Cosmetics and Cosmeceuticals


Synonyms

▪ Cosmetics ▪ Skin care products ▪ Cosmeceuticals ▪ Bioactive cosmetics ▪ Nail products ▪ Hair care products ▪ Exfoliants ▪ Moisturizers ▪ Cleansers

Key features

  • Colored cosmetics and skin care products have an important role in the prevention of dermatologic disease and the maintenance of skin health

  • Hair is a non-living structure whose appearance and behavior can be improved via the use of shampoos and conditioners

  • Nail cosmetics primarily adorn the nails, but improper use can lead to nail disease

  • Cosmeceuticals are non-prescription products designed to improve the functioning of the skin, primarily by targeting the aging process

  • Skin, hair and nail care products have a profound impact on these structures, and they should be part of the working knowledge of every dermatologist

Introduction

Cosmetics and skin care products are assuming an increasingly important role within dermatology as the sophistication of raw materials and the resulting formulations provide for the development of products that impact the functioning of the skin. It was traditionally thought that the stratum corneum was a non-living, biologically inert layer of the skin upon which skin care products and cosmetics impinge. It was also thought that the stratum corneum was a complete barrier unaffected by the application of non-prescription topical agents. An improved understanding of stratum corneum function, primarily obtained through the use of non-invasive bioengineering techniques, has demonstrated that the stratum corneum can be dramatically influenced by non-prescription topical agents, and that these agents can indeed pene­trate the stratum corneum and influence skin function.

Recognition of the biologic importance of the stratum corneum to skin health led to the development of a new category of skin care product, referred to as the cosmeceutical . A cosmeceutical is a scientifically designed, useful product intended for external application to the human body that has desirable aesthetic effects and meets rigid chemical, physical and medical standards . Even though many cosmeceuticals currently exist for use on the skin, hair and nails, there is no regulatory description that acknowledges the current scientific sophistication of these formulations. Rather, a cosmetic is defined by the US Federal Food, Drug and Cosmetic Act, written in 1938, as “articles intended to be rubbed, poured, sprinkled, or sprayed on, introduced into, or otherwise applied to the human body or any part thereof for cleansing, beautifying, promoting attractiveness, or altering the appearance”, without affecting structure or function .

Cosmeceuticals are now a reality due to the ever expanding dermatologic knowledge base, which has rendered obsolete the prior outdated clear distinction between cosmetics and drugs . It is somewhat bewildering to realize that water is a cosmeceutical. Water profoundly influences the structure and function of the viable epidermis. Many substances can function as cosmeceuticals if entry into and through the stratum corneum is facilitated via the use of penetration enhancers, such as propylene glycol, isopropyl myristate, or pyrrolidone derivatives. Propylene glycol profoundly alters the barrier characteristics of the stratum corneum, while isopropyl myristate is capable of penetrating into the lipid bilayer of cell membranes. Pyrrolidone derivatives interact with both keratin and stratum corneum lipids to drive substances into the skin. These enhancers are commonly found in cosmetic formulations; however, improved understanding of skin physiology allowed recognition of their profound effects on the skin, which were previously unknown.

Discussion

Skin Care Products

The three basic categories of skin care products are cleansers, moisturizers, and astringents. Cleansers are designed to remove sebum, desquamating corneocytes, bacteria, fungi and environmental dirt from the face and body, while leaving the intercellular lipid barrier intact. Astringents are actually a subset of cleansers designed to supplement the failure of the cleanser to perform its intended function. Moisturizers are designed to minimize the barrier damage induced by cleansing. Thus, these three skin care products work together to balance the hygiene needs of the skin with the important task of preserving barrier function.

Cleansers

The development of soaps designed to cleanse the skin has been the single most important advance in decreasing disease worldwide. Even though soap is ubiquitous in the developed world, one of the main goals of global health organizations is to introduce the concept of cleansing with soap to regions of the world where contagious diseases run rampant. In basic chemical terms, soap is a fatty acid salt resulting from a reaction between a fat and an alkali . The soap solubilizes sebum and environmental dirt, such that it can be rinsed away with water. The mechanics of rubbing the soap over the skin with the hand or a bathing implement results in the physical removal of desquamating scales, bacteria and fungi from the skin surface. In high-income countries, where bathing has become a daily ritual, excessive use of soap has resulted in dermatologic conditions such as xerotic eczema. This has led to the development of cleansers with skin conditioning benefits that are chemically not true soaps, and they are referred to as detergents.

Cleansers, whether formulated as bars or liquids, can be divided into three basic types: soaps, syndets and combars ( Table 153.1 ). True soaps are composed of long-chain fatty acid alkali salts with a pH of between 9 and 10. This alkaline pH raises the pH of the skin following cleansing, resulting in stratum corneum barrier disruption and the resultant feeling of tightness following bathing. Alkalinization of the skin disrupts the natural acid mantle, which may be significant in dermatitic skin. Recognition of the need to preserve skin pH at 5.4 led to the development of syn thetic det ergents, known as syndets, such as sodium cocoyl isethionate. Syndet cleansers, also known as beauty cleansers, contain less than 10% soap and are designed with a pH of 5.5–7.0 in order to minimize cutaneous alkalinization . The third type of cleanser, known as a combar, is composed of an alkaline soap to which surface active agents with a pH of 9–10 have been added. Combars are milder cleansers than true soaps, but induce more thorough cleansing than syndets. For example, true soap is a good cleansing choice for excessively oily or dirty skin, while a combar is a good cleanser for normal skin with a moderate amount of environmental dirt. Syndets would be the least damaging to the cutaneous barrier in persons with xerosis or any form of dermatitis.

Table 153.1
Categories of cleansing products.
CATEGORIES OF CLEANSING PRODUCTS
Product type Composition Product examples ®,
Bar soap True soap in bar form; pH 9–10 Ivory Bar Soap (Procter & Gamble)
Cashmere Bouquet (Colgate-Palmolive)
Syndet bar cleanser Synthetic detergents (no soap), in bar form; pH 5.5–7 Cetaphil Bar (Galderma)
Dove Bar (Unilever)
Olay Quench Moisturizing Bar (Procter & Gamble)
Syndet liquid Synthetic detergents, in liquid form; pH 5.5–7 Dove Liquid Soap (Unilever)
Olay Foaming Face Wash (Procter & Gamble)
Combar soap Combination of true soap and synthetic detergent; pH 9–10 Dial Bar Soap (Dial Corporation)
Irish Spring Bar Soap (Colgate-Palmolive)
Body wash Emulsion system applied with a puff, allowing synthetic detergent cleansing combined with enhanced skin moisturization and emolliency Aveeno Daily Moisturizing Body Wash (Johnson & Johnson)
Cetaphil Skin Restoring Body Wash (Galderma)
Dove Deep Moisture Body Wash (Unilever)
Olay Sensitive Body Wash (Procter & Gamble)
Lipid-free cleanser Cleans without fats; may contain glycerin, cetyl alcohol, stearyl alcohol, sodium lauryl sulfate and, occasionally, propylene glycol Aquanil Cleanser (Person & Covey)
CeraVe Cleanser (Valeant Consumer Products)
Cetaphil Gentle Skin Cleanser (Galderma)
Cleansing cream Waxes and mineral oil with detergent action from borax Noxzema Original Deep Cleansing Cream (Unilever) *
Pond's Cold Cream *
Astringent/toner Alcohol-based product that may contain witch hazel, salicylic acid or glycolic acid Clarifying Lotion 2, 3, 4 (Clinique)
Moisturizing astringent/toner Glycerin-based humectant moisturizer Clarifying Lotion 1 (Clinique)
Exfoliant cleanser Glycolic acid- or salicylic acid-containing cleanser Oil-Free Acne Wash (Neutrogena)
Abrasive cleanser Polyethylene beads or other small particles within the syndet cleanser Clinique 7 Day Scrub Cream
Olay Age Defying Daily Renewal Skin Cleanser (Procter & Gamble)

* Do not contain borax.

The many brands of cleansers currently on the market fall into one of the three aforementioned groups, yet there must be something unique, for marketing purposes, about each cleanser. The unique aspects of each cleanser are created through the addition of specialty additives ( Table 153.2 ). Common cleanser additives include various fragrances as well as foaming agents designed to alter the aesthetics of the lather, but the most dermatologically relevant additives are antibacterial agents. The most widely used antibacterial in both bar and liquid cleansers used to be triclosan , but is now benzalkonium chloride. Triclosan works by blocking lipid synthesis within the bacterial cell wall, thus decreasing the skin biofilm bacteria count and reducing odor. However, in 2016, triclosan was banned in the US as an ingredient in consumer antiseptic washes.

Table 153.2
Specialty soap formulations.
SPECIALTY SOAP FORMULATIONS
Type of soap Unique ingredients
Superfatted soap Increased oil and fat, representing up to 10%
Castile soap Olive oil used as main fat
Deodorant soap Antibacterial agents
French milled soap Additives to reduce alkalinity
Floating soap Extra air trapped during mixing process
Oatmeal soap Ground oatmeal added (coarsely ground to produce abrasive soap; finely ground for gentle cleanser)
Acne soap Sulfur, resorcinol, benzoyl peroxide and/or salicylic acid added
Facial soap Smaller bar size, no special ingredients
Bath soap Larger bar size, no special ingredients
Aloe vera soap Aloe vera added to soap, no special skin benefit
Vitamin E soap Vitamin E added, no special skin benefit
Cocoa butter soap Cocoa butter used as major fat
Nut or fruit oil soap Nut or fruit oils used as major fat
Transparent soap Glycerin and sucrose added
Abrasive soap Pumice, coarse oatmeal, maize meal, ground nut kernels, dried herbs or flowers added
High impact soap Strong, high-concentration fragrance added to scent skin after cleansing
Soap-free soap Contains synthetic detergents (syndet bar)

Another important dermatologic need with regard to skin cleansing is minimization of skin barrier dysfunction. Unfortunately, surfactants cannot distinguish unwanted sebum and oil-soluble dirt from intercellular lipids. Thus, increases in transepidermal water loss are typically noted in direct proportion to the cleansing ability of the cleanser. An attempt to provide cleansing and barrier restoration in the same product has led to the development of body washes. Since body washes are liquids, incorporating both hydrophilic and lipophilic ingredients emulsified into a single phase, it is possible to cleanse and moisturize simultaneously while allowing for rinsing away of the surfactants. Body washes must be used with a puff to introduce both water and air into the cleanser emulsion in sufficient quantity to allow cleansing and moisturization to occur. The syndet detergents, primarily ammonium laureth sulfate, solubilize oil-soluble dirt into the rinse water for removal during the cleansing phase when the body wash concentration is high and the water concentration low, while occlusive moisturizing substances (e.g. petrolatum) and emollients (e.g. soybean oil) are left behind to retard transepidermal water loss and improve skin smoothness during the rinse phase when the body wash concentration is low and the water concentration is high.

Other cleanser variants for persons with dry, dermatitic skin include lipid-free, non-foaming cleansers and cold creams. These products are excellent at removing cosmetics and low levels of environmental dirt. Lipid-free cleansers are non-foaming, soap-free liquid products applied to dry or moistened skin, rubbed to produce minimal lather, and rinsed or wiped away. They possess low surfactant capabilities, and they can only remove bacteria through mechanical means, yet they are important in persons with barrier disruption . The classic cleanser for dry, dermatitic skin is cold cream, which combines the effect of a lipid solvent, such as wax or mineral oil, with detergent action from borax . However, not all formulations of cold creams contain borax.

Occasionally, a dermatologic need arises for specialty cleansers designed to offer a skin benefit beyond pure removal of sebum and environmental dirt. For example, it may be desirable to induce corneocyte disadhesion in older patients requiring an exfoliant cleanser. This can be accomplished through the addition of chemical exfoliants, such as salicylic acid or glycolic acid, to the cleanser formulations discussed previously. Exfoliant cleansers containing benzoyl peroxide or salicylic acid are sometimes used as an adjunct in topical acne treatment. Exfoliation can also be induced mechanically through the incorporation of fine abrasive particles (such as polyethylene beads, aluminum oxide, ground fruit pits, or sodium tetraborate decahydrate granules) in a liquid syndet cleanser to remove skin scale. Lastly, mechanical exfoliation can be encouraged through the use of specially woven face cloths, designed to remove skin scale without inducing epidermal damage.

The development of novel detergents and cleansing specialty additives has created a confusing plethora of consumer products, yet the goal remains the same: to allow adequate skin hygiene without barrier damage. Our next concern is the discussion of moisturizers, designed to replace skin sebum and natural moisturizing factors in instances where the stratum corneum barrier has been damaged from exuberant cleansing.

Moisturizers

The term “moisturizer” is somewhat misleading to the consumer, who assumes that the cream or lotion actually puts moisture or water back into the skin . Moisturizers do not put water back into the skin externally, nor do they get incorporated into the intracellular lipids. Moisturizers simply attempt to retard transepidermal water loss and create an optimal environment for restoration of the stratum corneum barrier . The optimal water content for the stratum corneum is between 10% and 30%, depending on the measurement technique employed, and moisturizers can function to raise the cutaneous water content through occlusion or humectancy via a variety of active agents ( Table 153.3 ) .

Table 153.3
Different types of moisturizers.
Additional prescription moisturizers are available, e.g. ones based upon glycyrrhetinic acid plus shea butter (Atopiclair® cream) or castor oil (Promiseb™ cream); a complete list is provided in Table 129.13 .
DIFFERENT TYPES OF MOISTURIZERS
Moisturizer type Composition Product examples ®,
Oil only Petrolatum Vaseline petroleum jelly (Unilever)
Oil-in-water emulsion Water, petrolatum Eucerin Cream (Biersdorf)
Polymer-based Water, polyglycerylmethacrylate, petrolatum Cetaphil Cream (Galderma)
Vegetable oil and wax Castor oil, corn oil, ozokerite, beeswax, paraffin, carnauba wax Lip Moisturizer (Neutrogena)
Glycerin-rich Water, glycerin, petrolatum Norwegian Formula Hand Cream (Neutrogena)
Curél Daily Moisture Original Lotion (Kao Brands Company)
Dimethicone and ceramides Water, petrolatum, dimethicone, ceramides CeraVe (Valeant)
EpiCeram (PuraCap Pharmaceutical)

Occlusive moisturizers prevent evaporative water loss to the environment by placing an oily substance on the skin surface through which water cannot penetrate, thus replenishing the stratum corneum moisture by water movement from the lower viable epidermal and dermal layers . There are many different classes of chemicals that can function as occlusive moisturizers , for example, hydrocarbon oils and waxes (petrolatum, mineral oil, paraffin, squalene), silicones (cyclomethicone, dimethicone), vegetable oils (castor oil, corn oil, grape seed oil, soybean oil), animal oils (mink oil, emu oil), fatty acids (lanolin acid, stearic acid), fatty alcohols (lanolin alcohol, cetyl alcohol), polyhydric alcohols (propylene glycol), wax esters (lanolin, beeswax, stearyl stearate), vege­table waxes (carnauba wax, candelilla wax), phospholipids (lecithin), and sterols (cholesterol, ceramides) .

The most effective occlusive moisturizer is petrolatum, since it reduces transepidermal water loss by 99% . Total occlusion of the stratum corneum is undesirable, since transepidermal water loss is the cellular signal that initiates barrier repair and the resulting synthesis of intercellular lipids . Complete cessation of transepidermal water loss results in no barrier repair, allowing water loss to return to its pretreatment level once the complete occlusion has been removed . Petrolatum allows barrier repair while permeating throughout the interstices of the stratum corneum .

Another technique for rehydrating the stratum corneum is the use of humectants. Humectants are substances that attract moisture; they include glycerin, honey, sodium lactate, urea, propylene glycol, sorbitol, pyrrolidone carboxylic acid, gelatin, hyaluronic acid, and some vitamins and proteins . The body utilizes hyaluronic acid and other glycosaminoglycans in the dermis as biologic humectants to prevent desiccation of the skin. Humectants can only hydrate the skin from the environment when the ambient humidity exceeds 70%. Consequently, rehydration of the stratum corneum generally occurs by water that is attracted from the deeper epidermal and dermal tissues. Most moisturizers combine both occlusive and humectant moisturizing ingredients, since water drawn by a humectant to a damaged stratum corneum barrier will be lost to the atmosphere unless trapped by an occlusive . Humectants also help to improve the smoothness of xerotic skin by inducing corneocyte swelling and minimizing voids between the desquamating corneocytes .

In summary, remoisturization of the skin must occur in four steps:

  • initiation of barrier repair (see Ch. 124 )

  • alteration of surface cutaneous moisture partition coefficient

  • onset of dermal–epidermal moisture diffusion

  • synthesis of intercellular lipids .

Moisturizers attempt to increase stratum corneum water content through the principles of occlusion and humectancy. The discovery of aquaporin 3 channels in the skin and their modulation by glycerin and urea has increased research into osmotic cell balance as another mechanism for moisturization.

Astringents

Occasionally, patients use skin care products that either correct the deficiencies of the cleanser or supplement the effects of the moisturizer. These products are known as astringents or toners (see Table 153.1 ). They are used after cleansing but before moisturizing, and they are left on the face following use. Astringents are usually liquids wiped over the face with a cotton ball. Originally, astringents were intended to remove soap scum left behind on the face from the use of lye-based soaps and hard water. If left behind, this soap scum could cause irritant contact dermatitis. The original astringents were fragranced isopropyl alcohol or propylene glycol solutions designed to remove oil-soluble residue. The development of synthetic detergents and treated water has made this original intent obsolete, yet astringents remain popular.

Currently, astringents are used to remove the oily residue left behind after cleansing of the face with lipid-free cleansers or cleansing creams, discussed previously. Oily complexion astringents are formulated to remove any remaining sebum from the face following synthetic detergent cleansing or to deliver keratolytics, such as salicylic acid, glycolic acid or witch hazel. Some astringents designed for dry skin contain a humectant liquid moisturizer, such as propylene glycol or glycerin, and skin soothing agents, such as allantoin, guaiazulene or quaternium-19 . A complete cosmetic-counter facial treatment routine involves a cleanser followed by an astringent and then a moisturizer. Once the skin has been prepared in this manner, colored cosmetics are applied.

Colored Facial Cosmetics

Colored facial cosmetics are intended to adorn the eyes, lips and cheeks with color for the purposes of creating a fashionable appearance, highlighting certain desirable features, and camouflaging facial flaws. Colored cosmetics are of importance to the dermatologist for their role in maintaining skin health, inducing dermatitis, and camouflaging surgical defects.

Facial foundations

Formulation

Facial foundations are the first cosmetic applied to the face following the use of a moisturizer and are basically pigmented moisturizers worn for 8 hours or longer before removal. Consequently, this class of colored facial cosmetics has the greatest impact on the integrity of the skin. Facial foundations are available for every complexion type and skin color, fulfilling the needs listed in Table 153.4 .

Table 153.4
Functions of facial foundation.
FUNCTIONS OF FACIAL FOUNDATION
  • Add facial color

  • Blend facial color

  • Camouflage pigmentation irregularities

  • Normalize facial skin

  • Provide sun protection

  • Act as a treatment product

There are four basic facial foundation formulations: oil-based, water-based, oil-free, and water-free or anhydrous forms . Oil-based products are designed for dry skin, while water-based products can be adapted for all skin types. Oil-free formulations are used in oily skin foundations, while anhydrous forms are extremely long-wearing and used for camouflage or theatrical purposes.

Oil-based foundations are water-in-oil emulsions containing pigments suspended in oil (e.g. mineral oil) or lanolin alcohol. Vegetable oils (grape seed, coconut, sesame, safflower) and synthetic esters (isopropyl myristate, octyl palmitate, isopropyl palmitate) may also be incorporated. The water evaporates from the foundation following application, leaving the pigment in oil on the face. This creates a moist skin feeling, especially desirable in dry complected patients. Because the color is fully developed within the oily phase of the formulation, oil-based foundations do not shift color as they mix with sebum. These foundations are easy to apply, since the pigment can continue to be spread over the face for up to 5 minutes, prior to setting.

Water-based facial foundations are oil-in-water emulsions containing a small amount of oil, in which the pigment is emulsified, and a relatively large quantity of water. The primary emulsifier is usually a soap, such as triethanolamine, or a non-ionic surfactant. The secondary emulsifier, present in smaller quantity, is usually glyceryl stearate or propylene glycol stearate. These popular foundations are appropriate for minimally dry to normal skin. Since the pigment is already developed in oil, this foundation type is also not subject to color drift. The amount of time the product can be moved over the face, known in the industry as playtime, is shorter than with oil-based foundations.

Oil-free facial foundations contain no animal, vegetable or mineral oils. They contain other oily substances, such as dimethicone or cyclomethicone. These foundations are usually designed for oily complected individuals, since they leave the skin with a dry feeling. Dimethicone is non-comedogenic, non-acnegenic and hypoallergenic, accounting for the tremendous popularity of this type of facial foundation formulation. Both water-based and oil-free foundations are usually packaged in a bottle.

Water-free , or anhydrous, foundations are waterproof. Vegetable oil, mineral oil, lanolin alcohol and synthetic esters form the oil phase, which may be mixed with waxes to form a cream. High concentrations of pigment can be incorporated into the formulation, yielding an opaque facial foundation. The coloring agents are based on titanium dioxide with iron oxides, occasionally in combination with ultramarine blue. Titanium dioxide acts both as a facial concealing agent and sunscreen. These products can be dipped from a jar, squeezed from a tube, wiped from a compact, or stroked from a stick. Water-free foundations are well suited for use in people who require facial camouflaging. They can be combined with a high-coverage powder foundation to increase the opacity of the cosmetic.

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