining for p16 is a readily available and a well-correlated surrogate for HPV, although interpretation requires some experience.

Imaging Studies

Selection of Imaging Studies

Recommended radiographic studies include CT or MRI scanning of the neck with contrast enhancement, chest imaging, and dental studies, as indicated. CT is generally considered to be the examination of choice for the initial diagnostic evaluation of oropharyngeal neoplasms when compared with MRI and PET imaging. The benefits of CT include lower cost, faster acquisition speed, less motion artifact, better detection of bone invasion, higher spatial resolution, greater reproducibility on sequential examinations, and wide availability. MRI is superior to CT in specific situations, including delineating orbital or skull base involvement and defining intracranial perineural tumor spread. MRI also has slightly superior multiplanar imaging capabilities and is better able to identify subtle soft tissue involvement by tumor, deep osseous invasion and marrow replacement, perineural spread of disease, and extent of anterior spread of tongue base tumors. MRI is also useful for patients in whom dental amalgam artifact renders the CT examination suboptimal. MRI and PET/CT are used in most institutions as ancillary diagnostic studies for oropharyngeal cancers when CT imaging inadequately addresses specific clinical questions. Imaging modalities are often complementary, however, and both CT and MRI are useful in some instances. PET/CT studies can provide additive information relative to the extent of the primary tumor, nodal involvement, and metastatic disease.

Imaging is indispensable for assessing regional lymphatic spread. This is particularly true in patients in whom clinical assessment of nodal disease is difficult (because of a large or muscular neck), in whom there is occult involvement of normal-sized nodes, or in whom nodal chains are involved that cannot be palpated on physical examination (i.e., retropharyngeal nodes). Multiple criteria must be used to determine whether a specific lymph node is involved by tumor on CT or MRI studies. These criteria include the node's size, homogeneity, distinctness of outer margin, focal areas of enhancement, location, loss of fatty hilum, and spherical shape and the presence of a clustering of lymph nodes. These criteria are best used as a whole and not considered in isolation. When imaging tests have been directly compared in the same patient population, PET and PET/CT studies have typically been found to be slightly more accurate in lymph node staging, followed by CT scanning and then by MRI.

Opinion varies regarding size criteria and how best to measure lymph nodes in order to label them as radiographically involved. Measurements of 10 mm in the long axis and 8 mm in the short axis are often used as the upper limits of normal for nodes in most cervical levels. Upper level II nodes (jugulodigastric nodes) and level IB nodes, however, may normally be slightly larger (12 mm to 15 mm). Lateral retropharyngeal nodes are considered abnormal if larger than 8 mm. Very young patients, those with severe dental disease, or those with concomitant head and neck infection may have reactive lymph nodes that are larger than the stated norm. Lymph node size should be considered as only one diagnostic criterion and must be modified in certain circumstances. One should specifically look for focal enhancement of a lymph node along its outer aspect where the afferent lymphatics enter the node. This is often the earliest evidence of lymphadenopathy and may even be seen in patients with normal-sized nodes. Assessment of lymphadenopathy on MRI scans can be more challenging than on CT scans. In addition to the aforementioned criteria, one should look for areas of decreased signal intensity on T2-weighted images, which typically represent intranodal tumoral deposits. Meta-analysis suggests that the mean sensitivity of a neck CT scan for the detection of cervical lymph node metastasis is 81% (95% CI, 68% to 90%), of an MRI scan is 81% (95% CI, 65% to 91%), and of a PET scan is 79% (95% CI, 72% to 85%). The specificity of CT scanning has been found to be 76% (95% CI, 62% to 87%); of MRI scanning, 63% (95% CI, 43% to 80%); and of PET scanning, 86% (95% CI, 83% to 89%). The quoted sensitivity and specificity for these studies depend greatly on the criteria that are used in declaring a lymph node positive. When imaging tests have been directly compared in the same patient population, PET and PET/CT studies have typically been found to be slightly more accurate in lymph node staging, followed by CT scanning and then by MRI.

Both PET/CT and PET can serve a complementary role in the imaging evaluation of oropharyngeal primary tumors. Besides the slightly improved accuracy for nodal disease, PET/CT is particularly useful in evaluating for a primary site in patients with cervical nodal disease but an unidentified primary site. An oropharyngeal origin remains the most likely source of an occult primary tumor in patients with level II or III lymph node involvement. PET/CT scanning can also identify synchronous second primary tumors in patients with oropharyngeal squamous cell carcinomas. A PET/CT scan can also be used to screen for metastatic disease and excels at identifying atypical metastases outside of the standard metastatic search pattern, although metastatic spread at presentation is rare. The performance of PET/CT scanning can be improved with a dedicated head and neck protocol, which can also be incorporated into treatment planning.

Limitations of imaging should also be acknowledged. CT and MRI have limited sensitivity for the detection of superficial mucosal disease, again emphasizing the necessity of a detailed head and neck examination. Dental amalgam artifact can limit visualization of the structures of interest, more so for CT than for MRI. Motion artifact may degrade the image quality; this is particularly a problem with MRI, where images may be acquired over a several-minute time span. CT, MRI, and even physical examination are known to have limited sensitivity and specificity for the detection of small metastatic deposits within normal-sized lymph nodes. PET scans may be falsely negative in histologically low-grade lesions and in lesions that are less than 5 mm in size and falsely positive when inflammatory changes are present, particularly postoperatively or in the setting of poor dentition.

The overall incidence of pulmonary metastases has traditionally been placed at 1% to 2% in newly diagnosed patients with cancers of the head and neck. The traditional practice has been to obtain a chest radiograph to evaluate for pulmonary disease, but chest CTs allow better definition of the thoracic cavity and have a higher sensitivity for detection of pulmonary parenchymal metastases or mediastinal or hilar nodal disease. A review of the literature found a pooled prevalence of 7.9% for abnormalities on chest CT scans in patients with head and neck SCCs. Abnormal findings were more prevalent in patients with N2 or N3 nodal involvement or stage III or IV disease and less prevalent for oral cavity primary tumors. Not surprisingly, patients with recurrent disease had higher rates of positive chest CT scans (25.3%). These risk factors correlated closely with the clinical factors statistically associated with the development of distant metastases (T stage, N stage, gender, nodal level, and locoregional control). Although there is significant institutional variation regarding chest imaging, a measured approach would include chest CT scans for patients with advanced nodal involvement (AJCC 7 th edition N2b, N2c, and N3), locally advanced primary disease (T3 and T4), low cervical nodes, and other risk factors, including recurrent disease. A CT scan of the chest can be performed at the same time as the neck CT scan, and modern multi-slice scanners can provide contrast-enhanced images with the same contrast bolus.

Imaging Technique

The development of multiple detector-row CT (MDCT) scanning in conjunction with helical acquisition techniques over the last decade has revolutionized the cross-sectional imaging of patients with head and neck cancer. The ability to obtain axial image information from 64 to 256 rows of detectors simultaneously allows rapid scanning of patients with almost no motion artifact. The multiple rows of detectors can produce 64 to 256 images simultaneously, each with a slice thickness of 0.5 mm to 0.625 mm. This enables acquisition of a three-dimensional volume of image data that can be processed into images of varying slice thicknesses generated in sagittal, coronal, or oblique imaging planes. These two-dimensional re-formations offer improved visualization of the three-dimensional extent of the primary neoplasm and involved cervical lymph nodes.

Because of the possibility that lower cervical and upper mediastinal nodes may be involved by tumor, it is important to start the CT acquisition just below the aortic arch at the level of the aortopulmonary window. The scans should extend superiorly to the level of the cavernous sinus and skull base foramina in order to detect perineural tumor spread along cranial nerve branches, invasion of the masticator and parapharyngeal spaces, and skull base invasion. Non–contrast-enhanced scans prior to contrast administration are rarely beneficial and do not need to be routinely obtained. Sufficient time must be allowed for the injected contrast material to enhance the primary tumor and lymph nodes before scanning begins. As a result, a scanner-specific time delay must be inserted between the start of the contrast injection and the initiation of the CT scan in order to obtain maximal enhancement, with the goal of providing differentiating tissue enhancement rather than vascular opacification. Tight compact bolus injection of the contrast medium (3 mL to 4 mL per second) offers superior enhancement of lesions. Bone and soft tissue reconstruction algorithms should both be obtained for maximal diagnostic information.

Magnetic resonance imaging protocols should be constructed in a similar manner to cover the region from the skull base and cavernous sinuses to the aortic arch. It is particularly important to obtain both high-quality non–contrast-enhanced T1- and T2-weighted images because these are often more helpful than contrast-enhanced images at defining the extent of the primary neoplasm and assessing nodal disease. Postcontrast-enhanced T1-weighted images obtained with fat suppression are helpful for identifying perineural tumor spread, skull base invasion, and deep spread to the masticator and parapharyngeal spaces, as well as for detecting intranodal tumor deposits. Because of the extensive pterygoid plexus of veins in the masticator space and normal enhancement of mucosal areas of the head and neck, contrast-enhanced scans are often challenging to interpret. These images must be carefully compared with non–contrast-enhanced images in the same plane.

Staging

The AJCC 8 th edition, published in 2017 and implemented on January 1, 2018, contains dramatic revisions of the oropharyngeal cancer staging system, particularly involving HPV-positive cancers. In the AJCC 7 th edition, oropharyngeal cancers were placed within the pharynx chapter, combined with nasopharyngeal and hypopharyngeal cancers. Secondary to the unique biologic behavior of HPV-positive oropharyngeal cancers compared with HPV-negative cancers of the oropharynx and other subsites, the prior staging system was found to have limited predictive value for overall outcomes. In particular, the 7 th edition oropharyngeal cancer algorithm poorly differentiated recurrence and survival outcomes between stages with a simultaneous numerical imbalance toward stage III and IV. Specifically, stages I, II, III, and IVA demonstrated no differences in 5-year OS, and stage III and IVA comprised 13% and 73% of all patients. As a result, the AJCC 8 th edition divided oropharyngeal cancers between high-risk HPV (HR-HPV)-associated oropharyngeal cancers and non–HPV-associated oropharyngeal cancers with the goal of improving outcome stratification by stage subgroup (hazard discrimination). To prognosticate these distinct disease entities better, the prior single pharynx chapter has now been subdivided into three chapters: nasopharynx, HR-HPV-associated oropharyngeal cancers, and hypopharynx and non-HR-HPV-associated oropharyngeal cancers

Overexpression of p16 by immunohistochemistry defines HPV-positivity in the AJCC 8 th edition. p16 is a robust surrogate biomarker for HPV positivity because it detects p16 cyclin-dependent kinase inhibitor, which is upregulated when HPV-associated oncoproteins degrade p53 and pRB. Typically, p16 immunohistochemical stains on head and neck tumors demonstrate either diffuse and strong staining or are entirely negative. Optimal cut-off for p16 overexpression as a surrogate biomarker for HR-HPV presence is ≥+2/+3 nuclear staining intensity with ≥ 75% distribution. p16 evaluation was chosen by the AJCC over direct detection of HPV owing to its simplicity and resultant greater availability worldwide, cheaper cost, and improved survival stratification. For ease, we will refer to HR-HPV-associated oropharyngeal cancers as p16-positive oropharyngeal cancers and non–HR-HPV-associated oropharyngeal cancers as p16-negative oropharyngeal cancers.

p16-Positive Oropharyngeal Cancers

The staging alterations for p16-positive oropharyngeal cancers include changes in the T, N, and overall staging portion, as well as adoption of separate staging systems in the clinical and postoperative (pathologic) settings. The clinical stage continues to be determined by the combined and collated endoscopic, radiographic, and physical examination findings. The changes in the clinical staging arose out of the initial work at Princess Margaret Hospital, with subsequent confirmation by the International Collaboration on Oropharyngeal Cancer Network for Staging (ICON-S). Multiple additional institutions have since confirmed the prognostic value of the new staging.

In the clinical T categories, T4a and T4b have been combined into a single T4 stage as outcomes were indistinguishable, with the T4 lesions having a significantly worse outcome than the T1 to T3 subset in the ICON-S data. T3 was altered to include extension along the mucosal surface of the lingual aspect of the epiglottis, given the proximity of this region to the base of tongue in particular and ease of mucosal spread to this site, rather than categorizing this as a T4 tumor. The T0 category has been maintained in p16-positive oropharyngeal cancers despite its removal for tumors of the oral cavity, larynx, hypopharynx, and paranasal sinuses. This remains a legitimate T stage for a patient with a p16-positive regional lymph node and no identified primary site. This has been removed owing to the typical absence of a well-defined basement membrane within the oropharynx that would anatomically limit in situ disease. Nodal staging was significantly changed, with any ipsilateral lymph node 6 cm or less in size considered to be N1, combining the prior N1-N2b. Contralateral or bilateral lymph node involvement was designated as N2, and any node greater than 6 cm as N3. Unlike other head and neck disease sites, extracapsular extension was not incorporated into the p16-positive oropharyngeal cancers staging system.

The pathologic TNM (pTNM) staging was also introduced in the AJCC 8th edition based on initial retrospective data out of Washington University in St. Louis that identified nodal number as the sole discriminating risk factor for disease recurrence following surgical resection, with subsequent confirmation in a multi-center database. Node size, extranodal extension, and contralateral involvement were not found to be significant. This is in contradistinction to other head and neck sites, where extranodal extension was incorporated into the staging system. As a result, N1 consists of four or fewer regional lymph nodes and N2 consists of five or more lymph nodes. The authors of the AJCC staging manual recognized this discrepancy between the clinical and pathologic staging systems, and that a patient with a single larger than 6 cm node could be downstaged from a clinical N3 to a pathologic N1 by undergoing surgical resection. Further changes in the pathologic staging system will likely be implemented over time given the relative paucity of N2c (23) and N3 (15) patients in the 220 patient initial cohort, as well as the identification of a deleterious overall survival impact from perineural invasion (PNI) and lymphovascular space invasion (LVSI) in the multi-center database. Other centers have also identified both PNI and LVSI as worsening OS and DFS (HR 2.78 and 3.10, respectively, if either factor was present).

Stage groupings were also altered to account for the improved outcomes present with p16-positive oropharyngeal cancers ( Table 39.3 ). T1 to T2 N0-1 tumors were designated stage I, T3 or N2 tumors stage II, and T4 or N3 tumors stage III, with stage IV reserved for metastatic disease. For patients with T0 to T2 disease and prior N2a or N2b nodal staging, this represents a dramatic transition from stage IVA to stage I disease.

TABLE 39.3
TNM Definitions and Stage Groupings for p16-positive Oropharyngeal Carcinomas (OPCs)
Primary Tumor (T) Regional Lymph Nodes (Clinical N) Regional Lymph Nodes (Pathologic N)
T0: No evidence of primary tumor Nx: Regional lymph nodes cannot be assessed Nx: Regional lymph nodes cannot be assessed
T1: Tumor 2 cm or smaller in greatest dimension N0: No regional lymph node metastasis pN0: No regional lymph node metastasis
T2: Tumor larger than 2 cm but not larger than 4 cm in greatest dimension N1: One or more ipsilateral lymph nodes, none larger than 6 cm pN1: Metastasis in 4 or fewer lymph nodes
T3: Tumor larger than 4 cm in greatest dimension or extension to the lingual surface of the epiglottis N2: Contralateral or bilateral lymph nodes, none larger than 6 cm pN2: Metastasis in more than 4 lymph nodes
T4: Moderately advanced local disease
Tumor invades the larynx, extrinsic muscles of tongue, medial pterygoid, hard palate, mandible, or beyond
N3: Lymph node(s) larger than 6 cm
CLINICAL STAGE GROUPING FOR P16-POSITIVE OPCs
T Category N CATEGORY
N0 N1 N2 N3
T0 NA I II III
T1 I I II III
T2 I I II III
T3 II II II III
T4 III III III III
PATHOLOGIC STAGE GROUPING FOR P16-POSITIVE OPCs
T Category N CATEGORY
N0 N1 N2
T0 NA I II
T1 I I II
T2 I I II
T3 II II III
T4 II II III
Any distant metastatic disease is Stage IV.

Although tobacco is a known negative prognostic factor for p16-positive oropharyngeal cancers, this proved challenging to codify within the AJCC 8th edition. As a result, tobacco history was not incorporated as part of staging with the recommendation that smoking history be collected and reevaluated in the future. Additional registry collection variables include tumor location, number and size of lymph nodes, perineural invasion, and extranodal extension (> 2 mm or microscopic), with the plan to reevaluate the prognostic impact of these features and potentially incorporate these factors within future staging systems as well.

p16-Negative Oropharyngeal Cancers

Unlike p16-positive oropharyngeal cancers, the ICON-S group found that the AJCC 7th edition staging system correlated with outcomes in p16-negative oropharyngeal cancers. As a result, only incremental changes were enacted in the staging of p16-negative oropharyngeal cancers, which continues to be combined with the hypopharynx (see chapter 41 for staging table). As with all head and neck cancer, except for p16-positive oropharyngeal cancers, the T0 category was removed. Extranodal extension (ENE) was incorporated as an N classification variable, with metastasis in any node and clinically overt ENE or pathologic ENE rendered as clinical N3b. Strict criteria were placed for clinical ENE, with unambiguous evidence of gross ENE being required. This unambiguous evidence was defined as (1) invasion of skin, (2) infiltration of musculature/fixation to adjacent structures on physical examination, and (3) cranial nerve, brachial plexus, sympathetic trunk, or phrenic nerve invasion with dysfunction. The presence of ENE upstages the pathologic N classification, altering a single ipsilateral node 3 cm or smaller with ENE to N2a with any other nodes with ECE (size > 3 cm, contralateral or bilateral, multiple) being N3b.

Primary Therapy

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